1984-90013-Ordinance No. 84-030 Recorded 10/3/1984R
REV
VOL 50 �ACE890
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BEFORE THE BOARD OF COUNTY COMMISSIONERS OF DESCHUTES COUNTY, OREGOr
An Ordinance Authorizing the
Issuance of Deschutes County
General Obligation Improve-
ment Bonds, Series 1984, and
Declaring an Emergency.
ORDINANCE NO. 84-030
THE BOARD OF COUNTY COMMISSIONERS OF DESCHUTES COUNTY,
OREGON, ORDAINS as follows:
Section 1. Issue. The County shall issue its General
Obligation Improvement Bonds, Series 1984, in the amount of Five
Hundred Fifty Thousand and N0/100 Dollars ($550,000.00) to be
dated November 1, 1984, to be in denominations of Five Thousand
Dollars ($5,000) or integral multiples thereof, to bear interest
payable on April 1, and October 1 of each year and to mature
serially on the first day of October of each year as follows:
Date Amount
10/1/85
$35,000
10/1/86
40,000
10/1/87
45,000
10/1/88
45,000
10/1/89
50,000
Section 2. No Redemption.
redemption prior to maturity.
Date
10/1/90
10/1/91
10/1/92
10/1/93
10/1/94
Amount
$55,000
60,000
65,000
75,000
80,000
The bonds are not subject to
Section 3. Security. The County has assessed benefited
properties for the costs of local improvements, and has received
applications to pay assessments in installments in an amount at
least equal to the principal amount of the bonds. All install-
ment assessment payments shall be placed in the Bancroft Bond
Redemption Fund and applied to the payment of principal and
interest on the bonds. The full faith and credit of the County
are pledged to the successive owners of each of the bonds for the
punctual payment of such obligations, when due, and the County
shall levy annually, as provided by law, a direct ad valorem tax
upon all of the taxable property within the County in an amount
sufficient, with other available funds, to pay interest on and
the principal of the bonds as they become due and payable. The
County covenants with the owners of its bonds to levy such a tax
annually during each year that any of the bonds, or bonds issued
to refund them, are outstanding.
Section 4. Form of Registered Bond. The bonds shall be in
substantially the fo lowing orm:
1 - ORDINANCE NO. 84-030
VOL 56 F�.q 8,91
UNITED STATES OF AMERICA
STATE OF OREGON
COUNTY OF DESCHUTES
GENERAL OBLIGATION IMPROVEMENT BOND, SERIES 1984
DATED INTEREST % PER ANNUM MATURITY DATE CUSIP
THE COUNTY OF DESCHUTES, in the State of Oregon, for value
received acknowledges itself indebted and hereby promises to pay
to , or registered
assigns, the principal sum of Dollars
($ ) on the above maturity date, together with inter-
est thereon from the date hereof at the rate per annum indicated
above. Interest is payable semiannually on the lst day of April
and on the 1st day of October in each year until maturity,
commencing April 1, 1985. Interest upon this bond is payable
through the County's paying agent and Registrar (the "Regis-
trar"), by check or draft; checks or drafts will be mailed to the
name and address of the registered owner as it appears on the
bond register on the fifteenth day of the month prior to the date
on which interest comes due. Bond principal is payable upon
presentation and surrender of this bond to the Registrar.
ADDITIONAL PROVISIONS OF THIS BOND APPEAR ON THE REVERSE
SIDE; THESE PROVISIONS HAVE THE SAME EFFECT AS IF THEY WERE
PRINTED HEREIN.
IT IS HEREBY CERTIFIED, RECITED, AND DECLARED that all condi-
tions, acts, and things required to exist, to happen, and to be
performed precedent to and in the issuance of this bond have
existed, have happened, and have been performed in due time,
form, and manner as required by the Constitution and statutes of
the State of Oregon; that the issue of which this bond is a part,
and all other obligations of such County, are within every debt
limitation and other limits prescribed by such Constitution and
statutes; and that the Board of County Commissioners has coven-
anted to levy annually a direct ad valorem tax upon all taxable
property within the County in an amount sufficient, with other
available funds, to pay the interest on and the principal of the
bonds of such issue as they become due and payable.
IN WITNESS WHEREOF, the Board of County Commissioners of
Deschutes County, Oregon, has caused this bond to be signed by
facsimile signature of its Chairman and attested by facsimile
signature of its County Clerk, and has caused its seal to be
affixed hereto or printed hereon as of this day of
, 1984.
