2002-1131-Resolution Recorded 8/26/2002QUIT
ba corp
L COUN vest ents, Inc.
Account #
RESOLUTION (ASSOCIATION OR OTHER NON -CORPORATE ORGANIZATION)
BE IT RESOLVED THAT Marty Wynne, Deschutes County Treasurer
(Name & Title of Officer)
is hereby authorized to sell, assign and endorse for transfer, certificates representing,
AK% bonds, or other securities now registered or hereafter registered in the name ofd
Deschutes County and the Deschutes County Treasurer
A"I&iyaty
(Type of Organization)
I, Bonnie Baker, Recording Secreta
(Name and Title of Officer)
of Deschutes CountYJAWW W a Political Subdivision
(Name of Organization) of the State of Oregon,
hereby certify that the foregoing is a true copy of a resolution duly adopted by the
Board of County Commissioners of Deschutes County, Oregon
(Name of Governing Body of Organization)
of said County at a meeting duly held the 14th
day of _August 2002 , at which a quorum was present and voting
and that the same has not been repealed or amended and remains in full force and effect
and does not conflict with the
laws of the State of Oregon
(Name of document under which Organization is Operating)
of said Deschutes County lteamxex
(Name of Organization)
/ J, / Z
i W "-2 —
(If no spa ° !�.y at tjrece is no seal)
'Mary�Penhollow
o,C'ounty Clerl4F
073-5007 NS(3-98)
Date - min
�WLJ,L
IFIO�-
(Secretary)
Recording Secretary
COUNTY OFFICIAL
YJ1002-1131 MARY" SUE SPENNOLLOW, COUNTYRCLERKS lid 100n
2-1131
COMMISSIONERS' JOURNAL Agile/lAM 09'D0AA AM
210200 313
U.S. Bancorp Investments, Inc., Member NASD and SIPC
0 un 2 2
�bancorp.
Investments, Inc.
TRADING AUTHORIZATION
TO: U.S. Bancorp Investments, Inc.
L1/0//S�0
Account Number
In connection with various securities transactions which we may enter into with you,
either as principal or as agent, we hereby confirm to you the following authorizations
with respect to the accounts which we maintain with you.
Until you receive written notice of change from us, it is agreed that the following persons
are duly authorized and empowered to initiate transactions on our behalf.
Full name of Authorized Agent & Title
Marty Wynne Deschutes County Treasurer
Cheryl L. Circle, Revenue Supervisor
Deschutes County Treasurer
Firm Name
_Marty Wynne, Deschutes County Treasurer
Authorized Officer Name/Title
Authorized Officer Signature
Si nature
( 0®-290
LVWaancorp,
Investments, Inc.
Member NASD & SIPC
Account # 4 10 > / S__�O U
INSTITUTIONAL CASH ACCOUNT AGREEMENT
In consideration of U.S. Bancorp Investments, Inc. ("USBI") accepting and maintaining one or more accounts for the undersigned (hereafter referred to in the first person
singular irrespective of whether the account is an institutional account, I agree that all transactions with respect to any such account shall be subject to the following terms:
1. Nature of Broker -Dealer. USBI IS NOT A BANK. USBO IS A CORPORATE ENTITY SEPARATE AND DISTINCT FROM iTS AFFILIATES. NONE OF THE
ACTIVITIES OR OBLIGATIONS OF USBI ARE GUARANTEED BY ANY OF iTS BANK OR NON-BANK AFFILIATES NOR SHALL ANY SUCH AFFILIATE
BE RESPONSIBLE TO ME FOR PERFORMING ANY OF USBI'S OBLIGATIONS. NON -DEPOSIT INVESTMENT PRODUCTS SOLD, OFFERED, OR
RECOMMENDED BY USBI ARE NOT DEPOSITS AND ARE NOT INSURED BY THE FDIC OR ANY OTHER GOVERNMENTAL AGENCY AND ARE
SUBJECT TO INVESTMENT RISKS, INCLUDING THE POSSIBLE LOSS OF PRINCIPAL.
2. Applicable Rules and Regulations. This Agreement and all transactions under this Agreement will be subject to the constitution, rules, regulations, customs ,and
usages of the exchange or market, and its clearing house, if any, where the transactions are executed and applicable federal and state laws, rules, and regulations.
3. Safekeeping Account. If I have established a Safekeeping Account with an affiliate of the USBI, USBI is authorized to transfer my securities to or from such
Safekeeping Account.
4. Sharing of Information. USBI and its affiliates intend to share credit, account and other nonpublic information concerning me and I consent to such sharing.
Information so obtained will be held in strict confidence.
