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2021-227-Minutes for Meeting May 19,2021 Recorded 6/10/202101"ES 0 BOARD OF COMMISSIONERS 1300 NW Wall Street, Bend, Oregon (541) 388-6570 Recorded in Deschutes County CJ2021-227 Nancy Blankenship, County Clerk 06/10/2021 2:41:54 PM Commissioners' Journal FUR RECORDING STAMP ONLY 9:00 AM Wednesday, May 19, 2021 BARNES & SAWYER ROOMS VIRTUAL MEETING PLATFORM Present were Commissioners Patti Adair, Anthony DeBone, and Phil Chang. Also present were Tom Anderson, County Administrator; David Doyle, County Counsel; and Sharon Keith, Board Executive Assistant (via Zoom conference call). Attendance was limited due to Governor's Virus Orders. This meeting was audio and video recorded and can be accessed at the Deschutes County Meeting Portal website http://deschutescountyor.igm2.com/Citizens/Default.aspx CALL TO ORDER: Chair DeBone called the meeting to order at 9:03 a.m. PLEDGE OF ALLEGIANCE: CITIZEN INPUT: Commissioner DeBone acknowledged an email received regarding opposition to the proposed remodel of Worrell Park for additional parking. CONSENT AGENDA: Before the Board was Consideration of Approval of the Consent Agenda. Commissioner DeBone read a correction for Consent Agenda Item 3, the meeting minutes of May 12, 2021, into the record. BOCC MEETING MAY 19, 2021 PAGE 1 OF 9 ADAIR: Move approval of the Consent Agenda, with amendments to Item 3 CHANG: Second VOTE: ADAIR: Yes CHANG: Yes DEBONE: Chair votes yes. Motion Carried 1. Consideration of Board Signature of Resolution No. 2021-030 Increasing FTE Within the 2020-21 Deschutes County Budget 2. Approval of Minutes of the April 30, 2021 Legislative Meeting 3. Approval of Minutes of the May 12, 2021 BOCC Meeting ACTION ITEMS: 4. Consideration of Chair Signature on the Restated Agreement, Document No. 2021-338, Between the County, the Fair Board, and the Fair Association County Counsel Dave Doyle introduced the document that will provide the operational structure for the annual Deschutes County Fair. Commissioner DeBone commented on the positive community event. Commissioner Adair spoke on the meeting held this week with the Fair Association as well as the critical opportunity the fair provides for our youth. Commissioner Chang supported the agreement with all of the partners and thanked everyone for their work on this agreement. Brian Schiel, Deschutes County Fair Association presented via Zoom conference call and expressed appreciation for all of the work to bring this document together. Commissioner DeBone commented on agreement and the vision of this year's fair event. Fair Director Geoff Hinds acknowledged the document and expressed his appreciation for all of the work done. Steve Curley, Deschutes County Fair Board presented via Zoom conference call. Discussion held after the motion regarding the vision for this year's Fair and the preparations required to provide a safe event for the community. Brian Schiel noted the Association has been dealing with the unknowns of the pandemic restrictions and are working to plan the event. The 2021 Fair is July 28 - August 1. Commissioner Adair thanked Geoff Hinds for his work for the community. Mr. Curley expressed gratitude on behalf of the Fair Board for the work Mr. Hinds does. CHANG: Motion made to approve Document No. 2021-338 ADAIR: Second BOCC MEETING MAY 19, 2021 PAGE 2 OF 9 VOTE: CHANG: Yes ADAIR: Yes DEBONE: Chair votes yes. Motion Carried 5. Consideration of Chair Signature of Document No. 2021-050, a Notice of Intent to Award Contract for Engineering Services for the Deschutes Market Rd/Hamehook Rd Intersection Improvement Project to Harper Houf Peterson Righellis, Inc. County Engineer Cody Smith presented the item for consideration and reported on the need for the project due to traffic safety concerns. Three bids were received and the qualified bidder was Harper Houf Peterson Righellis Inc. The project is anticipated to begin in the summer of 2022. ADAIR: Motion made to approve Document No. 2021-050 CHANG: Second Discussion: Commissioner DeBone explained the public process of contract awards. VOTE: ADAIR: Yes CHANG: Yes DEBONE: Chair votes yes. Motion Carried 6. Economic Development Loan Request Communications Director Whitney Hale presented the item for consideration. Caprielle Lewis Director of Sisters Economic Development presented the opportunity for the Holy Kakow Company to expand and move to Sisters. The requested loan is in the amount of $12,000. Ms. Lewis reviewed the positions that will be created with assistance of the loan. ADAIR: Motion made to approve the Economic Development Loan to Holy Kakow in the amount of $12,000 CHANG: Second VOTE: ADAIR: Yes CHANG: Yes DEBONE: Chair votes yes. Motion Carried BOCC MEETING MAY 19, 2021 PAGE 3 OF 9 OTHER ITEMS: • Commissioner Adair commented on the meeting with Sisters Economic Development and the discussion on the substantial amount of unemployment benefits impacting the shortage of employees for businesses. Commissioner DeBone stated the value in working for wages, noting that workers can take pride in their labors. Commissioner Chang spoke on the hiring challenges associated with housing and childcare and noted the associated impact on unemployment. Commissioner Adair commented that the increased level of unemployment benefits gives people incentive to not work. Commissioner Chang supported monitoring unemployment rates and the factors that revolve around the rates including housing and childcare and whether funding should be offered as assistance through the American Rescue Plan. RECESS: At the time of 11:30 a.m. the Board went into Recess and reconvened the meeting at 1:03 p.m. 7. Draft CDD FY 2021-22 Work Plan & 2020 Accomplishments This item was moved up before COVID. Community Development Director Nick Lelack presented the deliberations. Mr. Lelack noted the additional public comments received. Commissioner Adair expressed the importance of affordable housing. Commissioner DeBone supports opportunities for new technologies and a community energy plan. Commissioner Chang commented on the marijuana inspections and the effected work load for the department. Planning Manager Peter Gutowsky presented via Zoom conference call and explained. ADAIR: Motion made to approve the CDD Work Plan as recommended by the Planning Commission CHANG: Second VOTE: ADAIR: Yes CHANG: Yes DEBONE: Chair votes yes. Motion Carried 8. COVIDI9 Update Health Services staff Nahad Sadr Azodi, Molly Wells -Darling, and Emily Freeland presented via Zoom conference call. Also present via Zoom conference call was Dr. Mike Johnson, St. Charles Health Care System. Deschutes County has met the criteria for low risk. Presentation is attached to the record. BOCC MEETING MAY 19, 2021 PAGE 4 OF 9 Commissioner DeBone suggested that the Board no longer hold weekly COVID updates. The Board was supportive of scheduling an update for the May 26 BOCC meeting and then assess what is necessary for the meetings going forward. Chief Financial Officer Greg Munn presented and update on the American Rescue Plan Act and FEMA Mass Vaccine Center Grant via Zoom conference call. 9. PUBLIC HEARING: Board Consideration of Approval and Adoption of Ordinance No. 2021-006, Amending Sections of DC 9.20 County Counsel Dave Doyle presented the Ordinance for the Public Hearing relative to amending sections of county code concerning dangerous and inappropriate uses at and on county bridges. Present on Zoom conference call were County Engineer Cody Smith and Deschutes County Sheriff's Office Captain Paul Garrison. Commissioner DeBone opened the public hearing and upon hearing no public testimony, closed the public hearing. Mr. Smith spoke on signage posting at the bridges to prevent congregating and jumping off bridges especially Harper Bridge. Discussion held on the safety concerns and the ability to use the code prohibition as an enforcement tool. The issues are not only jumping off the bridge but congestion and causing traffic concerns. Commissioner DeBone commented on his concern that he hasn't heard this is a public issue and is concerned there hasn't been enough community input. Commissioner Chang has witnessed this behavior and has heard public concern of the risk and danger. Commissioner DeBone is not supportive of the code prohibition. County Administrator Anderson inquired if there could be two code prohibitions, one for Harper Bridge for an immediate action and one for the remaining bridges in Deschutes County. Commissioner DeBone still feels this is not an issue. Discussion held on the effective date for notification purposes. The Ordinance will be in effect without emergency clause. ADAIR: Motion made for first reading of Ordinance No. 2021-006, removing the emergency clause. CHANG: Second VOTE: ADAIR: Yes CHANG: Yes DEBONE: Chair votes no. Motion Carried BOCC MEETING MAY 19, 2021 PAGE 5 OF 9 10. Consideration of Board Approval to Apply for Community -Led Health Care Innovation Grant Funds Health Services staff Nahad Sadr-Azodi, Pamela Ferguson, Christina Jaderholm, and Erin Hoar presented this item for consideration via Zoom conference call. The grant if awarded would be in the amount of $40,000 to provide funding to enhance community led health care innovations. CHANG: Motion made to approve the grant application ADAIR: Second VOTE: CHANG: Yes ADAI R: Yes DEBONE: Chair votes yes. Motion Carried 11. Deschutes County District Attorney's Officer Operations Analysis Overview Members of the Budget Committee: Mike Maier and Bruce Barrett, HR Director Kathleen Hinman and District Attorney John Hummel presented the Prosecutor's Center for Excellence assessment of the District Attorney's Office in response to a request of the Budget Committee's supported an analysis to be completed of the District Attorney's Office. Kristine Hamann, Executive Director of Prosecutor's Center for Excellence was present via Zoom conference call. The consultant's report is attached to the record. Mike Maier spoke on the need to improve efficiencies of sharing information. Ms. Hamann recommended the District Attorney's Office bring in a consultant to make sure there is an effective flow of information and also commented on the lack of judges in the County causing some of the backlog of the department. Mr. Maier recommended looking at hiring retired judges to assist the Court and to relieve some of the pressure on the District Attorney's Office. Commissioner Adair expressed disappointment of not having the chance to meet with the consultants and also commented that our Legal Counsel was not consulted/interviewed. Commissioner Adair also expressed disappointment with the lack of current equipment in the District Attorney's Office and the dissatisfaction with our Information Technology department that they should have provided the department with new computers and shared a similar situation where she needed a printer and was faced with the possibility of having to purchase a printer on her own. BOCC MEETING MAY 19, 2021 PAGE 6 OF 9 Recommendations were made for additional staffing in the department. Mr. Hummel presented a supplemental report to address the needs in the proposed budget for the upcoming year. Mr. Maier inquired on hiring extra judges. Based on direction at the mid -year budget, County Administrator Anderson spoke to Jeff Hall Court Administrator about the need for extra judges and identified the back log where a pro-tem judge would be beneficial. Ms. Hinman recognized the staff at the District Attorney's Office and their effort through this process. 12. Consideration of Board Signature of Document No. 2021-255, Iris Telehealth Health Services staff Chandra Mola presented the item for consideration via Zoom conference call and reviewed the telehealth services provided. CHANG: Motion made to approve Document No. 2021-255 ADAIR: Second VOTE: CHANG: Yes ADAIR: Yes DEBONE: Chair votes yes. Motion Carried 13. Consideration of Chair Signature of Document No. 2021-316, Amendment to IGA with the Oregon Health Authority and Consideration of Resolution No. 2021-028, Increasing and Extending FTE Within the 2020-21 Deschutes County Budget Health Services staff Nahad Sadr-Azodi and Cheryl Smallman and Budget Manager Dan Emerson presented this item via Zoom conference call. Commissioner Adair inquired on the hourly wage for the contact tracing staff. Mr. Sadr-Azodi was unaware but will investigate. He did outline the staff levels during the pandemic response. There are approximately 20 - 25 temporary contact tracing staff. Commissioner Adair asked for clarification on the expense per week and inquired if the approximate expense is $30,000 - $40,000. The support for these positions has come from external funds. Commissioner Chang knows there are limited duration positions that need to be reviewed as well and sees this as an opportunity for Deschutes County to be ready for the next phases of COVID recovery. BOCC MEETING MAY 19, 2021 PAGE 7 OF 9 CHANG: Motion made to approve Document No. 2021-316 and approval of Resolution No. 2021-028 ADAIR: Second Discussion: Commissioner DeBone commented on the world of change in our Health Department and the efforts are appreciated. VOTE: ADAIR: Yes CHANG: Yes DEBONE: Chair votes yes. Motion Carried 14. Consideration of Board Signature of Document No. 2021-323, PacificSource CMHP Health Services Behavioral Health Manager Janice Garceau presented the item via Zoom conference call. ADAIR: Motion made to approve Document No. 2021-323 CHANG: Second VOTE: ADAIR: Yes CHANG: Yes DEBONE: Chair votes yes. Motion Carried OTHER ITEMS Continued: • Discussion held on the legislative update meetings and Commissioner DeBone noted his calendar is double booked. Commissioner Chang reported he testified on the Joint Ways and Means -Natural Resource Committee this morning and the lobbyists hadn't informed the County about the opportunity. Discussion as to whether the weekly scheduled legislative updates are still useful at this stage of the session. Commissioner Chang commented on the need to be able to track budget bills better. • County Counsel Dave Doyle presented a letter of retirement from Deschutes County Clerk Nancy Blankenship and her recommendation for replacement. An interim appointment would hold the office through January 2023 and the election for a new County Clerk will be held during the general election in November 2022. Ms. Blankenship's final day of work will be July 31, 2021. The Board expressed comments of appreciation for all of the work she has done over the years. BOCC MEETING MAY 19, 2021 PAGE 8 OF 9 • Commissioner Chang reported on a letter submitted by the Deschutes Basin Board of Control looking for a letter of support to declare a drought. Tom Anderson noted that this information needs to be directed to DCSO Sgt. Garibay for further action. EXECUTIVE SESSION: At the time of 3:05 p.m., the Board went into Executive Session under ORS 192.660 (2) (e) Real Property Negotiations. The Board came out of Executive Session at 3:21 p.m. to approve Board signature of a letter of support to DSL At the time of 3:22 p.m., the Board went into Executive Session under ORS 192.660 (2) (a) Consideration of Employment. The Board came out of Executive Session at 3:47 p.m. At the time of 3:47 p.m., the Board went into Executive Session under ORS 192.660 (2) (e) Property. The Board came out of Executive Session at 3:58 p.m. DJOUR Being no further items to come before the Board, the meeting was adjourned at 3:58 p.m. DATED this Day of 2021 for the Deschutes County Board of Commissioners. ATTEST: RECORDING SECR ANTH NY DEBONE, CH R PHIL CHANG, VIC ''CHAIR RATTI ADAIR, COvFMISSIONER BOCC MEETING MAY 19, 2021 PAGE 9 OF 9 Deschutes County Board of Commissioners 1300 NW Wall St, Bend, OR 97703 (541) 388-6570 - www.deschutes.org BOCC MEETING AGENDA DESCHUTES COUNTY BOARD OF COMMISSIONERS 9:00 AM, WEDNESDAY, MAY 19, 2021 Barnes Sawyer Rooms - Deschutes Services Center - 1300 NW Wall Street - Bend This meeting is open to the public, and allows the Board to gather information and give direction to staff. Public comment is not normally accepted. Written minutes are taken for the record Pursuant to ORS 192.640, this agenda includes a list of the main topics that are anticipated to be considered or discussed. This notice does not limit the Board's ability to address other topics. Meetings are subject to cancellation without notice. Item start times are estimated and subject to change without notice. CALL TO ORDER MEETING FORMAT In response to the COVID-19 public health emergency, Oregon Governor Kate Brown issued Executive Order 20-16 directing government entities to utilize virtual meetings whenever possible and to take necessary measures to facilitate public participation in these virtual meetings. Beginning on May 4, 2020, meetings and hearings of the Deschutes County Board of Commissioners will be conducted in a virtual format. Attendance/Participation options include: Live Stream Video: Members of the public may still view the BOCC meetings/hearings in real time via the Public Meeting Portal at www.deschutes.org/meetings. Citizen Input: Citizen Input is invited in order to provide the public with an opportunity to comment on any meeting topic that is not on the current agenda. Citizen Input is provided by submitting an email to: citizeninput@deschutes.org or by leaving a voice message at 541-385-1734. Citizen input received before the start of the meeting will be included in the meeting record. Zoom Meeting Information: Staff and citizens that are presenting agenda items to the Board for consideration or who are planning to testify in a scheduled public hearing may participate via Zoom meeting. The Zoom meeting id and password will be included in either the public hearing materials or through a meeting invite once your agenda item has been included on the agenda. Upon entering the Zoom meeting, you will automatically be placed on hold and in the waiting room. Once you are ready to present your agenda item, you will be unmuted and placed in the spotlight for your presentation. If you are Board of Commissioners BOCC Meeting Agenda of 4 Wednesday, May 19, 2021 Page 1 providing testimony during a hearing, you will be placed in the waiting room until the time of testimony, staff will announce your name and unmute your connection to be invited for testimony. Detailed instructions will be included in the public hearing materials and will be announced at the outset of the public hearing. PLEDGE OF ALLEGIANCE CITIZEN INPUT (for items not on this Agenda) [Note: Because COVID-19 restrictions may limit or preclude in person attendance, citizen input comments may be emailed to citizeninput@deschutes.org or you may leave a brief voicemail at 541.385.1734. To be timely, citizen input must be received by 8:OOam on the day of the meeting.] CONSENT AGENDA 1. Consideration of Board Signature of Resolution No. 2021-030 Increasing FTE Within the 2020-21 Deschutes County Budget 2. Approval of Minutes of the May 12 2021 BOCC Meeting 3. Approval of Minutes of the April 30 2021 Legislative Meeting ACTION ITEMS 4. Consideration of Chair Signature on the Restated Agreement, Document No. 2021- 338, Between the County, the Fair Board and the Fair Association - David Doyle, Legal Counsel 5. Consideration of Chair Signature of Document No. 2021-050, a Notice of Intent to Award Contract for Engineering Services for the Deschutes Market Rd/Hamehook Rd Intersection Improvement Project to Harper Houf Peterson Righellis Inc. - Cody Smith, County Engineer 6. Economic Development Loan Request - Whitney Hale, Communications Director 7. 10:00 AM COVID19 Update 8. 11:00 AM PUBLIC HEARING: Board Consideration of Approval and Adoption of Ordinance No. 2021-006, Amending Sections of DCC 9.20 - David Doyle, Legal Counsel Board of Commissioners BOCC Meeting Agenda of 4 Wednesday, May 19, 2021 Page 2 9. Draft CDD FY 2021-22 Work Plan & 2020 Accomplishments - Nick Lelack, Community Development Director 10. Consideration of Board Signature of Document No. 2021-255, Iris Telehealth - Chandra Mola, Supervisor LUNCH RECESS 11. 1:00 PM Deschutes County District Attorney's Office Operations Analysis Overview - Kathleen Hinman, Human Resources Director 12.Consideration of Board Approval to Apply for Community -Led Health Care Innovation Grant Funds - Nahad Sadr-Azodi, Public Health Deputy Director 13. Consideration of Chair Signature of Document No. 2021-316, Amendment to IGA with the Oregon Health Authority and Consideration of Resolution No. 2021-028, Increasing and Extending FTE Within the 2020-21 Deschutes County Budget - Nahad Sadr-Azodi, Public Health Deputy Director 14. Consideration of Board Signature of Document No. 2021-323, PacificSource CMHP - Janice Garceau, BH Deputy Director OTHER ITEMS These can be any items not included on the agenda that the Commissioners wish to discuss as part of the meeting, pursuant to ORS 192.640. EXECUTIVE SESSION At any time during the meeting, an executive session could be called to address issues relating to ORS 192.660(2)(e), real property negotiations; ORS 192.660(2)(h), litigation; ORS 192.660(2)(d), labor negotiations; ORS 192.660(2)(b), personnel issues; or other executive session categories. Executive sessions are closed to the public; however, with few exceptions and under specific guidelines, are open to the media. Executive Session under ORS 192.660 (2) (e) Real Property Negotiations Executive Session under ORS 192.660 (2) (a) Consideration of Employment Board of Commissioners BOCC Meeting Agenda of 4 Wednesday, May 19, 2021 Page 3 ADJOURN To watch this meeting on line, go to: www.deschutes.org/meetings Please note that the video will not show up until recording begins. You can also view past meetings on video by selecting the date shown on the website calendar. Deschutes County encourages persons with disabilities to participate in all programs and activities. This event/location is accessible to people with disabilities. If you need ri accommodations to make participation possible, please call (541) 617-4747. FUTURE MEETINGS: Additional meeting dates available at www.deschutes.org/meetingcalendar (Please note: Meeting dates and times are subject to change. All meetings take place in the Board of Commissioners' meeting rooms at 1300 NW Wall St., Bend, unless otherwise indicated. If you have questions regarding a meeting, please call 388-6572.) Board of Commissioners BOCC Meeting Agenda of 4 Wednesday, May 19, 2021 Page 4 (d , e t 'Z eX vp 5 2.