ALBERT A. YOUNG, Chairman
Board of County Commissioners
Deschutes County, Oregon
2 - ORDINANCE NO. 84-030
`Vol, 56
ATTEST:
MARY SUE PENHOLLOW
Deschutes County Clerk
THIS BOND SHALL NOT BE VALID UNLESS
PROPERLY AUTHENTICATED BY THE REGISTRAR
IN THE SPACE INDICATED BELOW.
CERTIFICATE OF AUTHENTICATION
This is one of the County of Deschutes, Oregon's
General Obligation Improvement Bonds, Series 1984,
issued pursuant to the Ordinance described herein.
DATED
(Name of Registrar)
By
Authorized Officer
NOTE TO PRINTER: The following language should be printed
on the reverse of the bond:
This bond is one of the General Obligation Improvement
Bonds, Series 1984, of the County, and is issued by the County to
finance local improvements pursuant to an Ordinance of the County
(the "Ordinance") and Oregon Revised Statutes Sections 371.605 et
seq. and 223.205 to 223.295, in full and strict accordance and
compliance with all of the provisions of the Constitution and
Statutes of the State of Oregon.
The bonds are issuable in the form of registered bonds with-
out coupons in the denominations of $5,000 or any integral multi-
ple thereof. Bonds may be exchanged for bonds of the same aggre-
gate principal amount, but different authorized denominations.
Any transfer of this bond must be registered, as provided in
the Ordinance, upon the bond register kept for that purpose at
the office of the Registrar. The County and the Registrar may
treat the person in whose name this bond is registered as its
absolute owner for all purposes, as provided in the Ordinance.
The bondowner may exchange or tansfer any bond only by
surrendering it, together with a written instrument of exchange
or transfer which is satisfactory to the Registrar and duly
executed by the registered owner or his duly authorized attorney,
at the office of the Registrar in the manner and subject to the
conditions set forth in the Ordinance.
3 - ORDINANCE NO. 84-030
vo! 56 mc,
ASSIGNMENT
FOR VALUE RECEIVED, the undersigned sells, assigns and
transfers unto
Please insert social security or other
identifying number of assignee
the within Bond and does hereby irrevocably constitute and
appoint
as attorney to transfer this Bond on the books kept for regis-
tration thereof with the full power of substitution in the
premises.
Dated:
NOTICE: The signature to this assignment must correspond with
the name of the registered owner as it appears upon the face of
the within bond in every particular, without alteration or
enlargement or any change whatever.
Signature Guaranteed
(Bank, Trust Company or Firm
Authorized Officer
The following abbreviations, when used in the inscription on
the face of the within Bond, shall be construed as though they
were written out in full according to applicable laws or regu-
lations.
TEN COM -- tenants in common
TEN ENT -- as tenants by the entireties
JT TEN -- as joint tenants with right of survivorship
and not as tenants in common
OREGON CUSTODIANS use the following
CUST UL OREG
as custodian under the laws of Oregon for
MIN
Minor's Name
Additional abbreviations may also be used though not in the
list above.
4 - ORDINANCE NO. 84-030
el. 66 fxUL
r 834
Section 5. Authentication, Registration and Transfer.
(1) No bond shall be entitled to any right or benefit under
this Ordinance (the "Ordinance") unless it shall have
been authenticated by an authorized officer of the
County's paying agent and Registrar (the "Registrar").
The Registrar shall authenticate all bonds to be
delivered at closing of this bond issue, and shall
additionally authenticate all bonds properly
surrendered for exchange or transfer pursuant to this
Ordinance.
(2) All bonds shall be in registered form. The County
hereby appoints Oregon Bank to serve as Registrar. A
successor Registrar may be appointed for the bonds by
order or resolution of the County. The registrar shall
provide notice to bondowners of any change in the Regis-
trar not later than the bond payment date following the
change in Registrar.
(3) The ownership of all bonds shall be entered in the bond
register maintained by the Registrar, and the County
and the Registrar may treat the person listed as owner
in the bond register as the owner of the bond for all
purposes.
(4) The Registrar shall mail each bond payment to the name
and address of the bondowner as it appears on the bond
register on the fifteenth day of the month preceding a
bond payment date (the "Record Date"). If payment is
so mailed, neither the County nor the Registrar shall
have any further liability to any party for such
payment.