5. Transaction With and Through Affiliates. USBI (a) may advise as to the desirability of purchasing or selling securities and other property that maybe purchased
from or sold to an affiliate of USBI acting as principal or through such an affiliate acting as agent; and (b) may execute my orders to purchase or sell securities and
other property from or to an affiliate of USBI acting as principal or through such an affiliate acting as agent. In either case, the securities may have been issued by
such affiliate and such affiliate may receive and retain its profit on such transactions, including, without limitation, any commissions, markups, or other remuneration
not in excess of such affiliate's usual and customary rates.
6. Pre -Dispute Arbitration Agreement. I understand and acknowledge that:
a. Arbitration is final and binding on the parties.
b. The parties are waiving their right to seek remedies in court, including their right to a jury trial.
C. Pre -arbitration discovery is generally more limited than and different from court proceedings.
d. The arbitrators' award is not required to include factual findings or legal reasoning and any party's right to appeal or to seek modification of
rulings by the arbitrators is strictly limited.
e. The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry.
I agree that any controversy arising out of or relating to my account, to transactions with or for me or to this agreement or the breach thereof, whether executed or to be
executed within or outside of the United States, and whether asserted against USBi and/or its present or former agents or employees, will be settled
by arbitration before and in accordance with the current rules of the National Association of Securities Dealers, Inc. Judgment upon any award
rendered by the arbitrators may be entered in any court havingjurisdiction thereof. Notwithstanding anything to the contrary in this agreement, the
arbitrability of disputes under this agreement shall be governed by the Federal Arbitration Act.
No person shall bring a putative or certified class action to arbitration, nor seek to enforce any pre -dispute arbitration agreement against any person who has
initiated in court a putative class action; or who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the
putative class action until; the class certification is denied; the class is decertified; or the customer is excluded from the class by the court. Such forbearance to
enforce an agreement to arbitrate shall not constitute a waiver of any rights under this Agreement except to the extent stated herein.
7. Representations on Behalf of Institutional Customers. If the is a corporation, partnership, trust, estate, proprietorship or other institution, I represent and
warrant on its behalf that:
a. It is validly existing and has all the necessary power and authority to enter into this Agreement and to perform in accordance with its terms.
b. I am duly authorized to sign this Agreement on its behalf, and
C. This Agreement constitutes its valid, binding and enforceable agreement.
8. Governing Law. This Agreement and its enforcement will be governed by the laws of the State of Minnesota.
9. AUTOMATIC ACCOUNT TRANSFER ELECTION. For my convenience, I understand that I may elect to have automatic transfers of funds between my
account established pursuant to this Agreement and my bank account indicated below. In order to make such an election, please answer "Yes" in the space below and
provide thenumberof the account between which such transfers are to be made:
ACH AYES ES I hereby request, authorize and instruct U.S. Bancorp Investments, Inc. to transfer funds between the following account and my
(Yes or No) securities account in accordance with these instructions in order to make payments in my securities account:
Bank Name U.S. Bank Bank ABA No. 123000220
Type of Bank Acct. (ie Checking or Savings) CKG Bank Acct. No. 1-536-0148-6571
Name(s) on Bank Acct. - Deschutes County Treasurer
ACH B NO I hereby request, authorize and instruct U.S. Bancorp Investments, Inc. to transfer funds between the following account and my
(Yes or No) securities account in accordance with these instructions in order to make payments in my securities account:
Bank Name
Bank ABA No.
Type of Bank Acct. (ie Checking or Savings) Bank Acct. No.
Name(s) on Bank Acct.
10. DISCLOSURE OF BENEFICIAL OWNERSHIP. I want my name, address, and securities positions to be disclosed to all companies in which I own securities
that are registered in nominee or street name according to my instructions below:
II
I Do Not Object to the disclosure of such information XXXX I Object to the disclosure of such information.
Payer's request for taxpayer
Identification Number - 11dentification Number — 93-6002292
Identification
Under the penalties of perjury, I (we) certify (q) that the taxpayer identification number indicated above is correct, and (2) (check one):
I (we) am (are) not subject to backup withholding as a result of failure to report all interest or dividends, or the IRS has notified me that I am no
longer subject to backup withholding; or
I (we) am (are) subject to backup withholding; or
X this is an exempt organization.
Deschutes County Treasurer �- �- 0 ty
Name of Customer Signature of Authoriz d Representative date
In consideration of Broker -Dealer accepting one or more accounts, i acknowledge that I have read, understand, consent and agree to the terms set forth in the Cash Account
Agreement.
EACH OF THE UNDERSIGNED ACKNOWLEDGES RECEIPT OF A COPY OF THIS AGREEMENT. THiS AGREEMENT CONTAINS A PRE -DISPUTE
ARBITRATION AGREEMENT iN PARAGRAPH 6. �/1
Deschutes Countv Treasurer V j � a, O
Name of Customer Signal of,4KthR6'ed Representative date
Accepted in Minneapolis, Minnesota By:,
U.S. Bancorp Investments, Inc.
NO
2002-2.90