( May 17, 2021 Deschutes County Board of County Commissioners board aAdeschutes.orq. Dear Commissioners; What an amazing gift the Deschutes County Commission created when Worrell Wayside was designated a County Park for public purposes by Order No. 97-147 on September 24, 1997. This mostly natural area of 1.29 acres is a gem in the heart of downtown Bend. There is nothing else like it. It is within close proximity to many businesses and government offices including a day care facility. The times I have visited the park 1 find people using it; for a conversation at a picnic table or bench, a quick run for a child scrambling along the pathways. Watchable wildlife is very present; lizards, chipmunks, marmots and deer sign, hummingbirds, goldfinches, jays and pollinators; bumble bees, honeybees and other- flying insects. I'm actually surprised that I have observed all this while visiting the park on relatively short visits to see why the Commission would want to change this natural feature into a parking lot. It's not totally positive of course. There are some weeds and lots of lawn which requires maintenance and irrigation. There are some introduced plants which are not suitable for the site and require irrigation. There are no trash cans or toilets but it is posted as a day use area and I think this is good policy. It does create a need for County staff to conduct litter patrol and assure it is only being used for day time purposes. There is an area that could use some care as it is currently a gravel flat without any vegetation and could be restored. If additional parking is an essential need, some suggestions could be to: • Utilize areas already in a relatively flat area and currently landscaped with lawn, remove the lawn and irrigation and pave it for parking spaces. This would not net the number of spaces the 2019 parking study concluded was needed (48 spaces). It would eliminate the need to irrigate lawn during a drought. During the pandemic, 1 believe courts were/are held at the Fairgrounds in Redmond. I expect there was an investment to convert facilities at the Fairgrounds which allowed for. courts to continue successfully. There is plenty of space for the court and for parking at the Fairgrounds. Perhaps the cost of creating this courtroom could be extended to a more permanent solution. Perhaps North Deschutes County would see a benefit too. Perhaps there is other land in proximity to the County campus in Bend that could be purchased for parking if the Commission feels so strongly about the need to add parking. Perhaps the need for parking in the future may not be needed. Alternative modes of transportation are being explored and more carsharing, robotaxis and other modes of transportation may be in our future. am writing to request you revisit your direction to staff to, request bids to design a plan to reduce Worrell Wayside Park in size for the sake of an unknown estimated parking need for some time in the future. As designated by Order No. 97-147, Worrell Park should remain a public park, preserved and protected for public access and recreation. Perhaps this current elected commission would consider, in addition to the thoughtful commission who in 1997 created the park, adding the Park to the Bend Pollinator Pathway. Please take a few minutes to explore the park. I am available to discuss this further, please contact me at your convenience. Thank you, /s/ Donna Owens Donna Owens 2029 NW 7th St. Bend, OR 97703 541-647-7079 owedonna@gmail.com ICES o -< Deschutes County Board of Commissioners 1300 NW Wall St, Bend, OR 97703 (541) 388-6570 - Fax (541) 385-3202 - https://www.deschutes.org/ AGENDA REQUEST & STAFF REPORT For Board of Commissioners BOCC Wednesday Meeting of May 19, 2021 DATE: May 12, 2021 FROM: Whitney Hale, Administrative Services, 541-330-4640 TITLE OF AGENDA ITEM: Economic Development Loan Request RECOMMENDATION & ACTION REQUESTED: Consider request for an economic development loan in the amount of $12,000 to Holy Ka kow. BACKGROUND AND POLICY IMPLICATIONS: Deschutes County, in partnership with Economic Development for Central Oregon (EDCO), operates an Economic Development Loan program for the purpose of providing funds to businesses that are seeking to create new, family -wage jobs within the community. Loans are conditioned upon the business creating the new jobs within 24 months, then maintaining them for a consecutive 12-month period. If these terms are met, the loan may be converted to a grant that does not require repayment. If not, all or a portion of the funds must be repaid with 5% interest per annum. EDCO is recommending to the Board of Commissioners that a loan be made to Holy Kakow. As described in the attached briefing paper from EDCO, Holy Kakow will agree to create 6 new jobs with an average pay of $48,097 in return for a loan of $12,000. FISCAL IMPLICATIONS: Economic Development Loan from Economic Development Loan Fund. ATTENDANCE: Caprielle A. Lewis, Director, Sisters Area I EDCO; Whitney Hale, Communications Director EDCO BRIEFING PAPER Holy Kakow Request for Deschutes County Economic Development Loan Fund Company Request: $12,000 EDCO Recommendation: $12,000 New Job Creation: 6 Average Pay for New Employees: $48, 097 Project Investments: $529,000 Industry: Specialty Food Production Website: https://holykakow.com Company Background Holy Kakow is a specialty food manufacturer of organic chocolate sauce, coffee syrups, and cocoa powder. This traded sector company has been in operation since 2008. Their primary customers are coffee roasters, coffee shops and allied product distributors within the coffee industry. Within the $102B coffee industry market, there is significant room for Holy Kakow's expansion both domestically and internationally. They continue to have greater market penetration and brand awareness. With COVID-19 negatively impacting the restaurant industry, the company increased focus on grocery and other channels, expanding and diversifying their customer base. As more cafes and restaurants fully re -open, the company expects significant growth in the coming years. Due to the above factors, the company is planning for a continued upward sales trajectory coupled with job creation in the City of Sisters and Deschutes County. The company is also developing exciting new products, updating food safety systems, and plans to dedicate additional resources to marketing new and existing product lines. Over the last three years, Holy Kakow has been preparing to relocate its headquarters from the Portland area to Sisters. They worked with a local developer on a build to suit and are newly occupying a 5,040 sq ft manufacturing space. Associated with the relocation, the company is hiring six new employees with total employment expected to be eight or more in 2021. The company is positioning itself for high growth in the next five years. The Deschutes County Economic Development Loan funds, if approved, would be used to help train new hires, offset costly moving expenses/tenant improvements, as well as the purchase/upgrade of existing manufacturing equipment to increase production efficiencies. Due Diligence DCEDF Due Diligence Committee (Bruce Barrett, Broker Windermere Real Estate; Bill Kuhn, Bend Market President First Interstate Bank, Eric Strobel, Area Manager Barrett Business Services, Inc., and Michael Wallenfels, VP Global Sales Hydroflask/OXO) and EDCO's Caprielle Lewis reviewed company financials, conducted market research, and met to ask questions and learn about the business with owner/founder Wyatt Woods. Findings Summary The due diligence committee was extremely impressed by the company's founder, the company's solid financial profile, sales growth, resiliency (ability to adapt quickly), quality of products, market potential, and growth strategy. The ability to store larger amounts of raw materials and increase productivity with investment in new equipment, the company is poised to continue at a healthy growth rate. This company is a great fit for the small (but growing) community of Sisters. It compliments other local specialty food and beverage companies and contributes to the diversification of the local economy. Recommendation EDCO and the Committee recommend an award of $2,000 per job for a total of $12,000 with the following conditions: • Company hiring 6 new employees by July 1, 2021 associated with the company relocation to Sisters and maintains that employment through June 30, 2023, or four consecutive quarters, per the standard Deschutes County contract for this fund. • Company provides quarterly employment updates and the ability for the EDCO to inspect complete financial statements from award date through termination of the yet -to -be executed agreement with Deschutes County. Failure to meet the above provisions would result in partial or full repayment of the loan, with interest. \)1ES 0 Deschutes County Board of Commissioners 1300 NW Wall St, Bend, OR 97703 (541) 388-6570 - Fax (541) 385-3202 - https://www.deschutes.org/ AGENDA REQUEST & STAFF REPORT For Board of Commissioners BOCC Wednesday Meeting of May 19, 2021 DATE: May 13, 2021 FROM: Nick Lelack, Community Development, 541-385-1708 TITLE OF AGENDA ITEM: Draft CDD FY 2021-22 Work Plan & 2020 Accomplishments TO: MEMORANDUM Deschutes County Board of Commissioners FROM: Nick Lelack, AICP, Director CDD Management Team DATE: May 19, 2021 SUBJECT: Deliberations — Community Development Department Draft Fiscal Year 2021-22 Work Plan I. SUMMARY The purpose of this Board of County Commissioners (Board) agenda item is to deliberate on and adopt the Community Development Department (CDD) Fiscal Year (FY) 2021-22 Work Plan (Attachment). II. BACKGROUND The Board conducted a public hearing on the Draft CDD FY 2021-22 Work Plan and 2020 Annual Report on May 12 and received oral and written testimony. Previously, the Planning Commission conducted a work session, public hearing and recommended the long range work plan to the Board with modifications and priorities. III. BOARD DECISIONS Below are decision points for the Board to consider in adopting the FY CDD 2021-22 Work Plan: 1. Affirm or amend the projects in Table 1, which are underway or carry over projects from the current CDD FY 2020-21 Work Plan. 2. Affirm or amend the Planning Commission's recommended projects in Table 2. While the Planning Commission prioritized the projects for the Board's consideration, the Board may choose to prioritize the projects during this process to adopt the work plan or prioritize the projects as resources become available to initiate new projects on the adopted work plan. 3. Affirm or amend the projects in Table 3, ongoing operational activities and regional coordination duties. 4. Other projects recommended by members of the public submitted in public comments (most comments supported projects included in the lists below or provided comments pertaining to the implementation of projects) or proposed by Commissioners at this meeting. Table 1- Non -discretionary Projects, Grant -Supported, County Code Maintenance or Expected State Ordinance, In -Process Category Projects Comments 1. Tumalo Community Plan Update and Sisters Rural Trails Update (TGM Grant) 2. Deschutes County Goal 5 Wildlife Grant Supported and Inventory Update (DLCD TA Grant) Next steps for projects 2 and 3 may limit capacity Potential State 3. Wildfire Risk Mitigation (DLCD TA Grant) for concurrent projects Mandates 4. Historic Preservation Certified Local early in FY2021-22. Government Grant (Historic Landmarks Commission Procedures Manual, Strategic Plan) 1. Guest Ranch Text Amendments 2. Amendments to DCC 17.48, Design and Construction Specifications. Projects 1-6 to be 3. Redmond UGB Amendment / HB 4079 4. Redmond Fire District/Road Naming completed by June 30, 2021. Amendment Projects 7, 8 and 9 will be 5. Marijuana Housekeeping Amendments completed by June 30, 2021, but maybe 6. Westside Transect Amendments extended for subsequent 7. Natural Resource Stewardship Position actions per Board direction. 8. Limiting hemp production in Rural Residential Exception Areas; Project 10 will be In -Process reevaluating operating hours for marijuana retail; and reevaluating completed by June 30, 2021, but the local farmer annual reporting requirements for panel and tour(s) will be marijuana operations scheduled for fall 2021 9. Campgrounds, Mobile Home and RV (unless local farmers are Parks, only after presentation of available to participate on Research Paper to Board a panel and conduct 10. Explore Rural Economic Development tour(s) during the agricultural season and Opportunities (agri-tourism, meat processing and other initiatives to harvest. support local farming and industry) Project 11 to continue Schedule PC tour(s) and panel(s) in the through the fiscal year fall with small farmers end. 11. Transportation System Plan (TSP) Update Category Projects Comments 1. Housekeeping text amendments 2. Minor variance 10% lot area rule for farm and forest zoned properties 3. Nonfarm dwelling code to be consistent with State Law County Code will need to be Maintenance and Mass Gatherings to be updated to address these Updates of County Code 4. Outdoor issues, but the timing of & Agreements addressed more thoroughly initiating the amendments 5. Re -platting may be discretionary 6. Sign code to become consistent with federal law 7. Non -discretionary changes to state law (wildfire hazard mitigation, etc.) Table 2 — Planning Commission Recommendations Category Projects Comments 1. Initiate Comprehensive Plan Update 2040 2. Broadband infrastructure (>100Mb) and affordable connectivity for commerce, education, and quality of life — information gathering panels of experts 3. Implement rural ADU legislation, if The Planning adopted. Address short-term rentals If rural ADUs are allowed Commission prioritized (vacation housing) to address competing and prioritized by the the top five (5) projects needs for housing for rural ADUs in Board, capacity may be as the most impactful for particular and all housing types limited for projects in this category early in FY2021- the County. 4. Outdoor and Greenhouse Lighting 22. Control Ordinance to comply with new These projects were proposed by Planning technologies and Update of 1994 Dark Sky Ordinance Several projects in Table 1, if carried over or follow-up Commissioners, Board of Commissioners, the 5. Options to streamline and improve actions/projects are Public, and Carry -Over permitting process for rural residential initiated, will limit capacity Projects areas in resource zones to initiate projects in Table 2 until mid-FY2021-22. 6. Coordinate with the Board to establish strategic directions and values for the Planning Commission 7. In conduit hydroelectric generation code amendments 8. Support community organizations scoping a Community Energy Plan Table 3 - Ongoing and Operational Projects: Including under Consideration by Board Category Projects Comments 1. Destination Resort and Overnight Lodging Reporting 2. Support internal County departments (including new landfill siting, update La Pine Newberry Neighborhood Plan & Codes, etc.) Ongoing Operational 3. Marijuana inspections Activities 4. Population forecasting 5. Staff the HLC, Bicycle and Pedestrian Advisory Committee (BPAC), and Mitigation and Advisory Committee (M&E) 6. Participate in State Legislature and Administrative Rulemaking processes 1. Coordination with the Cities of Bend, La Pine, Redmond and Sisters 2. Bend Airport Regional Coordination 3. Participation on City and State Growth Management Committees Duties 4. Bend Metropolitan Planning Organization (MPO) 5. Oregon Department of Transportation (ODOT) IV. DRAFT MOTIONS 1. Move to approve the CDD FY 2021-22 Work Plan as recommended by the Planning Commission; or 2. Move to approve the CDD FY 2021-22 Work Plan as recommended by the Planning Commission with the amendments decided by the Board at this meeting. Attachment: Draft CDD FY 2021/2022 Work Plan and 2020 Annual Report FY u 117 NW Lafayette Avenue P.O. Box 6005 Bend, OR 97703 www.deschutes.org/cd (541) 388-6575 COMMUNITY DEVELOPMENT rt la r ft) Building Safety Code Compliance Coordinated Services Environmental Soils Planning Introduction 4 Elected & Appointed Officials 5 Board of County Commissioners FY 2021-2022 Goals & Objectives 6 Population Growth 7 Budget & Organization 8 Performance Management 10 2020 Performance Measures 10 2021-2022 Performance Measures 12 Building and Safety 12 Code Compliance 12 Coordinated Services 12 Environmental Soils 12 Planning 13 Administrative Services 14 Overview 14 2020 Accomplishments 14 2021-22 Work Plan Projects 15 Staff Directory 15 Building Safety 16 Overview 16 2020 Accomplishments 16 2021-22 Work Plan Projects 18 Staff Directory 19 Code Compliance 20 Overview 20 2020 Accomplishments 20 2021-22 Work Plan Projects 21 Staff Directory 22 Coordinated Services 23 Overview 23 2020 Accomplishments 23 2021-22 Work Plan Projects 24 Staff Directory 24 Environmental Soils 25 Overview 25 2020 Accomplishments 25 2021-22 Work Plan Projects 27 Staff Directory 27 Planning 28 Overview 28 2020 Accomplishments 29 2021-22 Work Plan Projects 34 Staff Directory 36 Community Involvement Report 37 Mission Statement The Community Development Department (CDD) facilitates orderly growth and development in the Deschutes County community through coordinated programs of Environmental Soils, Building Safety, Code Compliance, Coordinated Services, Planning and education and service to the public. Purpose The 2020 Annual Report and 2021-22 Work Plan highlight the department's accomplishments, goals and objectives and are developed to: • Report on achievements and performance • Implement the Board of County Commissioners (BOCC) goals and objectives. • Implement the Deschutes County Customer Service "Every Time" Standards. • Effectively and efficiently manage organizational assets, capabilities and finances. • Fulfill the department's regulatory compliance requirements. • Enhance the County as a safe, sustainable and highly desirable place to live, work, learn, recreate, visit and more; and • Address changes in state law. Adoption The BOCC adopted this report on June XXth, 2021, after considering public, stakeholder and partner organization input and Planning Commission and Historic Landmarks Commission recommendations. The Work Plan often includes more projects than there are resources available. CDD coordinates with the BOCC throughout the year to prioritize and initiate projects. Projects not initiated are often carried over to future years. Pandemic Operations CDD provided services under the State's health and safety framework following recommended safety measures to protect staff and customers while providing essential public services to support the Central Oregon economy. CDD Work Plan 2021-22 / 2020 Annual Report BOARD OF COUNTY COMMISSIONERS Anthony DeBone, Chair, January 2022 Phil Chang, Vice Chair, January 2024 Patti Adair, Commissioner, January 2022 COUNTY ADMINISTRATION Tom Anderson, County Administrator I Erik Kropp, Deputy County Administrator PLANNING COMMISSION Les Hudson— At Large ( Chair), 6/30/24 Jessica Kieras—Redmond Area (Vice Chair), 6/30/22 Susan Altman —Bend Area, 6/30/24 Scott Asla— South County Area, 6/30/24 Dale Crawford — At Large, 6/30/23 Maggie Kirby —Bend Area, 6/30/23 Steve Swisher —Sisters Area, 6/30/22 HISTORIC LANDMARKS COMMISSION Kelly Madden,— Unincorporated Area (Chair), 3/31/24 Sharon Leighty— Unincorporated Area (Vice Chair), 3/31/22 Dan Ellingson —Pioneer Association, 3/31/22 Christine Horting-Jones—Ex-Officio, 3/31/24 Dennis Schmidling— City of Sisters (Secretary), 3/31/24 Rachel Stemach— Bend Area, 3/31/24 HEARINGS OFFICERS Gregory J. Frank I Stephanie Hicks I Will Van Vactor I Cable Huston LLP BICYCLE AND PEDESTRIAN ADVISORY COMMITTEE Dave Thomson (Chair), 6/30/21 Christopher Cassard (Vice Chair), 6/30/21 Sam Handelman, 6/30/21 Wendy Holzman, 6/30/23 Ann Marland, 6/30/23 Scott Morgan, 6/30/23 Kenneth Piarulli, 6/30/23 Rick Root, 6/30/21 David Roth, 6/30/23 Mark Smith, 6/30/21 Rachel Zakem, 6/30/23 Mason Lacy, 6/30/23 David Green, 6/30/23 CDD Work Plan 2021-22 / 2020 Annual Report FY 2022 Goals & Objectives Mission Statement: Enhancing the lives of citizens by delivering quality services in a cost-effective manner. Safe Communities (SC): Protect the community through planning, preparedness, and delivery of coordinated services. • Provide safe and secure communities through coordinated public safety and crisis management services. • Reduce crime and recidivism through prevention, intervention, supervision and enforcement. • Collaborate with partners to prepare for and respond to emergencies, natural hazards and disasters. Healthy People (HP): Enhance and protect the health and well-being of communities and their residents. • Support and advance the health and safety of Deschutes County's residents. • Promote well-being through behavioral health and community support programs. • Help to sustain natural resources and air and water quality in balance with other community needs. • Continue to support COVID-19 pandemic crisis response and community health recovery. Economic Vitality (EV): Promote policies and actions that sustain and stimulate economic vitality. • Support affordable and transitional housing options for vulnerable populations through availability of lands, project planning, and appropriate regulation. • Administer land use policies that promote livability and economic opportunity. • Maintain a safe, efficient and economically sustainable transportation system. • Partner with organizations and manage County assets to attract business development, tourism, and recreation. • Support regional economic recovery from the COVID pandemic. Service Delivery (SD): Provide solution -oriented service that is cost-effective and efficient. • Ensure quality service delivery through the use of innovative technology and systems. • Support and promote Deschutes County Customer Service "Every Time" standards. • Promote community participation and engagement with County government. • Preserve, expand and enhance capital assets, to ensure sufficient space for operational needs. • Maintain strong fiscal practices to support short and long term county needs. • Provide collaborative internal support for County operations. CDD Work Plan 2021-22 / 2020 Annual Report 500,000 450,000 400,000 350,000 300,000 250,000 200,000 150,000 100,000 50,000 0 23,100 1960 30.442 1970 62,142 1980 DESCHUTES COUNTY POPULATION FORECAST 74,498 1990 115,367 2000 157,211 2010 187,267 2018 198,650 2021 235,781 101 2030 285,781 2040 334,042 2050 385,1303 1,9W 2060 432,930 2068 This graph provides a snapshot of the County's growth since 1960 and the preliminary 50-year Portland State University, Oregon Population Forecast Program, through 2068. HISTORICAL A D PORTL ND STI&TE U SIP( 2021 Deschutes County 116,277 157,905 1.9% 198,650 301,999 432,930 EC ST TRE Bend Redmond 52,163 77,010 2.3% 97,899 162,362 255,291 15,524 26,508 2.3% 31,421 51,617 82,575 Sisters 961 2,038 2.6% 2,910 5,169 8,431 La Pine 899 1,653 6.3% 1,987 3,954 5,894 Unincorporated 45,280 50,524 1.0% 64,179 79,248 80,739 *AAGR: Average Annual Growth Rate _.-„,,,,,„,„„„ , ,,.., ,,,, .,-,..„. ,„,„.,,„,„,„:„,„ ,,,,,,,,„ „, .,, ,,„ •,.., . - „,,,,- „ - , CDD Work Plan 2021-22 / 2020 Annual Report Fiscal Issues • Ensure financial stability and sustained high quality services through establishing a financial contingency plan providing a clear course of action if CDD's reserve funds decline, • CDD's revenue is not sufficient for the resources necessary to meet increasing service demands. CDD did not increase fees during the pandemic, and prior fee increases had been offset by marijuana revenues. • CDD is responding to significantly increased inquiries regarding rural development opportunities. Many of these inquiries require research and in-depth responses, but do not result in permits and corresponding revenue. This "non -fee generating" work, a public good, is consuming limited resources to efficiently process permits. • Increasing opposition to and appeals of land use applications, including those in compliance with Deschutes County Code are causing the Planning Division to subsidize hearings officer public hearing costs. • Staff turnover is creating additional costs to and resource re -allocations from service delivery to training in the department. Operational Challenges • Sustaining high customer service levels while transitioning to and implementing new post -pandemic business operations such as continued full or partial remote working, potential shared work spaces with increasing staff levels, adherence to ongoing public health and safety measures and continued expansion of CDD online services and meeting technologies. • Establishing new post -pandemic public hearing and engagement strategies with in -person and remote/online participation opportunities. • Implementing new laws from the 2021 Legislative Session, including potentially major changes pertaining to rural ADU's and wildfire mitigation. • Processing complex and controversial code compliance cases, expanding the code compliance program to administer the County's noxious weed program and implement new potentially modified solid waste codes. • Addressing affordable housing through collaboration with cities, the County's Property Manager, and exploring rural strategies. • Re -opening satellite offices with relatively new permit technicians in high demand environments with significant permitting volumes and coordination in Sisters and La Pine. • Coordinating with Human Resources to develop and implement strategies to retain and recruit staff. • Continuing improvement of the department's website and other electronic internal and external services to improve efficiencies and service delivery, CDD Work Plan 2021-22 / 2020 Annual Report Budget Summary t€i ,l ztt. li• errl'ltt< _-i;. /8,8 �;,i / ,, ,! ., 82,/8.: P (,-, Administration :SfMap getl n Analyst Organizational Chart Planning Dtdision nir Manage A$s't.Bu�ding I ':: OiOcia) _i�00 FtE Staff Summary Erniron metetal H%akh"Supervisor LOOM codecompllance' 'Sp0.01ist 4.00 FTE: . . Total FTE's 52.00 55.00 58.00 57.00 65.00 CDD Work Plan 2021-22 / 2020 Annual Report CDD is committed to a comprehensive approach to managing performance. The department achieves its goals and objectives by strategically establishing and monitoring performance measures and by adjusting operations based on results. The performance measures: • Address service delivery expectations from the perspectives of CDD's customers. • Ensure the department fulfills its regulatory compliance requirements. • Efficiently and effectively manages the organization's assets, capacities and finances; and • Preserve and enhance the County as a safe, sustainable and desirable place to live, visit, work, learn and recreate. CDD's 2021-22 performance measures align the department's operations and work plan with BOCC annual goals and objectives and the County's Customer Service "Every Time" Standards. https:// intranet.deschutes.org/Pages/Customer-Service-Standards.aspx . The following graphs represent a sample of CDD's performance measures for 2020. For a complete review of performance measures, please follow this link: https://deschutes.org/cd/ 2020 Performance Management Results Coordinated Services Ruilding Permit Ready to Issue Turnaround Time Pirlormanik Measure; Acl`dtoady to issue °:,rnarou,ad t.me of 4 days Ci IeSs. Corrupt data. Annual Avera 99,3 a a 202C f 3 4 aays ,_ LOnth!i5r. sli)luntdry (.omnpliance 9 rev 106ie. p r,1 a 12 82%0 t Achieved lb a 86`c a aol unla" (.) pitanr to ••• m tar •(>1 Il•.v..,-"� •�,,: '5ot High Tat': Performance Measure Improve voluntary compliance In code enforcement cases from 85% to 90,. Annual Average of 89% Compliance • Target Achieved Percentage of Applications Submitted Online (Building Safety and Environmental Onsite) Perf0rmanC9 hMeasure: Ace,+Pv@ 3 8r)al of 2i3' to 40'3 0f 3Pph( 3t!on< suhn 40:-.4 001in4, Annual Average of 39.b% Submitted Online- 1 arget Achieved (frdr> 1 pnlpiintice Cases (knrhi within One Yea! 947, p100%£. 