(5) Bonds may be exchanged for an equal principal amount of
bonds of the same maturity which are in different
denominations, and bonds may be transferred to other
owners if the bondowner submits the following to the
Registrar:
(a) written instructions for exchange or transfer
satisfactory to the Registrar, signed by the
bondowner or his attorney in fact and guaranteed
or witnessed in a manner satisfactory to the
Registrar; and
(b) the bonds to be exchanged or transferred.
(6) The Registrar shall not be required to exchange or
transfer any bonds submitted to it during any period
beginning with a Record Date and ending on the next
following payment date; however, such bonds shall be
exchanged or transferred promptly following that
payment date.
5 - ORDINANCE NO. 84-030
VOL 56 fAcE 895
(7) The Registrar shall note the date of authentication on
each bond. The date of authentication shall be the
date on which the bondowner's name is listed on the
bond register.
(8) For purposes of this Section, bonds shall be considered
submitted to the Registrar on the date the Registrar
actually receives the materials described in subsection
5 of this Section.
(9) The County may alter those provisions regarding regis-
tration and transfer by mailing notification of the
altered provisions to all bondowners. The altered
provisions shall take effect on the date stated in the
notice, which shall not be earlier than 45 days after
notice is mailed.
Section 6. Sale of Bonds. The Deschutes County Clerk shall
cause to be published in the Bulletin, Bend, Oregon, and in the
Daily Journal of Commerce, Portland, Oregon, notices of sale of
the bonds in the form suf5stantially as shown on Exhibit "A"
attached hereto and by this reference incorporated herein, or
summaries, as provided by law. The bonds shall be sold upon the
terms provided in the attached Exhibit "A". The bonds shall be
sold on the date and at the time and place stated in Exhibit "A",
unless the Chairman or Clerk establishes a different date, time,
or place.
Section 7. Emergency. This Ordinance being necessary for
the immediate preservation of public peace, health and safety, an
emergency is declared to exist, and this Ordinance takes effect
on its passage.
PASSED by the unanimous vote of the Board of County Commis-
sioners of Deschutes County Oregon, with a quorum in attendance,
this 1 day of _�, , 1984.
BOARD OF COUNTY COMMISSIONERS
OF DESCHUTES COUNTY, OREGON
ALBERT7A .
ATTEST: L --LX BRI9nW PRAN E, Commissioner
&4Lt-6c /�' &�_Xjtx
Recording Secretary LAURENCE A. UTTLE,..Commissioner
6 - ORDINANCE NO. 84-030
EXHIBIT "A" ' VOL 56 FACE 8,96
OFFICIAL NOTICE OF BOND SALE
DESCHUTES COUNTY, OREGON
STATE OF OREGON
$550,000
GENERAL OBLIGATION IMPROVEMENT BONDS, SERIES 1984
Notice is hereby given that sealed bids will be received on behalf of
Deschutes County, Oregon until 10:00 o'clock a.m. (Prevailing Pacific Time) on
October 24, 1984 at the offices of Ragen, Roberts, O'Scannlain, Robertson &
Neill, 1600 Orbanco Building, 1001 S.W. Fifth Avenue, Portland, Oregon, 97204,
at which time they will be publicly opened and announced.
The bids shall be considered and acted upon by the Deschutes County Board
of Commissioners within four hours.
ISSUE: FIVE HUNDRED FIFTY THOUSAND DOLLARS ($550,000) consisting of
registered bonds in denominationp of FIVE THOUSAND DOLLARS ($5,000) or integral
multiples thereof, all dated November 1, 1984.
INTEREST RATE: Maximum not to exceed a net effective rate of fourteen
percent (14%) per annum. Interest is payable semiannually on April 1 and
October 1 of each year commencing April 1, 1985. Bidders must specify the
interest rate or rates which the bonds hereby offered for sale shall bear. The
bids shall comply with the following conditions: (1) Each interest rate
specified in any bid must be a multiple of 1/8th or 1/20th of one percent (1%);
(2) No bond shall bear more than one rate of interest; (3) Each bond shall bear
interest from its date to its stated maturity date at the interest rate
specified in the bid; (4) All bonds maturing at any one time shall bear the same
rate of interest; (5) Each maturity rate of interest specified for a particular
maturity of bonds shall not be less than the maturity rate of interest specified
for any earlier bond maturities.