85% 81; 0 807 81,, 0. 727 0 7ti"b 9%a 65% O 0 _ii C. n i at6unrl -- a, 4[93) Performance Measure: Improve the resolution of code enforcement cases within 12 months from 75% to 85%. Annual Average of 78% Closed within 1 Year- Target Within Range 10 CDD Work Plan 2021-22 / 2020 Annual Report 22t erfor ance Perfnnnancc Measure. AchOtt, to 10 inspection stops per clay, per inspector. Annual Average o Day- Tar Achieve.(# j pttior nlan(C measure: issue new OnSaC Septic permit Annual Average of 4.8 Days - Tar a a pmpleted apph(ati0n 1 Ac hieved PerforMence rdea5ure: issue a(I adrmmntrative deG510r1S »dh not1cewithrti 45 days Of ca1nplete4 application, ana a Performance t.Meawre: Achieve 9(0 to 1(()'ti of rn5pect1D1Ft campic^tcd on same day az regois[ed e ent Results as Annual Average of 97.5%Completed - Target Achieved a a a P0110111(0 n{p A'feasu o: 11, aS 1001)0>t011. a Performance MMP_asurei Issue all administrative decisions without notice within 21 days of completed application, r 900 bo tOGN Of p(e t0ver insprcuons (tvllplete Annual Average of 97.)% Completed - Target Achieved Sa Me day Annual Average of 44.8 Days - -Target Achieved Annual Average of 19.6 Days - Target Achieved 11 CDD Work Plan 2021-22 / 2020 Annual Report 2020 Operations Improvement Highlights • Continued to provide essential services to the public while implementing pandemic related safety measures, such as social distanced interactions, remote work and dispatch inspectors from home. • Posted ePermitting "How to" videos explaining the permit process to County website and YouTube. • Implemented use of a dashboard in our Code Compliance division allowing for live data assessments. • Implemented use of standardized templates for administrative determinations. 2021-2022 Performance Measures By Division Building Safety • Achieve 6-10 inspection stops per day to provide quality service. (BOCC Goal & Objective SD-1) • Achieve an average turnaround time on building plan reviews of 8-10 days to meet or exceed state requirements. (BOCC Goal & Objective SD-1) • Achieve 50-80% of inspections scheduled online. (BOCC Goal & Objective SD-1) • Achieve 90-100% of inspections completed the same day as requested. (BOCC Goal & Objective SD-1) • Provide community training opportunities for online application submission to obtain a goal of 70% of application submittals conducted online. (BOCC Goal & Objective SD-1) Code Compliance • Achieve 90% voluntary compliance in Code Compliance cases. (BOCC Goal & Objective SC-1) • Achieve 85% resolution of Code Compliance cases within 12 months. (BOCC Goal & Objective SC-1) Coordinated Services • Expand community training opportunities for online application submission to obtain a goal of 65% of application submittals conducted on line. (BOCC Goal & Objective SD-1) • Achieve structural permit ready -to -issue turnaround time for Coordinated Services of 4 days. (BOCC Goal & Objective SD-1) Environmental Soils • Achieve compliance with the Alternative Treatment Technology (ATT) Septic System Operation and Maintenance (O&M) reporting requirements of 95% to protect groundwater. (BOCC Goal & Objec- tive HP-3) • Improve the issuance of onsite septic system permits from within 15 days of completed application to within 12 days of completed application. (BOCC Goal & Objective SD-1) • Achieve 65% of inspections scheduled online. (BOCC Goal & Objective SD-1) 12 CDD Work Plan 2021-22 / 2020 Annual Report Environmental Soils, continued • Achieve 65% of inspections scheduled online. (BOCC Goal & Objective SD-1) • Achieve 90-100% of Pre -cover inspections completed the same day as requested. (BOCC Goal & Objective SD-1) Planning • Sustain the issuance of land use administrative decisions with notice within 45 days and without notice within 21 days of completed application. (BOCC Goal & Objective SD-1) • City of Bend and Redmond Affordable Housing: • Amend the City of Bend Urban Growth Boundary to implement HB 4079, a pilot project to in- crease the supply of affordable housing units. (BOCC Goal & Objectives EV 1, EV 2, EV 3, EV 4 and HP 1) • Amend the City of Redmond Urban Growth Boundary to implement HB 2336, a pilot project to increase the supply of affordable housing units. (BOCC Goal & Objectives EV 1, EV 2, EV 3, EV 4 and HP 1) • Complete DLCD Grants with public involvement to develop and consider recommendations to address wildfire hazard mitigation and Goal 5 wildlife habitat inventories to inform the 2021 Comprehensive Plan Update. (BOCC Goal & Objectives SC 3, HP 3, and EV 2) Nickaelack'' Laurie's 'Phone Cynthia Smidt 13 CDD Work Plan 2021-22 / 2020 Annual Report Overview Administrative Services consists of the Community Development Director, Senior Management Analyst, two Systems Analysts and one Administrative Assistant. The Administrative Services Division provides oversight for all departmental operations and facilities, human resources, budget, customer services, technology and performance measures. Systems Analyst staff are responsible for the integration of technology across all CDD divisions and coordinates with the cities as well as providing direct service to the public via application training and support, web -based mapping, reporting services and data distribution. 2020 Accomplishments ✓ Revised office operations to include social distancing as well as application quarantine. ✓ Implemented remote work options for approximately 75% of staff. ✓ Accelerated an equipment replacement schedule to enable staff to work remotely, issuing 39 new laptop computers. ✓ Completed videos of each division to inform online customers and County College students about CDD's purpose, programs and services. ✓ Provided online application training to contractors and homeowners. ✓ Published "how to" videos to our website and YouTube regarding online application submission for building and onsite permits. ✓ Updated Continuity of Operations Plan (COOP) which details department's plan to continue operation in the event of a disaster. ✓ Participated in a County led effort to create a county -wide plan for Pre -disaster Preparedness Plan. ✓ Updated CDD website, including division and project webpages. ✓ Created a property information report to identify all parcel requirements including associated fees related to development. 14 CDD Work Plan 2021-22 / 2020 Annual Report 2021-22 Work Plan Projects • Reconfigure Accela to improve code compliance case management and enable fines and fees to be recorded. • Continue to participate in a County led effort to create a county- wide Pre -disaster Preparedness Plan. Explore expanding the Planning Division's webpage to provide more information about land use public hearings and opportunities for the public to submit comments on pending applications. • Revise CDD Information Technology 5 year strategic plan to account for laptops purchased early as a result of pandemic operations during FY 21. • Update COOP, if necessary, based on lessons learned from the pandemic. • Propose revisions to CDD's Fee Waiver Policy. • Coordinate with the Human Resources Department to evaluate, propose and implement strategies to attract and retain staff to meet increasing service demands in a highly competitive market. • Explore and research opportunities to both increase CDD's sustainable business practices while maximizing the efficiency of operations in a cost effective manner. • Reorganize and enhance CDD's web site to be more customer centric. Provide enhanced content that will allow customers to better understand CDD's polices and procedures and create an improved customer experience that acts as a guide for understanding the process of development in Deschutes County while also expanding online application instruction content. Staff Directory Nick Lelack, AICP Community Development Director (541) 385-1708 Nick.Lelack@deschutes.org Tim Berg Applications System Analyst III (541) 330-4648 Tim.Berg@deschutes.org Ines Curland Application System Analyst I (541) 317-3193 Ines.Curland@deschutes.org Tracy Griffin Administrative Assistant (541) 388-6573 Tracy.Griffin@deschutes.org Sherri Pinner Senior Management Analyst (541) 385-1712 Sherri.Pinner@deschutes.org 15 CDD Work Plan 2021-22 / 2020 Annual Report Overview Building Safety consists of one Building Safety Director, one Assistant Building Safety Official and sixteen Building Safety Inspectors. The Building Safety Division administers and implements the state and federal building codes through a process of education and a dear and consistent application of the specialty codes. The division provides construction plan reviews, consultation and inspection services throughout the rural county and the cities of La Pine and Sisters. The division also provides services to Lake, Jefferson, Klamath and Crook counties, the cities of Bend and Redmond, and the State of Oregon Building Codes Division on an as -needed basis. 2020 Accomplishments ✓ Issued 640 new single-family dwelling permits in 2020. The distribution of these new homes for Deschutes County's building jurisdiction included: — Rural/unincorporated areas: 451 — City of La Pine: 57 — City of Sisters: 132 ✓ Completed Major building plan reviews for: - MidOregon Credit Union in Sisters — Three new Multi -family apartments in Sisters — The Ski Inn — 260 Sun Ranch in Sisters — Two interior remodels for La Pine Fire Stations - The Cove Aquatic Center addition - West Core North Pool renovation and expansion — Bend Distillery Production Facility ✓ Continued to improve overall operational efficiencies and customer services by: - Implemented a new ePermitting "How to" tutorial in conjunction with Coordinated Services. - Hired two new Field Inspectors to fill vacancies. - Cross -trained all division staff to perform inspections in all four residential disciplines. ✓ Continued to lead efforts with the Central Oregon Chapter of the International Code Council to: — Achieve consistency in code implementation/administration among all jurisdictions. — Promote and participate in education among building/development and design professions. 16 CDD Work Plan 2021-22 / 2020 Annual Report 2020 Accomplishments ✓ Actively participated in State and local code and rulemaking efforts related to: - Wildfire Mitigation Advisory Committee and ongoing support to the County's consideration of adopting ORSC 327.4. - Tiny Homes on Wheels classifications as RV's with Oregon Department of Transportation registration titles and not building department regulated. - Adaptions to major Chapter 1 changes in County Codes by adopting local ordinances. ✓ Participated in public, community and customer -specific education and outreach efforts such as OAR 918-480-0125 Uniform Alternate Construction Standards for mitigation due to a lack of firefighting water supplies. ✓ Coordinated with State and County staff to promote and educate customers on how to apply for online permits and inspections. ✓ Continued succession planning, cross -training and technology investments to maintain and improve efficiencies. ✓ Continued to serve in regional and statewide leadership positions to support Deschutes County and Central Oregon interests. ✓ Provided A -level electrical inspection services, electrical plan review and customer contact support for commercial and residential electrical questions for the City of Redmond. ✓ Implemented social distancing procedures to maintain our high customer service standards while experiencing a record setting business volume for new single family dwellings. 800 700 000 400 2(.) .640 574 523 44 297 51- 2013 2014 2015 2 01 6 201 7 2018 2 019 2 02 0 17 CDD Work Plan 2021-22 / 2020 Annual Report 2021-22 Work Plan Projects Implement succession planning for future retirements and explore staffing needs due to unprecedented business needs. Provide certification cross -training for all new hires to maintain the division's goal of having fully certified residential inspection staff, • Research ways to reduce the carbon footprint associated with field inspection duties such as: - Alternative fuel options and All -Wheel Drive electric vehicles - Charging stations for electric vehicles (each station has charging capabilities for 1-2 vehicles) • Work with the Road Department to research viability of All Wheel Drive electric vehicles. • Work with Oregon e-Permitting to help test the new app for inspections prior to the roll out. Investigate the use of drones and other technologies to accomplish high risk inspections such as: — Roof diaphragm nailing — Chimney construction — High lift CMU grouting • Continue participation in the Planning Division led Wildfire Mitigation Advisory Committee (WMAC) process to consider adopting a new Wildfire Hazard Zone map, a local ordinance implementing additional construction standards to reduce hazards presented by wildfire (Oregon Residential Specialty Code (ORS) R327.4), and/or new defensible space requirements into Deschutes County Code. Produce new informational brochures as required by Oregon Administrative Rule (OAR) 918-020-0090 to help customers navigate code changes such as Energy Code and Daycare Facility updates. • Host two or three Chemeketa Community College Building Inspection Technology students this summer for their Cooperative Work Experience which provides an opportunity to demonstrate the county's customer friendly, service oriented approach as a regulatory agency. • Coordinate with the Human Resources Department to evaluate, propose and implement strategies to attract and retain staff to meet increasing service demands in a highly competitive market, 18 CDD Work Plan 2021-22 / 2020 Annual Report Staff Directory Randy Scheid Chris Gracia Krista Appleby Keri Blackburn Rainer Doerge Scott Farm David Farrin Anthony Friesen Owen Gilstrap Erik Johnson Brandon Jolley John Kelley Michael Liskh Brian Moore Todd Russell Laurie Wilson Building Safety Director Assistant Building Official Building Inspector III Building Inspector III Building Inspector III Building Inspector III Building Inspector III Building Inspector III Building Inspector III Building Inspector I Building Inspector III Building Inspector III Building Inspector III Building Inspector III Building Inspector III Building Inspector III (541) 317-3137 (541) 388-6578 (541) 385-1701 (541) 388-6577 x1638 x1639 (541) 385-1702 (541) 213-0653 x1640 (541) 480-8940 x1625 X1642 x1627 (541) 385-1705 x1644 (541) 383-6711 Randy.Scheid@deschutes.org Chris.Gracia@deschutes.org Krista.Appleby@deschutes.org Keri.Blackburn@deschutes.org Rainer.Doerge@deschutes.org Scott.Farm@deschutes.org David.Farrin@deschutes.org Anthony.Friesen@deschutes.org Owen.Gilstrap@deschutes.org Erik.A.Johnson@deschutes.org Brandon.Jolley@deschutes.org John.Kelley@deschutes.org Michael.Liskh@deschutes.org Brian.Moore@deschutes.org Todd.Russell@deschutes.org Laurie.Wilson@deschutes.org 19 CDD Work Plan 2021-22 / 2020 Annual Report Overview Code Compliance consists of four Code Compliance Specialists and one volunteer. The program is managed by the Coordinated Services Administrative Manager and is supported by a law enforcement deputy from the Sheriff's Department and operating divisions. The Code Compliance Division is responsible for investigating code violation complaints to ensure compliance with land use, onsite wastewater disposal, building and solid waste codes (by contract with the Solid Waste Department), and provides direct service on contract to the City of La Pine for solid waste violations. The program's overriding goal is to achieve voluntary compliance. If necessary, citations are issued for prosecution in Circuit Court or before a Code Compliance Hearings Officer. The program continues to adapt to the County's challenges of growth and diversification, incorporating new measures to ensure timely code compliance. While voluntary compliance is the primary objective, an ever-growing number of cases require further code compliance action because of delayed correction or non-compliance. Through the continuing development and refinement of departmental procedures for administrative civil penalty, Code Compliance is obtaining compliance from citations rather than court adjudication resulting in greater cost recovery. A disconcerting trend is the need for County abatement in some cases. In abatement, the County corrects the violations with the priority on compliance. Abatement action is reserved for matters of chronic nuisance and public health and safety. In response to this trend, Code Compliance is closely coordinating with other County departments in the development and enactment of abatement plans. 2020 Accomplishments ✓ During 2020, 863 new cases were received and 767 cases were resolved. This is a 15% decrease in new cases from the previous year. ✓ Provided community education through regular presentations to local real estate groups and title companies. ✓ Partnered with the Solid Waste Department to implement the use of a voucher system offering financial assistance to customers meeting eligibility criteria in order to facilitate timely compliance. ✓ Continued to partner with departments within the County to resolve difficult cases. Coordination between departments ensures efficiency of operations and avoids overlapping efforts, thus allowing staff to conduct a thorough investigation on behalf of community members. ✓ Created a dashboard for code compliance metrics such as "Cases Opened and Closed by Year", "Current Active Cases" and "Current Assigned Cases by Staff Member", allowing an assessment of live data and the opportunity to adjust cases and staff as necessary. ✓ Coordinate with Planning, Building Safety and Environmental Soils division to redefine the County's process for decommissioning unlawful second dwellings. 20 CDD Work Plan 2021-22 / 2020 Annual Report 2021-22 Work Plan Projects • Implement BOCC direction on the update of the Code Compliance Policy and Procedures Manual. • Explore enforcing the Noxious Weed program. • Enhance involvement in Oregon Code Enforcement Association (OCEA) next annual conference through presentation participation. • Create training program for new staff. • Continue to conduct public outreach to real estate professionals and organizations, homeowners associations, etc., to share information regarding the code compliance program and current issues. • Automate the process for medical hardship notification and out -of -compliance Operation and Maintenance (O&M) contracts performed by code compliance volunteers. • Modify procedures as necessary during and temporarily following the pandemic. • Partner with Building Safety to propose a revised policy on undocumented structures. 1200 10C)0 800 600 4CX) 304 202 Cl 308 338 574 904 763 1000 394 363 0 767 30 2014 2015 2016 2017 2018 2019 2020 Nevi Cases 13 Closed Cases 21 CDD Work Plan 2021-22 / 2020 Annual Report Staff Directory Christopher Beem Joseph Graziano John Griley Dan Smith Code Compliance Specialist Code Compliance Specialist Code Compliance Specialist Code Compliance Specialist (541) 385-1745 (541) 617-4736 (541) 617-4708 (541) 385-1710 Christopher.Beem@deschutes.org Joseph.Graziano@deschutes.org John.Griley@deschutes.org Dan.Smith@deschutes.org 22 CDD Work Plan 2021-22 / 2020 Annual Report Overview Coordinated Services consists of an Administrative Manager, nine Permit Technicians and an Administrative Support Technician. The Coordinated Services Division provides permitting and "front line" direct services to customers at the main office in Bend as well as in the La Pine and Sisters City Halls. While coordinating with all divisions, staff ensure accurate information is provided to the public, while minimizing wait times and ensuring the efficient operation of the front counter and online portal. 2020 Accomplishments ✓ Permit Technicians continued to provide exceptional customer service during the pandemic. ✓ Implemented a more efficient staff training process. ✓ Created a manual of Standard Operating Procedures as an additional resource for Permit Technicians for consistency and succession planning. Reconfigured the City of La Pine permitting process to include implementation of tools within the Accela permitting software. Utilizing Accela in this manner allows all communication between organizations to occur electronically for documentation regarding Planning approvals and approvals to issue a Certificate of Occupancy. ✓ Increased electronic permit submittals through public education and outreach to licensed professionals. During 2020, CDD received 39.7% of applications online in comparison to 26.5% in 2019. ✓ Created an application in partnership with IT staff to display alert messages when online permits have been submitted, payments have been applied or documents have been uploaded, resulting in increased processing efficiencies. ✓ Continued succession planning for the retirement of one long term staff with the hiring of a replacement Permit Technician. Cross -training staff allows the division to maintain high customer service standards during this transition. ✓ As Accela continued to evolve and new tools became available, Deschutes County continued to be a statewide leader in offering training opportunities to customers and regional agency partners. Coordinated Services has hosted in-house, one-on-one training opportunities and posted videos to the website in an effort to facilitate a streamlined permitting process. ✓ Revised daily cash balancing procedures to enhance proper internal controls. ✓ Revised internal refund process to improve efficiencies. ✓ Implemented process to electronically scan building plans to property development record. ✓ 23 CDD Work Plan 2021-22 / 2020 Annual Report 2020-21 Work Plan Projects • Update and revise the Standard Operating Procedures manual as processes change. • Increase customer, contractor and public education of Accela and online permit applications to streamline permit processes. • Continue to improve training program for new hires to include training efficiencies. • Revise lead permit technician role. • Cross -train staff on property record maintenance. • Complete scanning building plans to the property development record. • Coordinate with the Human Resources Department to develop and implement new permit technician job classifications and categories to reflect the department's business needs (e.g., staffing satellite offices with experienced permit technicians) and providing opportunities for advancement. Main Office-117 NW Lafayette Ave, Bend, OR 97703 Monday, Tuesday, Thursday, Friday 8:00 AM-5:00 PM, Wednesday 9:00 AM-5:00 PM La Pine City Hall-16345 Sixth St., La Pine, OR 97739 Thursday 9:00 AM-4:00 PM Sisters City Hall-520 E. Cascade St., Sisters, OR 97759 Tuesday 9:00 AM-4:00 PM Staff Directory Angie Havniear Administrative Manager (541) 317-3122 Angela.Havniear@deschutes.org Tara Alvarez Permit Technician (541) 383-4392 Tara.Campbell-Alvarez@deschutes.org Katie Borden Permit Technician (541) 385-1741 Katie.Borden@deschutes.org Michelle Conklin , Permit Technician (541) 388-6681 Michelle.Conklin@deschutes.org Ian Cullen Permit Technician (541) 388-6680 Ian.Cullen@deschutes.org Ami Dougherty Permit Technician (541) 385-3217 Ami.Dougherty@deschutes.org Lindsey Holloway Permit Technician (541) 388-6596 Lindsey.Holloway@deschutes.org Terese Jarvis Permit Technician (541) 383-4435 Teresejarvis@deschutes.org Jennifer Lawrence Permit Technician (541) 385-1405 Jennifer.L.Lawrence@deschutes.org Marilyn Tiboni Administrative Support Technician (541) 385-1409 Marilyn.Tiboni@deschutes.org 24 CDD Work Plan 2021-22 / 2020 Annual Report Overview Environmental Soils consists of one Environmental Health Supervisor, three Environmental Health Specialists II, and one Permit Technician. The Environmental Soils Division regulates on -site wastewater treatment systems (septic) to assure compliance with state rules, and monitors environmental factors for public health and resource protection. They provide site evaluations, design reviews, permitting, inspections and education and coordination with the Oregon Department of Environmental Quality (DEQ) for onsite wastewater treatment and dispersal systems. Staff inspects sewage pumper trucks, reports on the condition of existing wastewater systems, maintains an Operation and Maintenance tracking system, provides the public with information on wastewater treatment systems and regulations and investigates sewage hazards to protect public health and the environment. Staff are also engaged in the proactive pursuit of protecting the groundwater in Deschutes County and continue to work with DEQ on permitting protective onsite wastewater systems in South Deschutes County. 2020 Accomplishments ✓ Assessed 296 sites for onsite wastewater treatment and dispersal systems, a decrease of 7.5% from 2019, and issued 1,643 permits and authorizations for new and existing onsite treatment and dispersal systems, a decrease of 2% from 2019. Assessed sites included several new subdivisions. Applications continue to increase in complexity and technical requirements. ✓ Repaired 279 failing or substandard systems correcting sewage health hazards and protecting public health and the environment. ✓ Increased electronic permit submittal and inspection scheduling through outreach and education of customers, particularly licensed professionals. During 2020, the division received 43.6% of applications online compared to 21.6% in 2019. 1.,800 1,500 1,400 1,200 1,0.00 800 926 2012 810 2014 2015 20➢5 201 7 1,567 2018 1,670 2019 2020 25 CDD Work Plan 2021-22 / 2020 Annual Report 2020 Accomplishments ✓ Provided eight property owners in South County with rebates of $3,750 per property for upgrading conventional onsite wastewater treatment systems to nitrogen -reducing pollution reduction systems. ✓ Provided assistance and information regarding onsite wastewater treatment systems in Terrebonne to Parametrix, engineering consultant, for the Terrebonne Sewer Feasibility Study. ✓ Coordinated with the City of Bend staff and DEQ regarding the septic to sewer program, and the impact on homeowners with onsite wastewater systems. ✓ Participated in the Upper Deschutes Agricultural Water Quality Management Area Local Advisory Committee and the City of Bend Storm Water Public Advisory Group. ✓ Worked with DEQ on permitting protective onsite wastewater systems in South Deschutes County. Participated in dozens of variance hearings for modified advanced treatment systems on severely limited sites. ✓ Coordinated with DEQ on multiple variances. The overall process has been improved with more complete and detailed proposals and plans going forward. ✓ Adapted to COVID-19 limitations by remote working, electronic permitting, computer technologies, electronic communications and deploying from home. Staff was able to sustain performance measures, permit and inspection turnaround times and maintain high service levels demonstrating resilience, team work and professionalism to continue to serve the community. 26 CDD Work Plan 2021-22 / 2020 Annual Report 2020-21 Work Plan Projects • Coordinate with DEQ for a South County Groundwater sampling event and funding of a planned existing network of wells. • Work with DEQ staff on planning for and funding off long term and regular well sampling events approximately every 10 years to monitor changes in water quality in the aquifer. • Continue technical support as necessary toward the completion of the Terrebonne Sewer Feasibility Study. • Participate in the Upper Deschutes Agricultural Water Quality Management Area Local Advisory Committee. • Continue to participate in the City of Bend Storm Water Public Advisory Group and the Upper Deschutes Agricultural Water Quality Management Area Local Advisory Committee (Oregon Department of Agriculture). • Provide financial assistance opportunities to South County property owners to upgrade conventional systems to nitrogen reducing pollution reduction systems through Nitrogen Reducing System Rebates and the Neighborlmpact Non -conforming Loan Partnership. • Review current groundwater protection policies for South County and continuing variance applications with DEQ onsite staff to ensure goals of water resource protection are addressed. Highest risk areas may need greater scrutiny. • With development occurring in the new neighborhood in La Pine, review financial assistance programs for groundwater protection efforts. • Update the DEQ contract for the Onsite Wastewater Treatment System Program to be more consistent with current rules and requirements (the current contract dates from 1981). • Amend Deschutes County Code Chapter 11.12, Transferable Development Credit Program to implement changes from BOCC Resolution 2019-040. • Coordinate with the Human Resources Department to evaluate, propose and implement strategies to attract and retain staff to meet increasing service demands in a highly competitive market. Staff Directory Todd Cleveland Environmental Health Supervisor (541) 617-4714 Todd.Cleveland@deschutes.org Kevin Hesson Environmental Health Specialist II (541) 322-7181 Kevin.Hesson@deschutes.org Larry Howard Environmental Health Specialist II (541) 330-4666 Larry.Howard@deschutes.org Kiley Rucker-Clamons Environmental Health Specialist II (541) 383-6709 Kiley.Rucker-Clamons@deschutes.org Martha Shields Permit Technician (541) 385-1706 Martha.Shields@deschutes.org 27 CDD Work Plan 2021-22 / 2020 Annual Report Overview Planning consists of one Planning Director, one Planning Manager, two Senior Planners, one Senior Long Range Planner, one Senior Transportation Planner, six Associate Planners, three Assistant Planners and one Administrative Assistant. The Planning Division consists of two operational areas: Current Planning and Long Range Planning. Current Planning processes individual land use applications and provides information to the public on all land use related issues. Long Range Planning addresses the future needs of the county through updates to the comprehensive plan, changes to the County Code and other special projects. Current lannin Responsible for reviewing land use applications for compliance with Deschutes County Code (DCC) and state law, including zoning, subdivision and development regulations, and facilitating public hearings with Hearings Officers and the BOCC. Staff is also responsible for verifying compliance with land use rules for building permit applications and septic permits; coordinating with Code Compliance to respond to complaints and monitor conditions of approval for land use permits; performing road naming duties; providing assistance at the public information counter, over the telephone and via email; and addressing in the rural County and City of Redmond under contract. Long aPlanning Responsible for planning for the future of Deschutes County, including developing and implementing land use policy with the BOCC, Planning Commission, community and partner organizations. It is in charge of updating the County Comprehensive Plan and zoning regulations, coordinating with cities and agencies on various planning projects taking place in the region, including population forecasts with Portland State University and cities. Staff also monitors and participates in annual legislative sessions, and serves on numerous local, regional and statewide committees primarily focusing on transportation, natural resources, growth management and economic development. Transportation Planning Provides comments and expertise on land use applications, calculates System Development Charges (SDC's) as part of land use application review process or upon request; provides comments to the County's Risk Management Department regarding traffic issues for permitted events; participates in the annual County Capital Improvement Plan (CIP) process with the Road Department; applies for grants for enhanced bicycle and pedestrian facilities in coordination with the Bicycle and Pedestrian Advisory Committee (BPAC); participates in Oregon Department of Transportation (ODOT) funded refinement planning; coordinates road issues with Bureau of Land Management (BLM) and the United States Forest Service (USFS) for urban interface plans; and serves on several local and regional transportation committees, most notably BPAC, the Bend Metropolitan Planning Organization Technical Advisory Committee, and Central Oregon Area Commission on Transportation Technical Advisory Committee (TAC). Floodplain & Wetlands Planning Responsible for providing comments and expertise on land use applications, code compliance, and general property inquiries that require development, fill, or removal in mapped floodplain and wetland areas. Staff maintains certification as an Association of State Floodplain Managers (ASFPM) Certified Floodplain Manager to provide customers with up-to-date and accurate information regarding Federal Emergency Management Agency (FEMA) regulations, surveying requirements, and construction requirements. Coordination is frequently required with external agencies including FEMA, US Army Corps of Engineers, Oregon Department of State Lands, Oregon Department of Fish and Wildlife (ODFW), and the USFS. 28 CDD Work Plan 2021-22 / 2020 Annual Report 2020 Accomplishments ✓ Counter coverage averaged 197 customer visits a month compared to 365 in 2019. The decrease is largely due to revised office hours resulting from the pandemic restrictions. ✓ Since the pandemic started in March, staff responded to over 2,000 emails and 3,400 phone call inquiries. This equates to over 200 emails and 340 phone calls a month over a 10-month period. ✓ Received 869 land use applications compared to 891 in 2019. ✓ The Planning Division received 29 non -farm dwelling applications compared with 23 for 2019. ✓ 17 final plats were recorded in 2020 or are in the process of being recorded, creating a total of 97 residential lots. ✓ No applications were received in 2020 for marijuana business due to the opt -out ordinance. The BOCC heard one LUBA remand pertaining to marijuana production. ✓ Due to COVID-19, starting in April, the Planning Division successfully transitioned to electronic meetings for pre -application, Hearings Officer, Historic Landmarks Commission, and Planning Commission proceedings. Significant efforts were made to ensure each body, applicants, and members of the public could utilize this new technology. Meetings were also available by phone. Staff utilized social distancing protocols when members of the public met in -person. Throughout this transition, this division continued to meet its performance measures related to processing land use applications. 1.200 1000 800 400 200 941 392 2012 2.013 2014 2015 2016 2017 2018 2019 2020 29 CDD Work Plan 2021-22 / 2020 Annual Report 903 891, 869 2020 Accomplishments Fifteen (15) land use applications were reviewed by Hearings Officers in 2020 compared to 15 in 2019. They include: ✓ Accessory Farm Dwelling ✓ Hydro -Electric Facility ✓ Bend Airport Text Amendment ✓ Declaratory Ruling ✓ Cinder Storage Structure ✓ Plan Amendment / Zone Change ✓ Cluster Development ✓ Private Airstrip ✓ Lot of Record Verification (2 applications) ✓ Footbridge ✓ Redmond Urban Growth Boundary Amendment ✓ Tentative Plat ✓ Guest Ranch Modification ✓ Type 3 Home Occupation The BOCC conducted 14 quasi-judicial land use hearings or proceedings in 2020 compared to 16 in 2019. Four involved appeals heard by the Board (*): ✓ Marijuana Production (LUBA Remand)* ✓ Lower Bridge Mine Site Rezoning ✓ Hydroelectric Facility* ✓ Noise Variance (2 applications) ✓ Tentative Plat* ✓ Plan Amendment / Zone Change ✓ Thornburgh Resort Golf Course* ✓ Redmond UGB Adjustment ✓ Bend Airport Text Amendment ✓ Road Naming (2 applications) ✓ Goal 11 Exception ✓ Termination of Improvement Agreement Seven (7) appeals were filed with the Land Use Board of Appeals (LUBA) in 2020, compared to 6 in 2019: ✓ Lower Bridge Planned Unit Development ✓ Structure Related to Farm Use ✓ Thornburgh Destination Resort Golf Course ✓ Religious Land Use and Institutionalized Persons Act (RLUIPA) Amendments ✓ Marijuana Production (Reconsideration) ✓ Marijuana Production Interpretation / Land Use Decision ✓ Marijuana Production (LUBA Remand) 30 CDD Work Plan 2021-22 / 2020 Annual Report 2020 Accomplishments The Planning Division processed two applicant -initiated Plan Amendments, one Zone Change and two zon- ing text amendments in 2020: ✓ Plan amendment and zone change for a property at Deschutes Junction. ✓ Plan amendment adjusting the Redmond Urban Growth Boundary for an Affordable Housing Project. ✓ Zoning text amendment to permit a general category of retail/rental store, office and service establish- ment as a use permitted outright subject to site plan review and providing parking exceptions. ✓ Zoning text amendment to streamline review of personal use hangers, reduce front and rear yard set- back, allow parking in the front yard, and adopt Oregon Administrative Rule (OAR) and Federal Aviation Administration (FM) definitions. Legislative Amendments The BOCC considered: ✓ Historic Preservation Amendment —Staff -initiated legislative amendments to update the County's Historic Resource Inventory and Historic Preservation Ordinance to comply with the State's Historic Preservation rule. ✓ Nonprime Resource Lands Amendments —Staff -initiated legislative amendments to Deschutes County's Comprehensive Plan to establish eligibility criteria to re -designate six specific areas currently designated Exclusive Farm Use or Forest Use to Nonprime Resource (NPR) Lands. The BOCC adopted: ✓ Child Care Amendments —Staff -initiated legislative amendments to permit child care uses as a use permitted outright subject to site plan review. ✓ Housekeeping Amendments —Staff -initiated legislative amendments to correct minor errors in the Deschutes County Code and Comprehensive Plan. ✓ Spring River Rural Commercial Zone Amendment —Applicant -Initiated legislative amendment allowing office and retail as outright permitted uses subject to site plan review; clarifying front yard setbacks; and parking requirement exceptions. 31 CDD Work Plan 2021-22 / 2020 Annual Report 2020 Accomplishments Legislative Amendments (continued) ✓ Sunriver Business Park / Employee Housing Amendment —Application legislative amendment allowing em- ployee housing as an outright permitted use in the Sunriver Business Park Zoning District. ✓ Titles 1 and 15 Amendments —Staff -initiated legislative amendment to incorporate changes to the Oregon State Structural Code and Oregon Fire Code. ✓ US 20 Transportation System Plan Amendments/Roundabouts —Application initiated by the Oregon De- partment of Transportation (ODOT) to add roundabouts at US20/Cook-O.B. Riley Roads and US20/Old Bend -Redmond Highway intersections. ✓ US 97 Transportation System Plan Amendments —Application initiated by ODOT to add reference toj-turns to language on frontage road on US 97 between Bend and Redmond and delete text requiring Vandevert Road be disconnected from US 97. Grants Certified Local Government Grant Planning staff completed an 18-month $11,500 Certified Local Government (CLG) Grant from the State Historic Preservation Office to assist Deschutes County with its historic preservation programs. Technical Assistance Grant Planning staff is administering an 18-month $20,000 Technical Assistance (TA) Grant from the Department of Land Conservation and Development (DLCD) to incorporate Wildfire Mitigation Advisory Committee recommendations into the Comprehensive Plan and development code and begin updating Goal 5 wildlife habitat inventories. TGM Grant Planning staff received a $75,000 Transportation and Growth Management (TGM) Grant to update the Tumalo Community Plan and implement the rural trails portion of the Sisters Country Vision Action Plan. Coordination with Other Jurisdictions, Agencies and Committees Bicycle and Pedestrian Advisory Committee (BPAC) BPAC met 11 times, commenting on regional Transportation System Plan updates, trail connections be- tween cities and recreation areas, and ODOT projects, among others. Oregon Department of Transportation (ODOT) Participated in Terrebonne Refinement Plan Technical Advisory Committee (TAC); Parkway Facility Manage- ment Refinement Plan TAC; Wickiup Jct. Refinement Plan (with City of La Pine); Bend US 97 North Corridor Planning; TAC for potential US 97 interchange slightly north of Bend; stakeholder committee for US 20/Cook Ave. roundabout project; served as Central Oregon representative to Governor's Advisory Committee on Motorcycle Safety. a ;on ;ystem Plan le New interchange. JGB. 32 CDD Work Plan 2021-22 / 2020 Annual Report Annual Report • co 4,.. .c u LL fa ._ (0 C ) ® c O C a� au -0 6� � C ® "E 13 0 .� -J � /�y • •� tU ,� � CI a) ii E � (13 Liz > 4.--: e 0 ® ca. c ._ O in c: G` .pow ( e . — ci ru• i c V L. ' a 3... > o 4.1 0 4 V'f ( LIZ 0 t .�INIM .s. 73 ._E c (� ®C '3 �.. V Li kJ D O Deschutes County � I.ri 73 Ln -J i-i c cu a) E (13 06 CD L LJ fu E ® 0 4fij CO minsi IA 0 ct) s-i Lr) (NJ tr▪ . 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LLI U N� Y TES Deschutes County Board of Commissioners 1300 NW Wall St, Bend, OR 97703 (541) 388-6570 - Fax (541) 385-3202 - https://www.deschutes.org/ AGENDA REQUEST & STAFF REPORT For Board of Commissioners BOCC Wednesday Meeting of May 19, 2021 DATE: May 11, 2021 FROM: David Doyle, Legal, 541-388-6625 TITLE OF AGENDA ITEM: Board Approval and Adoption of Ordinance No. 2021-006, Amending Sections of DCC 9.20 RECOMMENDATION & ACTION REQUESTED: Board Approval and Adoption of Ordinance No. 2021-006. BACKGROUND AND POLICY IMPLICATIONS: Dangerous and inappropriate uses at and on county bridges have increased recently; safety is compromised often necessitating intervention by law enforcement. FISCAL IMPLICATIONS: No direct impacts. ATTENDANCE: Dave Doyle, Legal Counsel, Road & Sheriffs Office I' ES 0 -< Deschutes County Board of Commissioners 1300 NW Wall St, Bend, OR 97703 (541) 388-6570 - Fax (541) 385-3202 - https://www.deschutes.org/ AGENDA REQUEST & STAFF REPORT For Board of Commissioners BOCC Wednesday Meeting of May 19, 2021 DATE: May 13, 2021 FROM: Kathleen Hinman, Human Resources, 541-385-3215 TITLE OF AGENDA ITEM: Deschutes County District Attorney's Office Operations Analysis Overview BACKGROUND AND POLICY IMPLICATIONS: The Budget Committee requested the District Attorney's Office (DAO) and Administration work together to select a consultant to complete an analysis of the DAO's operations. The analysis for the District Attorney's Office (DAO) has now been completed by the selected consultant, Prosecutors' Center for Excellence. District Attorney Hummel has provided a response to the analysis which is also provided here. The analysis includes recommendations for an increase to the staffing level, a change to the supervision structure, a focus on improved role definitions, as well as a list of process improvements specific to office and program functions (example: creating internal processes, road maps, and standard templates.) During this meeting, the consultant will present the report findings and provide an opportunity for questions and discussion. FISCAL IMPLICATIONS: This presentation does not include a budgetary ask or adjustment, however the implementation of the recommendations included in the analysis would create an increase to the budget ask for the District Attorney's Office. ATTENDANCE: Kathleen Hinman; HR Director, Deschutes County John Hummel; District Attorney, Deschutes County Kristine Hamann; Executive Director, Prosecutor's Center for Excellence (PCE) Prosecutors' Center for Excellence i ASSESSMENT OF THE DESCHUTES COUNTY DISTRICT ATTORNEY'S OFFICE OVERVIEW OF DESCHUTES COUNTY AND THE DESCHUTES COUNTY DISTRICT ATTORNEY'S OFFICE 1 THE ROLE OF THE PROSECUTOR 1 THE DESCHUTES COUNTY DISTRICT ATTORNEY'S OFFICE 1 CRIME ISSUES 3 Comparative Crime Rates by County, 2019 3 THE ASSESSMENT PROJECT 4 THE ASSESSMENT TEAM 4 ASSESSMENT METHODOLOGY 5 Persons Interviewed 5 Data 6 Time Study 6 EXECUTIVE SUMMARY 8 Role and Responsibilities 8 Insufficient Legal Staff 8 Leadership and Management 8 Human Resources 9 Policies and Procedures 9 Teams 9 Case Management System 9 Office Space 10 Prosecutor Diversion and Alternatives to Incarceration 10 Intake 10 Training 10 Trial Assistants 11 Victim Advocates 11 Other Staff 11 Community Outreach 11 Law Enforcement 12 Courts 12 Defense Bar 12 Moving Forward 12 ISSUES AND RECOMMENDATIONS 13 CASELOADS AND TIME STUDY 13 General 13 Impact of the Pandemic 14 Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office ll DCDAO's Caseload 14 Table 1— DCDAO Caseloads 2018-2020 15 Comparative Caseloads 15 Table 2 — Comparison of County Caseloads (2018) 16 Hours Worked by DCDAO Attorneys and Staff 16 Table 3 — Average Hours Worked by DCDAO Attorneys and Staff 17 Case -weighting Analysis 18 Table 4 — Annual Work Hours Per Criminal Division Attorney 18 Table 5 — APRI State Range of Case Processing Times 19 Table 6 — Expected Average Hours in 2018-2019 for Case Resolution 20 Table 7 - Attorney Positions Needed to Handle DCDAO's 21 Criminal Caseload 21 Issue — Insufficient Legal Staff 21 Recommendation — Insufficient Legal Staff 22 Issue — CDDA Caseload 22 Recommendation- CDDA Caseload 22 OFFICE LEADERSHIP AND MANAGEMENT 23 General 23 DA John Hummel 24 Chief Deputy District Attorneys 25 Issue — Remote Leadership 26 Recommendations — Remote Leadership 26 Issue — Management 27 Recommendations — Management 27 Issue — Morale 28 Recommendations — Morale 28 Issues — Human Resources 29 Recommendations — Human Resources 29 Issue — Policies and Procedures 29 Recommendations — Policies and Procedures 30 TEAMS 30 General 30 Person Team 31 Juvenile Unit 32 Property Team 32 Traffic Team 32 Issues —Team Structure 32 Recommendations — Team Structure 34 PROSECUTOR DIVERSION AND ALTERNATIVES TO INCARCERATION 35 General 35 Goldilocks Program 36 Veteran Intervention Strategy 36 Emerging Adult Program 37 Issues 37 Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office Recommendations 38 CASE MANAGEMENT SYSTEM 38 General 38 Issues 40 Recommendations 40 OFFICE SPACE 42 General 42 Issues 42 Recommendations 42 INTAKE 43 General 43 Issues 43 Recommendations 44 TRAINING 44 General 44 Issues 45 Recommendations 45 TRIAL ASSISTANTS 46 General 46 Issues 47 Recommendations 48 VICTIM ADVOCATES 49 General 49 Issues 50 Recommendations 51 GRAND JURY 53 DISCOVERY 53 OTHER OFFICE STAFF 54 General 54 Executive Assistant 54 Administrative Supervisor 55 Public Record Requests 55 Receptionist 55 Investigators 55 Issues 56 Recommendations 56 COMMUNITY OUTREACH 56 General 56 Issues 56 Recommendations 57 POLICE 57 General 57 Issues 58 Recommendations 58 Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office iv COURTS 59 General 59 Issues 60 Recommendations 60 DEFENSE BAR 61 General 61 RECOMMENDATIONS FOR THE FUTURE 62 Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 1 vervie of eschutes ounty and the eschutes County istrict * ttorney's sffice The Role of the Prosecutor Over the last forty years, there has been a dramatic transformation and expansion of prosecutors' mission, to not only vigorously prosecute criminal cases, but also to engage in crime prevention, problem solving, and community partnerships. Prosecutors' fundamental goal is to protect the community and ensure justice when enforcing the law. Traditionally, a prosecutor's role was a limited and relatively passive one - to evaluate and prosecute arrests made by the police. That role has expanded and evolved significantly. Modern prosecutors are problem solvers. Prosecutors are uniquely situated to spearhead the reform of the criminal justice system. There is an urgent need for more complex solutions that not only seek positive outcomes for victims, but also strive for long-term solutions for preventing crime and assisting those who are entangled in the criminal justice system. Prosecutors play a pivotal role in the criminal justice system, making decisions and exercising discretion about whether to prosecute, whom to prosecute, and how to prosecute. As leaders in law enforcement, modern prosecutors can advocate for innovation, foster collaboration, and convene disparate groups to work collectively to prevent crime, improve community relationships, and combat inequality. (For examples of prosecution innovation, see "The Role of the Modern Prosecutor — Spearheading Innovation", PCE. 9/2020 - Report and Interactive Map). District Attorney John Hummel should receive great credit for encouraging this review to assist him and his staff to realize the full potential of a modern prosecutor's office so that his Office can provide the citizens of Deschutes County with the justice they deserve. The Deschutes County District Attorney's Office Deschutes County District Attorney's Office (DCDAO) has jurisdiction over crimes that occur within that county. The population of Deschutes County is almost 200,000 and given its reputation as one of the most beautiful places in the United States, Deschutes is Oregon's fastest growing county. The population has tripled since 1980, Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 2 when the population was 62,000.1 The demographics of the county are: White (87%), Hispanic or Latino (8.3%), two or more races (2.8%), Asian (1.3%), American Indian (1.1 %), African American (.6%). 