MATURITIES: The bonds shall mature serially on the first day of October
of each year as follows:
DATE
AMOUNT
DATE
AMOUNT
1985
$35,000
1990
$55,000
1986
40,000
1991
60,000
1987
45,000
1992
65,000
1988
45,000
1993
75,000
1989
50,000
1994
80,000
i
VOL 56 PACE 897
REGISTRATION: The bonds will be issued in fully registered form, and may
be exchanged at the expense of issuer for similar bonds of different authorized
denominations. Bonds may not be converted to bearer form.
REDEMPTION: The bonds are not subject to redemption prior to maturity.
PAYMENT: Principal and interest are payable, either at maturity or upon
earlier redemption, by check or draft through the office of the registrar and
paying agent of the County, which is currently the Oregon Bank, in Portland,
Oregon.
PURPOSE: The bonds are being issued to finance various projects within
local improvement districts.
SECURITY: These bonds are general obligations of the County. The County
has the power and is obligated to cause ad valorem taxes, without limitation as
to rate or amount, to be ievied annually upon all taxable property within the
boundaries of the County in an amount sufficient to pay the principal of and
interest upon the bonds.
LEGAL OPINION: The approving opinion of Ragen, Roberts, O'Scannlain,
Robertson & Neill, Attorneys, of Portland, Oregon, will be provided at no cost
to the purchaser, and will be printed on the bonds at the expense of the County.
TAR EXEMPT STATUS: Interest on the bonds, in the opinion of bond
counsel, is exempt from taxation by the United States under present federal
income tax laws and from personal income taxation by the State of Oregon under
present state law.
BEST BID: The bonds will be awarded to the responsible bidder whose
proposal will result in the lowest net cost to the County. The successful bid
will be determined by computing the total amount of interest which the County
would be required to pay from the date of each bond to its respective maturity
date at the rate or rates specified in the bid, less premium offered, (and plus
discount), if any. Each bidder is requested to supply the total interest cost
and net effective interest rate that the County will pay upon the issue if the
bid is accepted. The purchaser must pay accrued interest, computed on a 360 -day
basis, from the date of the bonds to the date of delivery. The cost of printing
the bonds will be borne by the County.
DELIVERY: Delivery of the bonds will be made without cost to the
successful bidder at such bank in the City of Portland, Oregon, as the
successful bidder shall name. Payment for the bonds must be made in Federal
funds. The County may deliver a temporary bond, which may be a single
registered, typewritten bond, on or before November 6, 1984. The temporary bond
shall be exchangeable for definitive registered bonds not later than November
21, 1984.
' VOL 56 PAGE 898
FORM OF BID: All bids must be for not less than all the bonds hereby
offered for sale, and for not less than ninety-eight percent (98X) of the par
value thereof and accrued interest to the date of delivery. Each bid together
with bidder's check as herein specified must be enclosed in a sealed envelope
addressed to the County and designated "Proposal for Bonds".
BID CHECK: All bids must be unconditional and accompanied by a certified
or cashier's check on a bank doing business in the State of Oregon for Eleven
Thousand Dollars ($11,000) payable to the order of the County to secure the -
County from any loss resulting from the failure of the bidder to comply with the
terms of its bid. Checks will be forfeited to the County as liquidated damages
in case the bidder to whom the bonds are awarded withdraws its bid or fails to
complete its purchase in accordance with the terms thereof. No interest shall be
allowed on the deposit but the check of the successful bidder will be retained
as part payment of the bonds or for liquidated damages as described above.
Checks of the unsuccessful bidders will be returned by the County promptly.
RIGHTS OF REJECTION: The County reserves the right to reject any or all
bids, and to waive any irregularities.
OFFICIAL STATEMENT: The County has prepared an Official Statement
relating to the bonds, a copy of which will be furnished upon request to its
Financial Advisor, A. G. Edwards & Sons, Inc., 0119 S.W. Bancroft Street,
Portland, Oregon, 97201, telephone 503-248-9544, or to the undersigned.
POTENTIAL BID: The Financial Advisor may submit a bid or participate in
a bidding syndicate.
CUSIP: CUSIP numbers will not be imprinted upon the bonds of this issue.
NO LITIGATION: At the time of payment for the delivery of said bonds,
the County will furnish the successful bidder a certificate that there is no
litigation pending affecting the validity of the bonds.
FURTHER INFORMATION: Additional information regarding the County and
this sale may be obtained from James C. Joseph, Public Finance Associate, A. G.
Edwards & Sons, Inc., 0119 S.W. Bancroft Street, Portland, Oregon, 97201,
telephone 503-248-9544.
Helen Rastovich
County Treasurer
Deschutes County, Oregon