93.7% of the population has a high school degree and 9.2% of Deschutes residents live below the poverty line.2 The DCDAO handled more than 8,000 cases per year prior to the pandemic. The DCDAO's jurisdiction covers adult felony and misdemeanor crimes, juvenile delinquency, and a limited number of traffic violations. The Office used to handle civil mental illness commitments, but as of 2020, this work is done elsewhere. The attorney general is in charge of all appeals relating to cases arising from the DCDAO. The Office has 21 lawyers. Their work is supported by 48 additional staff made up of administrators, investigators, victim advocates (VA), and trial assistants (TA). Due to the growth in the county's population, the total staffing of the various Deschutes County police departments have increased by 24 officers over the past two years. The DCDAO has an annual budget of approximately $8,250,000.00, plus separate grant funding of approximately one million. Most of DCDAO's funding comes from Deschutes County and is allocated by the Deschutes County Commissioners. The remainder of the budget comes from state and federal grants. The lawyers have their own union which has recently negotiated a new contract. Their salaries are determined by a seven -step increase system that is based on longevity. The non -legal staff is also unionized, but with a different union. The DCDAO has shown a great willingness for introspection and improvement. In addition to hiring PCE for this assessment, the DCDAO has earlier commissioned a number of evaluations of the Office including: • Internal DCDAO Staffing Analysis (2019) • Office assessment by Prosecution Impact (2019) • A Diversity, Equity and Inclusion Baseline Report by Allyship in Action (2021) Though PCE has reviewed these earlier papers, the recommendations included in this report are based solely on its own interviews and assessment of the Office. 1 US Census - https://www.google.com/search?q=deschutes+county+oregon+population&oq=deschutes+county+oregon+populati on&aqs=chrome..69i57j0.11879j0j 15&sourceid=chrome&ie=UTF-8 '- See US Census: 2019 - https://www.census.gov/quickfacts/deschutescountyoregon Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 3 Crime Issues According to the Oregon Report of Criminal Offenses and Arrests,' Deschutes County reported 4,155 index crimes' and 12,938 total crimes in 2019. Against a population of 197,692, this averaged to a crime rate of 2,102 index crimes and 6,544 total crimes per 100,000 residents. As the table below indicates, the total crime rate in Deschutes County fell in the middle of other counties. Although Deschutes' index rate was higher than in most neighboring counties, the common pattern is that index crime was more prevalent - even on a proportionate basis - in counties with larger populations. For that matter, Deschutes saw very few serious crimes in 2019 - only 1 willful murder, 2 negligent homicides, and 11 forcible rapes among a population of almost 200,00 residents. It is important to remember that Deschutes County, and its seat, Bend, are popular tourist destinations, and that tourists commit 15% of the crimes, according to the DCDAO. Comparative Crime Rates by County, 2019 County Population Index Crimes Index per 100,000 Total Crimes Total per 100,000 Deschutes 197,692 4,155 2,102 12,938 6,544 Crook 24,404 389 1,594 1,832 7,506 Jefferson 23,607 431 1,825 1,419 6,011 Klamath 68,238 883 1,294 2,702 3,959 Lake 7,837 96 1,224 468 5,972 Lane 382,067 10,310 2,698 29,567 7,739 Multnomah 812,855 45,247 5,566 86,627 10,657 The highest volume of serious crime involves child sex crimes, domestic violence, and vehicular homicides. Oregon has recently legalized the possession of drugs, so the impact of this new law has yet to be seen. Low level crimes associated with the growing homeless population continues to be a vexing issue for the county. 3 https://wvvw.oregon.gov/osp/Docs/2019%20Annual°/o2OUCR%20Report.pdf 4 A term devised by the FBI, index crimes include eight crimes, from murder to motor vehicle theft, to serve as a common indicator of crime patterns and rates in specific jurisdictions. Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 4 The Assess nt Project Through a competitive process, Prosecutors' Center for Excellence (PCE) was chosen to conduct a holistic assessment of the Deschutes County District Attorney's Office. The contract was signed in November of 2020. The assessment has focused on identifying issues and detailing recommendations and best practices in the following general areas: office organization and structure, office culture and environment, management, case processing, caseloads, and quality of work. The assessment also includes a workload evaluation based on available data and a month of timesheets completed by the staff. Embedded throughout this report is PCE's evaluation of the Office and its recommendations. Though the original plan was for PCE to conduct in -person interviews, the pandemic made that impossible. DA Hummel has been very supportive of the office review and has provided unfettered access to staff and data. He has demonstrated a willingness to study, adjust, and improve the Office. Throughout the process, the District Attorney and his senior staff have welcomed input from PCE. The Assessment Team PCE is a national non-profit that works with prosecutors in offices of all sizes to improve the criminal justice system. PCE provides consulting services to prosecutors on a wide variety of issues from policy issues to office efficiency. PCE also supports statewide prosecutor -led Best Practices Committees and national prosecutor meetings that proactively work to develop responses to the difficult criminal justice issues of the day. PCE's executive director, Kristine Hamann, led the assessment team. Kristine Hamann: PCE was founded by Kristine Hamann, who previously served as a career prosecutor in the Manhattan District Attorney's Office in New York City. As a member of the Office's Executive Staff, among many other duties, she oversaw the Planning and Management Unit that worked to enhance and streamline the Office. In 2013, Ms. Hamann was selected to be a Visiting Fellow at the Department of Justice/Bureau of Justice Assistance. The goal of the fellowship was focused on developing best practices for prosecutors. PCE has continued and expanded upon this mission. Ms. Hamann has traveled to over 30 states to meet with prosecutors as a consultant on prosecution issues, to present on various emerging issues, and to encourage the development of statewide Best Practices Committees for prosecutors. Ms. Hamann regularly publishes articles on prosecution topics. Ms. Hamann is an Adjunct Professor at Georgetown Law School and has received numerous awards for her work as a prosecutor. See also https://pccinc.org/team/kristine-hamann/ Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 5 Jon Gould: The PCE team was supplemented by Jon Gould, Foundation Professor of Criminology, Justice and Law and Director of the School of Criminology and Criminal Justice at Arizona State University, the second record school of its kind in the United States. Previously, he was Professor of Public Affairs and Law and inaugural director of the Washington Institute for Public Affairs Research at American University. An author of four books and more than fifty articles on issues of justice policy and reform, he has also served as Senior Policy Advisor in the U.S. Department of Justice, Director of the Law and Social Sciences Program at the National Science Foundation, and a U.S. Supreme Court Fellow. Over the last twenty years, Professor Gould has conducted numerous assessments of the courts, defense and prosecutors and has led research projects on a variety of prosecution -related topics. See also, https://pceinc.org/team/jon-gould/ Assessment ethodology The PCE team combines data analysis with qualitative interviews. The PCE team interviewed individuals from inside and outside the DCDAO. Because of the pandemic, PCE was unable to follow its normal protocol of observing the DCDAO staff at work and in court. PCE conducted all of its interviews through Zoom, reviewed relevant materials, and collected data in a variety of formats. The DCDAO has been accessible and helpful throughout the assessment. DCDAO staff arranged meetings that the PCE team sought, promptly replied to data requests, and made themselves available to answer multiple questions from the assessment team. They also kept an appropriate professional distance, allowing the assessment team to reach its own conclusions and never sought to improperly influence these conclusions. Indeed, the DCDAO's willingness to allow access to its operations and assist the PCE team without seeking to direct the outcome was an important sign of professionalism. Persons interviewec Through Zoom calls, PCE interviewed 45 individuals connected to the Deschutes County criminal justice system. Some individuals were interviewed more than once. In order to encourage candidness and clarity in meetings and interviews, PCE promised anonymity to those individuals it interviewed and did not interview people at the same time as their supervisors. Almost all interviewees were interviewed by PCE alone and without any DCDAO colleagues. PCE does not quote from interviewees in this report, in order to protect the identity of prosecutors, police officers, judges, and community members. The interviews included: Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 6 • DA John Hummel • Deschutes County Commissioners • Chief Deputy District Attorneys • DCDAO Attorneys • DCDAO Trial Assistants • DCDAO Victim Advocates • Other members of DCDAO non -legal staff • Judges • Public Defender • Law enforcement officers from the Sheriff's Department, Bend Police Department and Redmond Police Department • Treatment Provider Data PCE thanks the DCDAO for providing data on overall caseloads, including a breakdown of cases by type and year. The DCDAO also shared comparative case data from neighboring counties from 2018. All of this information was instrumental to the analysis. Collectively, these data show growing caseloads in the DCDAO prior to the pandemic and a workload for attorneys and trial assistants that exceeds professional standards. Time Stucy In addition, PCE conducted a time study and case weighting analysis. With assistance of DCDAO staff, and with the cooperation of attorneys, trial assistances, and victim advocates, PCE asked personnel to record their work hours over the course of 24 days in the first months of 2021. Adjusting for those employees on part-time or temporary contracts, PCE was able to create average daily and weekly estimates for total hours recorded and total hours worked (subtracting time spent at lunch and on breaks). Although useful, this methodology comes with some limitations. Most notably, arrests — and, thus, office caseloads and activity — were compressed by the Coronavirus pandemic. As PCE explains later in the report, the County and the DCDAO need to be prepared for an uptick of at least 15% in caseloads and office responsibilities when the pandemic ends. In addition, PCE is aware that attorneys and staff conduct multiple tasks in the course of an hour. Rather than requesting personnel to track their time minute -by -minute, the time study asked them to list their most prevalent Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office activity in a 15-minute time slot. Even with these limitations, the results were quite instructive and help to support the recommendations in this report. Prosecutors' Center for Excellence 7 Assessment of the Deschutes County District Attorney's Office x cutive u 8 Role anc Resaonsiailities The Deschutes County District Attorney's Office is a modern office handling a number of traditional prosecution duties while undertaking several novel initiatives. These multiple roles create staffing and resource challenges, which are further stressed by the impact of the pandemic. PCE believes the DCDAO has admirable aims and can provide even better service with the implementation of the following recommendations. Insufficient Legal Staff PCE urges Deschutes County to rectify the DCDAO's staffing deficit with new positions. Although PCE's case weighting analysis suggests that the DCDAO may be short up to four attorney positions, PCE recognizes that the County has limited reserves and may find it difficult to dedicate this level of new resources to the DCDAO at the present time. For this reason, and since PCE is recommending additional support staff in other areas, PCE urges, at a minimum, that the County provide the DCDAO with two additional attorneys and two new trial assistant positions as soon as possible. Further additions to staff should be considered going forward as the impact of the backlog and the County's growing population is more fully understood. As part of caseloads, PCE recommends that the Chief Deputy District Attorneys (CDDAs) not carry a caseload so they can focus on managing the DCDAO. L.eaderslia anc Management Staff at all levels, both legal and non -legal, report that the DA is remote from the day- to-day operations of the Office, even as several note that his management style is an improvement over his predecessor. To improve relations within the Office, the DA should walk through the Office on a regular basis; meet with staff to explain his decisions and new initiatives; and reduce the workload of the CDDAs. The DA should also take a lead in improving the management structure by clarifying the roles of the CDDAs, installing team leaders as supervisors, providing management training for anyone with supervisory responsibilities, and using data metrics to track workflow. He should also address problems in office morale by engaging employees as they return to the office following the pandemic. There are a variety of activities Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office that would assist, including lunches with supervisors, shadowing opportunities, social activities, and recognition efforts to thank lawyers and staff for their dedication and work. Human resources To support office management and staff, the DCDAO should hire an HR professional, even if it is part-time or as a consultant. This person can address HR issues in the office and assist with tasks such as leave, payroll, employee disputes, and discipline. The HR professional can also help with developing job descriptions, job classifications and formal management protocols for the Office, including annual written evaluations. This person can take over HR tasks from the CDDAs. Policies and Procecures The DCDAO should review its existing policies to verify currency and insure that they are posted for all attorneys and staff to access. In addition, the DCDAO should consider new policies on plea bargaining for the first arrest of defendants, lawyer contact with witnesses, the review of digital evidence prior to charging, and employees' use of social media. -reams Rather than a division of attorneys and staff between three teams covering person, property and traffic crimes, PCE recommends that the DCDAO create two equally divided trial teams that handle all cases and that include attorneys and trial assistants with a mix of experience. Each team should have at least one supervisor, responsible for assigning new cases to the lawyers on their team and able to monitor caseloads and case status through the Office's case management system. Team leaders would also be responsible for convening regular meetings within their team to discuss cases, policies, or issues, and would prepare annual evaluations for all team members. In turn, team leaders would meet regularly with the CDDAs and the DA to convey information back -and -forth. Case Management System Since 2018, the Office has used Prosecutors by Karpel (PbK), a modern case management system, administered by knowledgeable IT staff. However, the Office needs additional IT staff, or a consultant who can bring DCDAO's data collection and PbK to its full potential and create greater efficiencies. Within the IT staff, one person should serve as the supervisor, reporting to the CDDAs rather than the DA. Prosecutors' Center for Excellence 9 Assessment of the Deschutes County District Attorney's Office 10 Protocols are needed for data entry and auditing, which should be done by support staff, not attorneys. The Office's goal should be "paperless" operations, which requires new computer equipment and required training for staff and, most importantly, direct connectivity with law enforcement agencies and the courts. There is much more the DCDAO can do with PbK, including management reports, victim notification, discovery, and the flagging of any problematic police officers. Office Soace The DCDAO needs more space for staff. Within the current office, the seating arrangement should be rearranged to permit the members of each team to sit near one another and collaborate more easily. In addition, the DSCDAO should craft a "Work at Home" policy that permits employees greater flexibility in where they complete their tasks. The pandemic has already shown this to be possible, and greater flexibility will increase morale. Prosecutor Diversion anc A ternatives to Incarceration The DCDA has a laudable commitment to increased diversion and treatment. To fully implement these measures, the Office requires a full-time staff member to handle diversion, and all staff need more training on the policies and procedures underlying the treatment programs. The Office should use PbK to track the outcomes from these programs and work with researchers to study the effectiveness of initiatives. Intake The Office reviews new arrests each morning to help determine which cases should be weeded out of the system early. This saves time and money for all involved. To do so even more effectively, the DCDAO should work with the relevant police departments to automatically import relevant paperwork and data into PbK. The process will be aided by an additional trial assistant at the intake process who can review digital evidence, as well as the reassignment of low-level charging to a trial assistant or law student. Charging out -of -custody cases can be assigned to a part-time attorney, perhaps one working remotely. Training The DCDAO recognizes the importance of training. To further these goals, the Office should designate an experienced lawyer and a staff member as the respective training coordinators for each group, who would then lead regular training programs Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 11 for employees, especially those recently hired. Case roundtables and training on grand jury procedures and new office initiatives should be priorities. In addition, supervisors should provide attorneys feedback on trial advocacy. Trial Assistants The DCDAO has an excellent system of assigning one Trial Assistant (TA) to almost every attorney. This approach provides efficiencies and savings to the Office by reducing the amount of non -legal work done by the prosecutors. The TAs would benefit from additional training, both on the criminal justice system and the tasks associated with paralegals, but they should not be expected to take on the duties of victim advocates. Some of the TAs show aptitude in crime analysis, which, with additional training, they might be able to perform for the Office. In addition, they can be trained to record events in the courtroom and audit data in PbK. Victim Acvocates The DCDAO's victim advocates (VAs) handle the voluminous statutory requirements for victim notification as well as obtaining information needed for restitution claims. The Office needs to replace the VA who left, and ideally add another individual who has clinical or social work experience. In addition, the DCDAO should develop a plan for how VAs can reach out to witnesses who are not victims and create a standard set of questions for obtaining victims' contact information. It is possible to automate some of the VAs' work, for which training is needed. This would leave more time for the VAs to reach out to local service providers. Attorneys would benefit from additional education about the roles of the VAs, and the Office should designate a restitution coordinator on the legal staff to work with the victim advocates and trial assistants. Other Staff The DCDAO needs to define the roles and classifications of other staff and cross - train employees to maximize efficiencies. Community Outreach Although the DA is frequently in the news and provides information to the community in this fashion, the Office does not have a consistent community outreach strategy. The DA and his team can do more to keep the community involved with, and aware of, the Office's operations. Such measures include the creation of a Community Advisory Board, open forum meetings, youth and adult education programs, a multi -disciplinary approach to repeat offenders, and an improved website. Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 12 Law Enforcement The DCDAO works well with the Sheriff's Office and the five police departments in the County. Given its position at the hub of these departments, the DCDAO can assist law enforcement by creating a centralized data collection system to identify and analyze crime trends. The Office can also collaborate with law enforcement in addressing novel issues or crime trends, like homelessness or the legalization of drugs, and in coordinating the release of any investigative information as part of a case. Courts The courts in Deschutes County are understaffed and have been for some time. This creates serious challenges for the DCDAO in scheduling trials and obtaining warrants, especially since much of the courts' work has been done remotely during the pandemic with accompanying struggles in technology. The entire Deschutes County criminal justice system depends on more judges and more space to house them. Even with these additions, the DCDAO should work with the local public defender and the bench to advocate for improved scheduling of trials and to work through logistical issues in the handling of cases. The pandemic has revealed many new methods for appearing in court, the lessons for which should be adopted going forward. Defense Bar Although prosecutors and defense lawyers are naturally opponents in court, they face many of the same challenges at work, including heightened caseloads and an understaffed judiciary. The two should find common cause in working to improve the criminal justice system in Deschutes County. Moving Forwarc Implementing the recommendations in this report will take time, planning and creativity. However, doing so should yield results that will improve the Office, create efficiencies, and allow for further evolution of the DCDAO. PCE is available to continue the work with the DCDAO on these initiatives. Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 13 Issu s an 'eco en•ations Caseloads and Time Study General Before reviewing PCE's findings on caseloads, it is important to put the work of the DCDAO into context. The DCDAO has a broad array of tasks which are performed by their prosecutors. As part of the DCDAO culture, the legal supervisors carry a caseload and participate in many of the tasks described below. Fundamentally, the Office pursues the traditional role of a prosecutor which is to evaluate evidence of a crime, bring charges against an accused, and dispose of a case through plea bargaining or trial. With the advent of improved forms of evidence and science, this work has become more complex and time consuming as prosecutors now have to understand and review digital evidence (body worn camera footage, surveillance videos, downloads from computer and phones, cell phone triangulation), sophisticated forensic evidence (DNA, ballistics and pattern matching) and medical diagnoses (mental illness, drug abuse, and trauma). In addition to the traditional work of a prosecutor, the DCDAO has many other tasks, they include: • Advising the police and reviewing search warrants • Expungement and sealing of old criminal convictions • Responding to public records requests • Providing restitution to victims • Overseeing alternatives to sentencing, such as the Veteran's Program • Developing new initiatives, such as the Emerging Adult Program • Participating in community outreach and education programs • Attending trainings and keeping up on legal developments • Participating in Multi -Disciplinary Committees. The committees include: o DV child witness project which is focused on obtaining forensic interviews of children who witness DV o DV Deferred Sentencing Program in as part of a specialty court program o Child Abuse Multi -Disciplinary Team o Elder Abuse Multi -Disciplinary Team o Sexual Assault Response Team o DV Council o Adult Threat Assessment Team Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 14 o Juvenile Threat Assessment Team o Commercial sexual exploitation of Children Task Force o Safe Schools Alliance Impact of the Pandemic PCE's assessment was conducted almost a year after the on -set of the pandemic and many consequences of this extraordinary time must be taken into account. The pandemic has had a number of impacts on caseloads: • Arrests: Police have made less low-level arrests for various reasons; this has temporarily reduced caseloads. • Backlog of Trials: There have been far fewer trials in the last year, so PCE's January time study does not include the time-consuming process of preparing for a trial and trying the case. The number of cases waiting to be tried is rapidly increasing. • Backlog of Warrants: There is a growing backlog of 700 —1,000 cases awaiting the issuance of a warrant by a judge for non -custodial arrestees who have not appeared for their court date. This number is extremely high. The judges have not been issuing the warrants to avoid overcrowding the jails and their dockets during the pandemic. As the pandemic is easing, the DCDAO is requesting that the judges resume issuing warrants, particularly with respect to cases where the statute of limitations may run. Once the pandemic lifts, this will create an avalanche of cases that will add to the caseloads. DCDAO's Caseloac There are multiple ways to weigh the caseload for the DCDAO: the total number of cases reviewed by the Office in a given year; the number of cases filed; the number of criminal cases reviewed; the number of criminal cases filed; or a subset of the most serious criminal cases, felonies, considering either the total number reviewed or those that are filed. Table 1 below reflects those numbers as provided to PCE by the DCDAO. At the broadest level, the Office reviewed 8,254 cases in 2018 and 8,064 cases in 2019. Based on its attorneys' discretion, the DCDAO filed 5,213 cases in 2018 and 5,369 cases in 2019. To the lay reader, it may appear that the DCDAO's declination rate is relatively high, with prosecutors declining to prosecute upwards of 30% of matters referred by authorities. However, this reflects the appropriate application of prosecutorial discretion to weed out those cases in which evidence is missing, unavailable, or inadequate, or where other problems in the case preclude prosecution. Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 15 Table 1— DCDAO Caseloads 2018-2020 Year Total Reviewed Total Filed Criminal Reviewed Criminal Filed Felony Reviewed Felony Filed 2018 8,254 5,213 6,997 4,793 1,860 1,295 2019 8,064 5,369 7,030 5,150 1,869 1,394 2020 7,011 3,859 5,827 3,636 1,726 1,129 2020 vs. 2018-2019 86% 73% 83% 73% 93% 84% As described above, the DCDAO handles other types of matters besides criminal cases, although criminal matters represent the vast majority of matters reviewed and filed. On average, criminal cases comprised 85% of all cases reviewed in 2018-2020 and 93% of those filed. Among criminal matters, felonies were 27% of cases reviewed and 28% of filings. The pandemic had a significant effect on the DCDAO's caseload, reducing total cases reviewed in 2020 by 14% over 2018-2019 levels and total filings by 27%. The effect was not as significant among felony matters, however, which averaged 93% of previous levels in cases reviewed and 84% among filings. Still, it is unmistakable that the DCDAO was presented and litigated many fewer cases in 2020 — as this review was undertaken — than in the years immediately preceding. Early data from 2021 suggest that caseloads in the present year are on pace to be similar to, or less than, those in 2020 should the pandemic continue to have similar effects. Comparative Caseloads It is worth comparing the caseload in Deschutes to surrounding counties. Although PCE does not have data from those counties from 2019 and 2020, the DCDAO produced a caseload comparison in 2018. In that year, the Office reported 8,273 referred cases. Although PCE prefers to use the number of cases actually reviewed — 8,254 — the numbers are so similar that the comparison is relevant. As Table 2 below indicates, the DCDAO's caseload was 26% higher than that of neighboring counties. More importantly, the average number of cases per deputy district attorney was 16% greater than in other counties.' The Deschutes County District Attorney's Office is 5 PCE notes that the DCDAO computed average caseloads of permanent DDAs only. However, since this approach was consistent across all of the neighboring counties, the DCDAO's comparison is relevant. PCE also dropped Jackson County from this analysis, because its average caseload per DDA of 590 is outrageously high and should not be considered an appropriate comparison. Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 16 not only handling more cases per year than many of its neighbors, but its prosecutors face a higher caseload than do their colleagues in other offices nearby. Table 2 — Comparison of County Caseloads (2018) County DDAs Referred Cases Cases per DDA Marion 26.5 10,500 396 Clackamas 31 9,770 315 Deschutes 20 8,273 414 Lane 29 6,626 228 Klamath 8 3,698 462 Clatsop 6 2,352 392 Jefferson 4 1,161 290 Average 17.78 6,054 357 Hours Worked by DCDAO Attorneys and Staff Given that the DCDAO's caseloads are running behind those handled by the Office in 2018 and 2019, PCE is concerned to find that prosecutors and trial assistants are already working more than full-time hours and victim advocates are working at nearly full capacity. To reach this assessment, PCE asked attorneys and staff to record their work hours over the course of 24 days in the first months of 2021. Adjusting for those employees on part-time or temporary contracts, PCE was able to create average daily and weekly estimates for total hours recorded and total hours worked (subtracting time spent at lunch and on breaks). As the results in Table 3 below indicate, prosecutors have been engaged at the DCDAO an average of 8.7 hours per day or 43.6 hours per week. Removing time spent at lunch or on breaks, this averages to 8.4 hours per day of work activities and 42.4 hours per week. Trial assistants recorded similar working hours — 8.4 per day and 42 per week — although their total recorded time was higher, suggesting they are taking their allowed lunches and breaks. By comparison, victim advocates recorded lower total and working hours than both groups. Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 17 Table 3 — Average Hours Worked by DCDAO Attorneys and Staff Category of Employees Average Daily Hours Recorded Average Daily Hours Worked Average Weekly Hours Recorded Average Weekly Hours Worked Attorneys 8.7 8.4 43.6 42.4 Trial Assistants 9.7 8.4 48.5 42 Victim Advocates 7.9 7.4 39.7 36.8 According to DCDAO leadership, attorneys and staff are expected to be engaged in the workplace for nine hours per day during the workweek, of which upwards of 90 minutes is permitted for lunches and breaks. As salaried employees, attorneys sometimes work longer hours — and often do when engaged in a trial — but, overall, "the work month is 172.67 hours when pay is calculated," explained a senior leader in the Office. Put another way, the average number of expected work hours per week is 39.84, or approximately 40.E Comparing the figures in Table 3 against the expected weekly work hours, it is evident that prosecutors and trial assistants are working five percent more hours than expected or contracted. This may not seem like a significant difference, but when multiplied by the total number of full-time attorneys and staff engaged in these tasks, the DCDAO team is working an extra, uncompensated 38.8 hours per week for both prosecutors and trial assistants. That is roughly the equivalent of an additional full- time prosecutor and full-time trial assistant to handle the existing work. Moreover, the time records come from early 2021, when the DCDAO's caseload was approximately 15% lower than in 2018 and 2019 because of the Coronavirus. Presuming that caseloads return to pre -pandemic levels later in 2021 or 2022, the DCDAO will have to "do more with less," as its attorneys and trial assistants are already working more than full-time hours. Without additional hiring, the DCDAO's staff might become understandably exhausted or even disillusioned by the expectation that they should be, essentially, providing pro bono service to their employer, the County. 6 This figure is computed by multiplying the hours in a "work month" by 12 to reach an annual figure and then dividing by 52 weeks in a year. Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 18 Of course, the fact that prosecutors and trial assistants are working more than 40 hours per week still holds open the question of how effectively and efficiently they are using their time. This evaluation finds that those attorneys are cost-effective. Their time records show no signs of obvious inefficiency or waste, and, in fact, the DCDAO has engaged in novel prosecution techniques that may over time save the County money and improve the safety of the community. Discussed elsewhere in this report, the DCDAO's support of alternative dispositions means that that the DCDAO's attorneys and staff must become immersed in the facts and details of cases and engaged with law enforcement agencies, victims, the court, social service agencies, and even the public defender's office to resolve cases in ways that minimize recidivism and more fully meet the needs of victims. Case -weighting Analysis To further evaluate the DCDAO's staffing needs, PCE conducted a modified case weighting analysis of the attorneys' time and caseloads for criminal matters. To be clear, this analysis is an approximation and is not the primary basis on which PCE recommends additional hiring. Among other things, it examines only criminal caseloads, for which there are appropriate comparative standards. But as a supplement to PCE's other analyses, it provides additional support for PCE's staffing recommendations. Based on the time keeping that attorneys performed during the study period, PCE estimates that each prosecutor has 1,592.82 available work hours each year to dedicate to case processing. This number begins with an anticipated 2,072 total possible hours each year (52 weeks x 39.84 hours/week) and subtracts average vacation time, personal leave, and holidays (24 hours per month) — all provided by contract — as well as any time spent on staff meetings and administrative tasks. Indeed, the time keeping suggests that prosecutors only spend 3.68 hours per week — which multiplies to 191.36 hours per year — on administrative tasks and meetings. This is an astonishingly efficient rate, leaving 92 percent of each workday for substantive duties. Table 4 below summarizes these numbers. Table 4 —Annual Work Hours Per Criminal Division Attorney Annual Total Annual Leave Annual Net Annual Work Hours Hours Administrative Work Hours Hours 2,072 288 191.82 Prosecutors' Center for Excellence 1,592.82 Assessment of the Deschutes County District Attorney's Office 19 A case weighting analysis seeks to estimate how many attorneys an office requires to handle a given number of cases. In the case of the DCDAO, PCE conducted its estimate using case data provided by the DCDAO for 2018 and 2019. Taking an average of both years, the DCDAO reviewed 1,864 potential felonies and 4,945 potential misdemeanor cases annually. These numbers are necessarily different from the number of cases prosecuted by the DCDAO, for part of a prosecutor's job is to triage incoming cases to determine which ones require additional investigation, which are candidates for diversion, which must be dismissed, and which should be charged and prosecuted. These decisions are not known at the time a law enforcement agency forwards a potential case to the DCDAO, so an average amount of time must be computed to reflect the level of attorney effort required to handle a "typical" case. By necessity, some cases will take only a few hours, as prosecutors weigh the available evidence and recommend a plea that the defendant quickly accepts, whereas others will involve a complicated trial that takes months to resolve. When the American Prosecutors Research Institute (APRI) published its Workload Assessment Project in 2002 titled, How Many Cases Should a Prosecutor Handle? it noted a significant range among states in the amount of time that prosecutors spent on each case. These figures are indicated below in Table 5. Among felonies, the low was 7.1 hours per case and the high was 16.5 hours per case. For misdemeanors, the low was 3 hours per case and the high was 5.8 hours per case. Ideally, APRI would have broken down these estimates further by task — for example, X hours spent on investigation and charging, Y hours spent on plea bargaining — reflective of the fact that an incoming case may be resolved in multiple ways with certain tasks relevant in particular circumstances and not in others. (E.g., by definition, a prosecutor would spend no time preparing a witness for trial if the defendant were to plead guilty shortly after charging) Still, these estimates provide a basis for PCE to conduct a rough analysis. State State A State B State C State D Table 5 — APRI State Range of Case Processing Times (APRI used monikers for the representative states) Average Felony Average Misdemeanor Processing Time Processing Time 16.5 5.8 11.4 4.9 10.1 4.3 9 4.3 Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 20 State E 7.5 3.6 State F 7.1 3.0 Median 9.5 4.3 For purposes of this evaluation, PCE has used the state medians in the APRI study of 9.5 hours per felony and 4.3 hours per misdemeanor. These are especially conservative estimates. The APRI study was conducted 15 years ago at a time when time consuming digital evidence was less available and prosecutors nationwide had not yet begun to devote additional time to diversion programs, specialty courts, and significant victim outreach. Today, prosecutors undoubtedly spend more time per case than APRI found, meaning that the current national averages would be higher than 9.5 hours per felony and 4.3 hours per misdemeanor used in this evaluation. So, PCE would have been justified in using higher time estimates than the APRI median figures. Still, to forestall any objections, PCE's analysis will rely on those figures that have previously been established. Besides felonies and misdemeanors, the DCDAO reviewed an average 204 delinquency cases annually in 2018-2019. For purposes of this analysis, PCE estimates these cases required as much attorney time as a misdemeanor, in several circumstances even more. As such, PCE believes it is a conservative estimate to assign these cases the 4.3 hours of a misdemeanor prosecution. Based on all these data, PCE estimates that in 2018 or 2019, the DCDAO ought to have spent 39,848 hours processing the criminal cases it reviewed. Table 6 below summarizes these calculations. Given the average 1,864 potential felony cases it received, the DCDAO would have been expected to spend 17,708 hours processing those cases. Similarly, the DCDAO might have spent 21,263 hours processing the 4,945 misdemeanor cases and 877 hours handling the 204 delinquency cases. Table 6 — Expected Average Hours in 2018-2019 for Case Resolution Case Type # Cases Felonies 1,864 Misdemeanors 4,945 Delinquency 204 Total 7,013 Prosecutors' Center for Excellence APRI 2002 Average Hours/Case 9.5_ 4.3 4.3 Expected Hours 17,708 21,263 877 39,848 Assessment of the Deschutes County District Attorney's Office 21 To determine the number of attorney positions a prosecutor's office should employ to handle the DCDAO's caseload, the total expected hours in Table 6 (39,848) is divided by the number of available attorney work hours in Table 4 (1,592.82). The result is 25 attorney positions needed to have handled the DCAO's annual 2018 and 2019 criminal caseload. Table 7 - Attorney Positions Needed to Handle DCDAO's Criminal Caseload TOTAL CASE HOURS ± A'1`1'ORNEY HOURS = NUMBER OF ATTORNEYS 39,848 1,592.82 25.01 The result is significantly more positions than the number of attorneys currently employed by the DCDAO, whether or not managers or attorneys with part-time caseloads are included. PCE reiterates that this case weighting analysis is a rough estimate and is only an auxiliary finding on which PCE bases its recommendation for additional positions in the DCDAO, but it is important to recognize what the caseload analysis indicates. Examining only criminal matters, the DCDAO is covering cases with significantly fewer attorneys than professional standards would recommend. And this analysis does not even consider the many other responsibilities (as described above) that DCDAO attorneys oversee. Those responsibilities take away from the time they can devote to criminal cases, which already must receive less attorney time per case than professional standards suggest. Issue — Insufficient Legal Staff With 21 attorneys and 48 support staff, the Office would be considered medium-sized as against other prosecutor's offices nationwide. Though at first blush, the DCDAO might appear to be sufficiently staffed, attorneys and staff are working at greater than capacity, with caseloads only to increase as the pandemic comes to an end. The Office, commendably, is engaged in diversion programs — all of which are likely to improve lives and save resources — but these efforts can be as time consuming as other criminal matters. In handling large caseloads, the DCDAO is unable to devote sufficient time to each case, or to provide needed supervision and training. The result is that lawyers and staff in the Office are fully engaged and the need for additional support is acute. Two additional factors will influence the need for more staff: the backlog of cases due to the pandemic and the increased number of officers in Deschutes County police departments. As the Deschutes County population continues to increase, 24 new Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 22 officers have been added to the county's police departments in the last two years. This will increase the number of arrests and put additional strain on the DCDAO. It should be noted that the caseload analysis assumes that all the lawyers carry an equal caseload, however, this is not prudent. As recommended in the section below on team structure, DCADO's leadership should not have a caseload and instead needs to focus on supervision and training in order to run a professional office. In addition to hiring more attorneys, the DCDAO needs a similar number of TAs to support the attorney's work. This is fiscally prudent as the lawyer's time is not spent on tasks that can be competently performed by a TA. Without additional staff, Deschutes County and the DCDAO face a risk in continuing the practice of "doing more with less" with their current staffing. Not only does this approach threaten the continued productivity of the DCDAO's operations, but it denies victims, the community, and the accused the quality justice they deserve. Recommendation — Insufficient Legal Staff PCE urges Deschutes County to rectify its staffing deficit and provide the District Attorney's Office with new positions. Although the case weighting analysis suggests that the DCDAO may be short up to four attorney positions, PCE recognizes that the County has limited reserves and may find it difficult to dedicate this level of new resources to the DCDAO at the present time. For this reason, and since PCE is recommending additional support staff in other areas, PCE recommends, at a minimum, that the County provide the DCDAO with two additional attorneys and two new trial assistant positions as soon as possible. Further additions to staff should be considered going forward as the impact of the backlog and Deschutes County growing population is more filly understood. Issue — CDDA Caseload The DCDAO have two talented, experienced and well -respected CDDAs. However, they both carry a caseload that distracts them from the duties of running a modern prosecutor office. Though their caseloads have been reduced somewhat, their cases continue to restrict the time they have to mentor younger staff, manage the Office, develop policies, oversee new initiatives and reach out to the community. Also, if the DA choses to implement the recommendations of this report, the CDDAs will need to focus on these changes so they are properly implemented and accepted by the staff. Recommendation- CDDA Caseload PCE recommends that the CDDAs do not carry a caseload so they can focus on managing the DCDAO. If the Office receives a highly complex and serious case it Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office u Department Head Management Represented by AFSCME Represented by Deschutes County Confidential Employee •District Attorney is funded by State (80%) and Deschutes County (20%) 23 may require the skillset of the CDDAs, however, their focus should be on managing and improving the Office. Office Leadership and Management General The office leadership consists of the District Attorney (DA) and two Chief Deputy District Attorneys (CDDAs), as well as non -legal staff supervisors who all report directly to the DA. The organizational chart is below. Executive Assistant 1.00 FTE Investigator 2.00 FTE Citizens of Deschutes County Management Analyst .60 FTE Deputy District Attorney's 21.00 FTE The DA and the CDDAs are generally well -liked and conduct themselves in a professional manner. However, their management style, particularly the DA, can seem remote to the staff. Management of an office has a significant impact on morale. High morale leads to job satisfaction, collaborative work, and the willingness to go the extra mile. Low morale breeds resentments, undermines a collegial work environment, and results in high turn -over of staff. The DCDAO has the benefit of a beautiful location and legal jobs that pay well with good benefits; thus, salary and location are unlikely to be the cause of low morale. The staff generally likes one Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 24 another, and most hold their immediate supervisors in high regard. Nevertheless, some staff report low morale and over the last year or two, about 35% of the lawyers have left the Office. This is a high turn -over rate. The DCDAO does not have a HR position and instead the Office relies on the county's HR department for advice on HR issues. For day-to-day HR issues, the CDDAs and other DCDAO supervisors serve that function. The DCDAO has a number of written procedures and policy manuals including some of which were recently written. In addition, the DCDAO has designated a prosecutor to assist with updating the manuals and procedures which are on the DCDAO intranet so they can be updated easily and regularly as amendments become necessary. Existing documents include: • DCDAO Policy Manual (10/2020 - 42 pages) • Public Records Request Procedures (2 pages) • Trial Assistant Policy and Procedure Manual (331 pages) • Grand Jury Policy and Procedure Manual (80 pages) Prosecutor wellness is a relatively new concept that recognizes that prosecutors and their staff can be under increased stress from their work, particularly for those that handle difficult cases, such as child sex abuse, homicide, and domestic violence. To its credit, the Office has created a vicarious trauma team that has sponsored a weekly yoga/mindfulness class (on Zoom since the pandemic) and offered weekly meditation classes. The Office has also sponsored some team building exercises. DA John F--lummel DA Hummel was elected Deschutes County District Attorney in 2014 and re-elected in 2018. He is turning the DCDAO into a modern prosecutor's office that has a broader view of how to serve and benefit the community he serves. This approach includes offering treatment and diversion to deserving candidates and working on initiatives to prevent crime. This philosophy was new to some of the members of the Office that pre -dated his arrival, but the Office has embraced the new ideas in large measure. These are needed and welcomed initiatives. DA Hummel has a difficult, busy, and multi -faceted job. The duties of the DA include: • Communicating directly to public, media, and community partners about prosecution -related issues. • Working with elected officials on issues of public safety, budget, and policy. Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 25 • Supervising the office staff. • Overseeing prosecutions. • Setting policy for the Office. • Reviewing Deschutes County Death Investigation referred by law enforcement and investigating officer involved shootings and other inter -agency criminal matters. • Collaborating with outside agencies on issues such as drug treatment and mental health. • Participating in various countywide, multi -disciplinary meetings. • Leading the DeschutesSafe program. • Deciding Public Records Appeals made by the public. Chief Deputy District Attorneys The DCDAO has two Chief Deputy District Attorneys (CDDA) who are highly experienced and universally well -respected prosecutors. They have a reputation for fairness and integrity, as well as being known as excellent trial lawyers. They have both been in the DCDAO for more than 20 years. They share a wide variety of responsibilities and can cover for each other in every role, however, there are some areas that fall more to one CDDA than the other. There is a culture in the Office that all lawyers, including the CDDAs, should carry a caseload. The tasks of the CDDA include: • Supervising all legal staff • Approving major plea and case decisions • Carrying a caseload, including murder investigations • Assessing and upgrading the Office's Case Management System • Handling human resource issues, including discipline, office disputes, and leave requests • Scheduling lawyers to various court and grand jury assignments • Serving as a liaison with the courts • Serving as a liaison with the police • Providing on -call advice for police • Writing grants • Overseeing the development of new office initiatives • Developing an office plan for addressing the pandemic • Traveling to other prosecutor offices to gather ideas for new initiatives Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 26 • Training new lawyers and developing training programs for the legal staff • Coaching staff members who are struggling with performance • Providing orientation for grand jurors • Supervising and reviewing intake of cases from the police • Assignment of cases to lawyers for review and charging • Updating the lawyers on the law • Resolving ethics issues, including ethics issues regarding police officers • Working as a Special United States Attorney Issue -- Remote Leadership Staff at all levels, both legal and non -legal, report that the DA is remote from the day- to-day operations of the Office. Though the role of any elected District Attorney is to interact with outside stakeholders and the press, a positive connection with staff is also critical. Compounding the remoteness of the DA is the frequent unavailability of CDDAs who are very busy and often have their doors shut during the day. So, though senior management will tell the staff that they are open to meetings for advice, concerns, and suggestions, some staff are reluctant to approach senior management as they feel that this openness is not genuine and that they will not be heard. A few recent events have led some to believe that the DA "does not have our back". Though the request for this assessment demonstrates the DA's desire to help the staff and learn about their views, this feeling is still harbored by some. Many staff also feel that the DA has not sufficiently communicated with them about his positions on new initiatives or on issues that have been controversial in the Office. Some who have been in the Office since before DA Hummel was elected, have noted that the DA's management style is a significant improvement over that of his predecessor. Recommendations — Remote Leadership Though the DA and the CDDA are understandably busy, there are a number of things that can improve their connection to the Office: • Regular Contact with the Staff: The DA and the CDDAs can walk through the office on a regular basis to see how the staff is doing and listen to their concerns and suggestions. Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 27 • Improved Communication: When new initiatives are announced to the public, the DA should meet with the staff to explain the new initiatives, the reasons behind them, and how they will be implemented. Also, when a controversial issue occurs, the DA should explain the policies underlying his decisions on that issue to his managers and the Office. • Reduce the Workload of the CDDAs: The CDDAs have too many responsibilities and cannot attend to all the needs of the staff. PCE's recommendations about the restructuring of the DCDAO teams, the hiring of an HR specialist and the elimination of their caseloads will free up the CDDAs to attend to the staff, implement new initiatives and do increased outreach to the community. • Office Hours: The CDDAs could designate times as "office hours" so that the staff knows when they are free for consultation. Issue— Management • Management Training: Though the DCDAO has allowed staff to attend management training, it is not done in a strategic way that has a vision for improved management in the Office. • Role of the Team Leaders: The Team Leaders are not supervisors and their role is vaguely defined. Recommendations— Management • Clarify the Responsibilities of Leadership: The primary roles of each CDDA should be clarified. Though it is helpful that the CDDAs can cover for each other, there should be a clear list of who is primarily responsible for the many duties that are required of the CDDAs. • Management Training: All staff with supervisory responsibilities, legal and non- legal, should be required to attend management training, including the Team Leaders. The DCDAO has encouraged such training, however, it should be mandatory and not voluntary. The DCDAO should clarify its management approach, so it is consistent across supervisors. HR can provide recommendations for what types of trainings would be most beneficial. • Management Reports: Once the accuracy of the underlying data is verified, Prosecutor by Karpel (PbK) should create standard reports for the leadership that provide performance data of the staff. This will give management real-time data to assess the staff. Individualized reports should also be available to the attorneys, so Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 28 they can check their own performance measures. As a start, the reports can include: o Active caseload of each attorney o Uncharged cases for each attorney o Age of case for each attorney o Pending trials • Make Team Leaders Supervisors: As discussed in greater detail in the section on the DCDAO teams, the Team Leaders should be the direct supervisors of the lawyers in their team. Issue Morale Morale in the Office is generally not very good, in part due to the remote leadership discussed above. The pandemic has added to some of the morale issues, as the staff has found it harder to interact with their peers and some have been weighed down by other worries. However, for others, stress has been reduced by working from home. Recommendations — Morale To enhance morale in the Office, particularly as the staff starts to return to the office in person, the Office can engage the employees in a variety of ways to improve their morale. The new proposed team structure discussed below can also serve to improve morale. Morale boosters can include: • Lunch with the Supervisor: Lunch with the supervisor can give the staff member and supervisor uninterrupted time to discuss concerns and suggestions. • Shadow the DA: An employee can join the DA as the shadow DA for the day. • Recognition: Reward extra effort in the Office with thank you events (ice cream social, pizza party etc.), personalized notes/emails, gift certificates, compensatory time, and recognition before peers. • Group Social Activities: These events should be voluntary and may start slowly, however, attendance will grow as group events become a tradition. They can include: o Casual day o Holiday parties o Administrative professional day o Bring your dog to work day o Office picnics for staff and their families o Office raffle o Group hikes/runs and sports teams (infra -mural or among other agencies). Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 29 Issues — Human Resources • No HR Staff: The office leadership has insufficient time and training to devote to the HR issues that inevitably arise in an office of DCDAO's size. Over the years, the DCDAO has started, but has not fully developed, formalized management procedures, such as on -boarding new staff, assessing probationary staff and evaluating the lawyers. Some recent issues with employees may have been resolved earlier with the help of an HR professional. • No Routine Evaluation Process: The DCDAO has recently created a formal evaluation process for the attorneys. However, some attorneys are unaware of the process. The non -legal staff receive regular evaluations from their supervisors. Supervisors are not evaluated by senior management. Recommendations -- Human Resources • Hiring an HR professional. The Office should hire an HR professional, even if it is part-time or as a consultant. This person can address HR issues in the Office and assist with tasks such as leave, payroll, employee disputes, and discipline. The HR professional can also help with developing formal management protocols for the Office. This person can take over HR tasks from the CDDAs. • Needed Protocols: The Office should create protocols to standardize the on - boarding of staff, the off -boarding of staff, and a regular evaluation process for lawyers and non -lawyers. For example, the senior management should conduct exit interviews for all staff leaving the Office. This will provide insights into areas of improvement for the Office. • Job Descriptions and Classifications: The HR person can assist with defining job descriptions and ensuring that staff are properly classified. • Evaluations: Legal and non -legal staff, including supervisors, should receive annual evaluations at specific time every year. Consideration should be given to starting "360" evaluations so that supervisors receive evaluations from the people they supervise. The evaluation should be in writing, accompanied by a meeting with the supervisor to discuss strengths and weaknesses. Issue Policies and Procedures Though the Office has a number of written policy and procedure manuals, which is an excellent start, there are some areas that are not covered. Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 30 Recommendations — Policies and Procedures • Collect Office Policies: The Office should review all existing office policies and, verify that they are currently applicable and posted on the DCDAO intranet. • Policies on Specific Topics: The DCDAO should also consider developing policies in the following areas: o Plea Bargaining: The DCDAO should develop a plea/disposition policy for first arrests of similarly situated defendants. Though such a policy cannot cover all situations, it provides importance guidance for dispositions and diversion that will prevent inconsistent results. o Lawyer Contact with Witnesses: The DCDAO should determine when attorneys should speak with witnesses directly. Much of this work is relegated to the VA and the TAs, in part due to their heavy caseloads, so the lawyers may not get the full flavor of the case prior to charging or disposition. o Review of Digital Evidence: The amount of digital evidence is exploding, and it is difficult to review all of the media received. Ideally, all digital evidence should be reviewed by the prosecutor, but it is not always possible. As a result, the Office should create a policy of when a prosecutor or TA must review digital evidence prior to charging. For example, digital evidence should be reviewed in serious cases, before potential dismissals, and in cases involving credibility issues. o Social Media Policy: The staff needs clarification about what they can say and do on social media. The Office should create a social media policy outlining the Office's expectations; this policy can be created in consultation with an HR specialist. Teams General Historically the DCDAO has taken a variety of approaches to organizing its work. The most recent re -organization took place in 2018 when the staff was divided into three teams focusing on different types of work — Person, Property, and Traffic. A Juvenile unit is included in the Person Team. Each team has five or six attorneys in addition to the Team Leader who provides guidance and advice to the members of the team. The Team Leaders are not considered supervisors; instead, the two CDDAs are the direct supervisors for all the lawyers in the Office. Cases are assigned to the prosecutors by the CDDAs. Though the most complex cases will be directed to experienced staff, for the most part all the lawyers have a mixture of low-level and serious cases. There is no formal process for moving the Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 31 prosecutors between the teams, though the younger lawyers sometimes start in the Traffic Team and lawyers can request to move between teams. DCDAO employs a vertical prosecution model which means that the Deputy District Attorneys (DDA) receive a case at intake, evaluate it for prosecution, present it to the Grand Jury where applicable, negotiate dispositions, and try the case in court. Defendants with multiple active cases will be assigned to the same DDA if possible, or if not, the assigned DDAs are encouraged to work together on a global resolution of the cases whenever possible.' Vertical prosecution is a best practice for prosecutors. The Office has a strong culture of encouraging supervisors to carry a caseload. The two CDDAs carry caseloads, as do the Team Leaders. The lawyers are supported by non -lawyer Trial Assistants (TA) who provide a wide variety of services, including assembling discovery materials for the defense, writing simple legal documents, and preparing a case for trial. There is an almost one to one ratio of Trial Assistants to lawyers. The team members do not sit together, but instead are located in various parts of the three floors that the Office inhabits. Person Team The Person Team handles most victim -related cases, such as homicide, assault, sex crimes, child abuse, and domestic violence. These cases tend to be the most serious in the Office and can be very time consuming. There are seven lawyers on the Person Team. The Team Leader carries a caseload of about 40 to 45 felonies and is assigned the most serious cases, which are often child sex abuse cases and homicides. In addition, the Team Leader serves on county -wide committees with other stakeholders regarding child abuse and high -risk domestic violence cases. Homicides and officer involved fatalities are assigned by the DA and the CDDAs. A less experienced attorney is often assigned to provide assistance and as part of training. The DA is directly involved in the officer involved fatality cases. 7 Deschutes County District Attorney's Office Briefing Book - 2020 Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 32 Juvenile Unit The Juvenile Unit falls under the Person Team, though it is governed by different statutes and is essentially an independent unit. The Unit handles youth under the age of 18 who are charged with eligible crimes. The Unit is staffed by a part-time attorney, with another full-time attorney recently assigned to devote 1/3 of her time to juvenile cases. Proaerty Team The Property Team prosecutes such crimes as burglary, car theft, drug crimes, weapon offenses, theft, fraud, elder abuse, and public corruption. This team has a mix of cases ranging from some that are relatively simple to others that require sophisticated and time-consuming investigations. The Property Team Leader carries a caseload of over 80 cases. She has a variety of other duties, including: being in charge of the Mental Health court, a liaison with county hospitals on mental health issues, the office point person on arson cases, the back-up attorney for the new Veteran's program, the lead on the Justice Reinvestment Grant, co -lead on the Clean Slate program, and the supervisor of the expungement program. Some of these programs will be explained in greater detail later in the report. Traffic Team The Traffic Team is assigned all traffic related cases such as driving while intoxicated and other driving -related crimes. This team has the largest volume of cases, but most can be disposed of quickly as many of the cases are not complex or difficult. However, this team also handles vehicular cases with injuries and vehicular homicides and these cases are serious and require much work. The Team Leader has a caseload of about 120 traffic cases ranging from low level misdemeanors to serious vehicular homicides. Issues —Team Structure PCE has a number of concerns about the current Person, Property and Traffic Team structure: • More Supervision Needed: The CDDA, who are considered excellent attorneys, are the direct supervisors of the entire legal staff. However, they are too busy with a myriad of other tasks to be readily available for the staff.- The Team Leaders are not considered supervisors so they cannot make decisions for their team. • Cases Are Not Sufficiently Assigned by Experience Level: Under the current system, there is not a consistent plan to assign cases by experience level. With some exceptions for the most serious cases, assignments can be haphazard so that Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 33 some very experienced lawyers are assigned very easy cases and some inexperienced lawyers are assigned cases that are beyond their ability. This underutilizes the experience in the Office and stymies a natural morale -booster, where younger lawyers can strive for the more complex cases as their skill level grows. Also, if the young lawyers have a caseload of simpler cases, they will give them the attention they deserve, rather than being distracted by difficult cases that are overly challenging. • Topic Centered Teams Limits Professional Growth: Since the teams only handle specific types of cases, the professional growth of a lawyer is limited by not being exposed to a variety of cases and issues. Though lawyers can specialize in certain types of cases, such as sex crimes or white-collar cases, it is useful for them to continue to handle other types of cases as well. This provides a professional challenge and can be a respite from emotionally difficult cases. For example, under the current system it is possible for an attorney to be on the Traffic Team and never learn how to prosecute a serious person crime. In an office the size of the DCDAO, it is important for the lawyers to be exposed to many different types of cases so they can pitch in where needed. • Lawyer Burn -Out and Resentments: Some lawyers on the Person Team complain of burn -out as they routinely work on cases that are highly emotional and troubling, such as child sex abuse cases and homicides. At the same time, lawyers on the Traffic Team can be seen as coasting through easier cases that are not as challenging. This has created a discrepancy between the type of work done by lawyers in the Office and generated some resentments between teams. Some feel that they are working extra hard because they are carrying the most difficult cases, whereas others feel the same way because they are carrying the highest volume of cases. • Insufficient Training: Concerns have been expressed by the lawyers that there is insufficient legal training. This can be addressed by increased formal training (as discussed later in the report) and by informal training by experienced attorneys. Team lawyers do not sit near each other, so the opportunities arising from the natural learning that comes from being near senior attorneys does not easily occur. This has been exacerbated by the pandemic which has kept the lawyers at home for over a year. • Short Notice on Assignments: In some instances, the CDDAs provide assignments for court and grand jury on the day before the task is due. This makes it hard to plan the work week. Though lawyers can request blocks of time at their desk, they still complain about the last-minute scheduling. Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 34 • Insufficient Communication with Management: The lawyers feel that there is not enough communication with management, and that they are often out of touch with the reasoning behind office policy decisions. • Low Morale: As discussed earlier, despite good pay and a beautiful location, morale is low. This is due to various factors; however, the current team structure contributes to the low morale. There have been recent transfers from the Person Team to other teams, as lawyers have been "burned out" from the steady flow of emotionally draining cases. Recommendations —Team Structure • Create Two Equal Trial Teams: PCE recommends that DCDAO create two trial teams that handle all cases, equally divided between the two teams. The lawyers assigned to the teams should range from the least experienced to the most experienced, though within each team there can be people who specialize in certain kinds of cases, e.g., DV, sex crimes, white-collar cases or are given special duties, such as liaison to the Child Advocacy Center or to a particular treatment program. • Team Leaders be Supervisors: Each team should have a supervisor. There are various ways to structure the supervision: one Team Leader, two co -Team Leaders or a chief Team Leader and a deputy Team Leader. Regardless of what structure is selected, the Team Leaders should be supervisors and have significantly reduced caseloads, so they have time to properly supervise their team. • Assignment of Intake: On alternating days or weeks, the Team Leaders should receive new cases from the CDDA (see section below on Intake) and assign them to lawyers within their team who have the necessary experience. Though the initial intake of cases is done by the CDDA, the assignment of the cases should be decided by Team Leaders. In this way the Team Leaders will be familiar with the matters handled by their team, can anticipate issues, and can give the cases to the most appropriate attorney based on experience level. • Scheduling of Assignments: The Team Leaders rather than the CDDAs should create the assignment schedule for their team at least a week in advance. The Team Leader will be in the best position to know who is available and who is best suited for various tasks. Also, should substitution of an assignment be needed, the Team Leader will know who is free and can make the necessary adjustments. The Team Leader should designate a "floater" for each scheduling period, so there is notice as to who can cover unexpected court appearances. The scheduling can be rotated between Teams on regular basis, such as weekly or monthly. Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 35 • Evaluations: The Team Leader should prepare annual evaluations for all team members, including the TAs. • Team Meetings: The teams should have regular meetings and roundtables to discuss difficult cases, office policy, and other current issues. This provides excellent training for the younger lawyers and creates a team spirit. • Meeting with Management: The Team Leaders should meet regularly with the CDDAs and the DA to discuss office policies, challenging cases, and new initiatives. This will improve communication between leadership and mid -level management and allow the Team Leaders to convey information to the line prosecutors. This will also improve the morale of the Team Leaders as this will provide an opportunity for their comments and suggestions to be heard by leadership. • Caseload Dashboard: To properly manage their team, the Team Leaders should know how to monitor the caseloads and case status of their attorneys through their case management system, Prosecutor by Karpel (PbK). The CDDA currently provides this information, however, the information should be made more readily available through PbK to both Team Leaders and line prosecutors. (See section below on the office's case management system). • Office Standards. The CDDAs can set standard timelines for various tasks, such as time to charging, time to indictment, and time to trial. Though there are many exceptions to such standards, the Team Leaders should have regular meetings with the line prosecutors to review their caseloads and the status of their cases in light of the general standards set by the Office. Prosecutor Diversion and Alternatives to Incarceration General Developing treatment for people accused of crimes and establishing crime prevention measures are part of the job of a modern prosecutor. These programs can reduce recidivism by treating the underlying causes of crime, such as drug abuse and mental illness. Diverting people from the criminal justice system will save county funds by reducing incarceration which is more costly. One of DA Hummel's signature accomplishments has been to develop various programs that provide treatment and other alternatives to incarceration. He is to be commended for spearheading and staffing these programs, particularly since the courts are under-resourced and do not always have the ability to participate. Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 36 Developing and managing these important initiatives requires continued oversight and attention at every stage. The DA hired a part-time staff member with a master's degree to develop and maintain the programs. The DA has received various grants through the federal government and philanthropies to provide development advice and to support the new programs. These alternatives to incarceration are occasionally referred to as "restorative justice", however, restorative justice can also describe a process by which the victim and defendant meet to discuss the crime. Except in a long-standing program in some juvenile cases, DCDAO does not yet have restorative justice programs that meet the latter definition. Prior to initiating the new programs, the DA took an innovative and laudable step and conducted a public survey in partnership with Portland University to learn what the public thought about alternatives to incarceration. He also convened a community advisory committee, called DeschutesSafe, to gain further input for the program. The community's response was in favor of providing treatment to those who suffered from Substance Abuse Disorder, but not for those who were dealing drugs and taking advantage of the community. The term "Deschutes Safe" is now used to describe the Office's treatment programs. The DCDAO victim advocates participate in the various treatment programs to help give voice to the victims of the crimes, so that they have input on a person's eligibility for the various programs offered by the DCDAO. Golcilocks Jrogram The DCDAO created a three step Goldilocks program for those with Substance Abuse Disorder or mental health issues. The decriminalization of most drug possession crimes will significantly impact the program, as many cases that were in the program will no longer come into the criminal justice system or to the DCDAO. For now, the program continues, but time will tell how useful it will be in light of the new law. Veteran Intervention Strategy With the help of federal funding, the DCDAO has developed a veterans intervention strategy that began in November of 2020. Though Veteran Courts are commonplace in other parts of the country, this program is not run through the courts as the courts do not have the capacity to handle a new specialty court. The primary focus of this program is issues relating to mental health, substance abuse and trauma brought on by the military experience. Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 37 Emerging Acult Program Though still in development, the Emerging Adult Program focuses on young adults between 18 and 25 who can be treated as if they were in juvenile court rather than adult court. The goal is to accept about 40 — 50 people a year who are arrested for qualifying misdemeanors. Two prosecutors and a TA have been assigned to create the program, which is scheduled to launch in 2021. The program was the brainchild of two prosecutors in the DCDAO. Issues • New Programs are Begun Before the Old Ones are Fully Implemented: The DA is innovative in his approach to treatment programs and diversion. However, some are concerned that the programs are not fully implemented before a new program is begun. • Monitoring Compliance: The county used to have a monitoring service that tracked defendant compliance with various treatment programs. However, the service was funded by fees imposed on the defendants and the fees were struck down by the courts. There is now no standard, uniform monitoring system for treatment programs. Some monitoring is accomplished by prosecutors requesting a court order to require the defense counsel to provide an update. However, this system is not uniformly applied and can generate litigation that is time consuming. In some instances, prosecutors have to call treatment programs to ascertain whether the defendant is in compliance. This is not a best practice. • Need for Full -Time Staff: The DCDAO diversion and treatment programs require oversight and monitoring. The Office has a part-time staff member who coordinates the programs, but given their expansion, part-time work is not sufficient to keep up with the work. The administrative support staff assigned to the Goldilocks project are leaving the Office, so this task have been assigned to a TA who has other pre-existing duties. • Training on the Programs: The prosecutors and TA are not sufficiently trained in the alternative sentencing programs, so some are unclear about various aspects of the programs, including the underlying policy, eligibility, monitoring, and benefits. In some instances, the DA has announced a program to the public before explaining it to the staff. • Integrating the Programs into the Daily Work of the Office: The new programs are not fully integrated into the day-to-day processes of the Office or the case management system. Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 38 Recommendations • Program Oversight: The Office has a laudable commitment to increasing diversion and treatment. However, as the programs grow there is greater need for oversight of the programs and monitoring the participants. This requires a full- time, rather than part-time staff. The staff member can oversee the daily operations of the various programs, provide training to the prosecutors, and develop a system for monitoring compliance that does not absorb prosecutor time. • Training for Staff: The staff needs more training on the policies and procedures underlying the treatment programs. This will increase their use and integrate the programs into the daily decisions made by the staff. • Survey of Available Resources: The person assigned to overseeing diversion and treatment programs should conduct a survey of available services in Deschutes County. An assessment of the effectiveness of these programs should also be undertaken. PCE is informed that Deschutes County has many excellent service providers that can provide support to the DCDAO programs. • Tracking Diversion and Treatment in PbK: PbK can be used to track the alternative to incarceration programs, as well as compliance with the programs. • Research: Once the DCDAO has a reliable way to track their alternative to incarceration programs, they can collaborate with researchers to study the effectiveness of the programs. Some researchers can apply for independent grants to support this type of work. Case anagement System Genera Since 2018, the Office's case management system has been Prosecutors by Karpel (PbK), a national case management system. It is the Office's third system since the 1990s. PbK is a robust, complex system that has many capabilities; it can track cases, store evidence, create legal documents, and deliver discovery. The head of IT manages PbK and a lawyer is designated to update templates in PbK that are used to generate legal documents. Since the onset of the pandemic, the Office has gone completely paperless using PbK. The IT staff has done excellent work to guide the Office toward a paperless system, including using creative "work-arounds" to customize PbK to the needs of the Office. The IT department supports all the computers and servers in the Office as outlined in the diagram below. Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 1fri WI II:trA 1'1 fill tti W.11 thThili 1.16 C p t S s t 9 + r a I +, 1 VC 1111,:q ,1111.11111, „:7111,13 11111.11Y+ 1000, E-71,1alls se,P7 every tr,„-+Flth + p r 4I. f 1 , lir If- I I IIN1111110 39 8 There is some connectivity between the DCDAO and other county agencies as is outlined in the diagram below. The DCDAO is not connected to the courts. Sher,if \ 0111, / ; Managed by County IT ( County IT Managed by DA IT 8 Deschutes County District Attorney's Office - Briefing Book (2020) on file with PCE. 9 Deschutes County District Attorney's Office - Briefing Book (2020) on file with PCE. Prosecutors' Center for Excellence 9 Assessment of the Deschutes County District Attorney's Office 40 Issues • Direct Feed of Data: PbK is a modern case management system and DCDAO has a knowledgeable IT staff, however, the Office does not have a direct feed of much needed data from the police, courts, probation, or other criminal justice agencies. Though some data is available electronically, much data has to be entered manually, which is time consuming and can be prone to error. • Data Entry and Auditing: The DCDAO needs to clarify who is entering data, what each data field means, and how to audit the data. Since the Office has gone paperless, the lawyers are entering more data into the system, however, as their focus is on legal matters, their data entry is not always complete. Reports run from PbK do not match similar reports from the court; these discrepancies should be resolved. • Complex Data Entry: Some data entry is unwieldy, such as the entry of victim/witness information. Staff report that this requires many separate and redundant entries. • Inability to Run Needed Reports: PbK cannot currently run reliable reports that are needed by managers, such as pending caseloads, age of case, length of time someone is held in jail, and types of cases handled by the Office. This is in part due to unreliable data entry, incomplete connectivity with other agencies, and insufficient IT staff. • Inefficient Reporting Structure: Both members of the IT team report directly to the DA and the IT team does not have a supervisor. The DA is busy and does not have the time to address the day-to-day IT issues that arise. • Replace Office Computers: Some office computers are so old that staff are often required to turn the computers on and off in order to make them function. • Some Staff Do Not Know how to Track Their Caseloads: Though PbK does track caseload numbers and can create "To Do" lists for various tasks, some members of the staff — particularly the lawyers — cannot readily identify their caseload. • Untrained Staff: The Office has done PbK training and sends around regular emails with information about PbK, however, some staff do not take advantage of the training and therefore are frustrated with PbK. Recommendations • Supervision: One member of the IT staff should be designated as the supervisor and that person should report to the CDDAs, rather than to the DA. Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 41 • Data Entry Protocols: Protocols should be developed for who enters data and when. Where possible, support staff rather than attorneys should enter the data. • Auditing: Unless data is entered accurately, it is of no use. Thus, the DCDAO should develop an auditing plan to spot check data entry. Also, DCDAO should resolve the discrepancies between the court's data and the DCDAO data. • Additional IT Staff: The Office would benefit from an additional IT staff, or a consultant, who can help to bring DCDAO's data collection and PbK to its full potential. This will ultimately create efficiencies and improve the quality of everyone's work. • New Computers: Though the staff has new laptops, there are some older computers in the office that need to be replaced. Consideration can be given to whether the laptops can be used in the office with docking stations, rather than replacing the computers. • Connectivity with Police: DCDAO should negotiate with its police departments to develop a memorandum of understanding of what, how, and when data can be shared. Once that is in place, DCDAO can purchase the PbK module that allows for improved connectivity with other agencies. This will save data entry time and reduce errors. The intake TA will no longer need to enter documents manually. • Connectivity with the Courts: DCDAO should receive a feed of data from the courts on pending and disposed cases. This will significantly improve the DCDAO's ability to create accurate management reports. • 100% Paperless: All staff members must be required to go paperless. • Mandatory Training: The DCDAO should require mandatory, continuing PbK training. Some staff received initial training but have not kept up with the nuances of the system. In some instances, this may require one-on-one training, particularly with staff members who have been resistant to using PbK. • Legal Templates: The Office is working on developing and updating templates for legal work; this work enhances efficiencies and should be continued. The juvenile unit could benefit from templates in PbK. • Streamline Processes Using PbK: PbK should be used to further streamline the victim notification process and the data entry for victim/witness information should be simplified. • Standard Reports and Data Dashboard: Once the data is deemed reliable, PbK can be the source of many valuable reports. This data can inform policy decisions, identify crime drivers, and assist supervisors with management. The Office can Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 42 also post data on its website through a data dashboard so it is accessible to the public. • Problematic Police Officers: If there are problematic police officers that may need to be disclosed to the defense, they can be flagged in PbK, so the lawyers will know when an officer on the list is associated with one of their cases. This will be a flag for the attorney to speak with a supervisor about next steps. Office c General The DCDAO office is in one building and has some space from the basement to the fourth floor. The fourth floor is used for file storage only and the second floor is occupied mostly by various staff working for the courts. Both the DCDAO and the courts are in space that is too small for their needs. Issues The lawyers are situated throughout three floors of the office, but not necessarily located near their team members or their TA. Due to the pandemic, PCE was not able to visit the Office in person, however, there is a consensus among those interviewed that the DCDAO does not have enough office space and that there is little logic to where people sit. Some of the workspace is dark and windowless. Recommendations • Request More Space: The DA should request more space for the staff. Having not seen the space in person, PCE cannot make recommendations about how the existing space could be reconfigured. • Rearrange Seating: If the DCDAO chooses to restructure their teams, the Office should re -configure the seating arrangements of the lawyers and TAs. The team members should sit near each other, and the TAs should sit by the lawyer for whom they work. This will build a team spirit, allow for informal training between experienced and inexperienced team members and provide efficiencies as it will be easier for supervisors to see who is available to cover various tasks. • Allow Work from Home: The pandemic has shown that it is possible to work effectively from home. Many DCDAO staff have indicated that they enjoy working from home, they find it easier to concentrate and they experience less stress. The Office should develop a "Work at Home" policy that provides guidelines for who can work from home and when. Such a policy could allow TAs to alternate being in the office and to share a desk. Desk sharing will save space in Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 43 the already cramped office. Lawyers can be given some flexibility to work from home when their duties do not require them to be present in the office. This policy can boost morale and reduce over -crowding in the office. Needless to say, supervisors will have to set goals for the work that is done at home. Intake General New arrests are processed every morning and entered into PbK by a TA who is exclusively assigned to this task. She manually adds the police reports and victims/witnesses information into PbK. She is also the DCDAO police liaison for obtaining needed police paperwork. Every day a CDDA reviews the new arrests arriving from the various police departments, with particular attention to custodial cases. It is beneficial for an experienced prosecutor to review the cases at this early stage, so that cases that are not worthy of prosecution are weeded out of the system as early as possible. When the arrestee is in custody the case must be charged by 11 am of the day it is received by the DCDAO, or the arrestee will be released. For non -custodial arrests the person is advised to appear in court in 30 to 90 days, at which time the case should be charged by the DCDAO. In the daily review, the CDDA makes a number of decisions about the case including: is there sufficient evidence to prove the case, should the arrestee be held in custody, and what are the appropriate charges? About 30% of the cases are not authorized for charging, usually due to insufficient evidence. The CDDA does not do the actual charging of the case, instead the CDAA assigns the case to a prosecutor for charging and vertical prosecution. The CDAA can provide recommendations for charges. PbK has tickler system that can help the prosecutors keep track of cases that have not yet been charged. Issues • Intake Backlog: The intake process is a choke point in the Office, with non- custodial cases backing up. Since there is usually only one person reviewing the new cases, there can be a delay in sending the cases to the assigned attorney. There are times when the assigned attorney does not get the case until the day before it is due. Some lawyers are better at keeping up with their charging responsibilities than others. Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 44 • Entering Information into PbK: Since many reports have to be added manually, the Intake TA is sometimes behind on entering information into PbK. • Interviewing Victims and Witnesses Prior to Charging: Charging decisions are usually based on the police reports and it is rare for the prosecutors to speak to victims, witnesses, or police officers prior to charging. Recommendations • Connectivity with the Police: DCDAO should enter into arrangements with their police departments to automatically import relevant police paperwork and data into PbK, thus avoiding the need for manual data entry and improving data quality. • Additional Intake Staff: An additional TA at Intake will enhance the process by allowing early and timely entry of victim/witness information, criminal histories, and adding a short summary of the case. The lawyers and TAs are currently entering this information at a later time when it can be more difficult to obtain and thus more time consuming. • TAs or Law Students Charging Low Level Cases: Various low-level cases are very routine. A TA or a law student can be trained to prepare draft charges that can later be reviewed by a DDA. This may be amenable to remote work and the TA or law student can be very effective as they gain expertise in these charges and their work will reduce the number of cases awaiting charging and disposition. • Part -Time DDA: The DCDAO can hire a part-time DDA to assist with charging out -of -custody cases. This is a good position for an attorney who needs a modified work plan or needs to work from home. It should be noted that given the DCDAO's excellent vertical prosecution system, the more serious cases should continue to be charged by the assigned DDA. • Viewing Digital Evidence Prior to Charging: The TAs can assist with viewing body worn camera footage in some types of cases, so that the prosecutor can fully assess the case prior to charging. Training General The DCDAO has recently developed a training program for new attorneys that includes a welcome letter, an electronic file of materials for study, and a two -week check list of training opportunities for the new lawyer. This list includes observing in court and learning PbK. Since new lawyers usually come to the DCDAO one at a Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 45 time, these trainings are done on an individual basis. Shadowing a seasoned attorney is the most common form of training. Additional training, particularly for more seasoned attorneys, is provided by the Oregon District Attorney's Association and other national prosecutor groups. The DCDAO allows senior attorneys to attend management training in the county. The Office Manager oversees non -legal staff training. In the past year, the DCDAO has focused on trainings on diversity, race and inclusion, and worked with Prosecutor Impact on a multi -day retreat devoted to these issues. Issues • No Training Strategy: The DCDAO does not have a training strategy for the Office. The CDDAs have developed a system for training new lawyers, but given their many other duties, they cannot devote sufficient attention to this important task. There are no regular training opportunities for the more senior attorneys, nor is there enough training on new office initiatives. • Court Observations: Given the workload of the CDDAs and Team Leaders, it is rare that lawyers are observed in court. In many instances the only feedback on a lawyers performance in court comes from the judge, and some of that feedback has been negative. Recommendations • Designate a Training Coordinator: The DCDAO can designate an experienced member of the staff to be the training coordinator, one for legal staff and one for support staff. This person can identify beneficial training programs and schedule the programs at regular intervals. Programs designed for new lawyers can be given annually or semi-annually for lawyers who have joined the Office within the last year. • Survey Training Needs: The DCDAO should conduct a training survey of the staff to determine what topics the staff believe are most needed. The Team Leaders and CDDA can also meet to discuss the errors most regularly seen and develop a training program in response. • Monthly Training: Monthly in-house training meetings on substantive legal issues for legal staff should be developed. Topics can be taught by lawyers in the Office, who have dealt with a particular issue, or by lawyers from other offices Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 46 who can be recruited to train on a particular subject. Given the staffs familiarity with Zoom as a result of the pandemic, the DCDAO can recruit prosecutors from other offices to discuss a particular topic for an hour via Zoom. • Training on the Grand Jury Process: The grand jury coordinators and a senior lawyer should train new lawyers on the grand jury process and the preparation needed, particularly with regard to witness preparation and review of the file. • Case Roundtables: Team Leaders should convene a roundtable on particularly difficult cases to discuss the pros and cons of prosecuting the case. This will allow for brainstorming of ideas, will teach the younger lawyers about the issues that they should consider, and will develop a team spirit. • Outside Prosecutor Training: The DCDAO already avails itself of trainings sponsored by the Oregon District Attorney's Association and should continue to send its lawyers to those trainings. There are other excellent training programs, many of which are free and online. The national prosecutor groups offering these trainings are Aequitas, (particularly on violence against women issues), Institute for Innovation in Prosecution, National District Attorney's Association, and Association of Prosecuting Attorneys. • Legal Templates: The Office should continue to update PbK with standard legal documents and collect complex legal motions and briefs in a central location that can be shared by all the lawyers. • Trial Advocacy: Supervisors should watch younger attorneys while they are trying a case so that real time pointers can be given. Currently, most input about trial advocacy skills of the Office's attorneys comes from the judges. • Training on New DCDAO Initiatives: Rather than an introduction by email, the whole staff should be trained on the Office's new initiatives so they understand when and how they should be applied and the policy underlying the program. The office leadership should also seek feedback on the efficacy of the programs. Trial Assistants General The DCDAO has an excellent system of assigning one Trial Assistant to almost every attorney. This approach provides efficiencies and savings to the Office by reducing the amount of non -legal work done by the prosecutors. The TA's shoulder a wide variety of tasks that would otherwise burden the lawyers, and thereby require more legal staff. The Office has a TA policy manual that is over 300 pages and is often updated. This is a great asset. The Office has recently gone paperless, which has reduced the amount of busy work performed by the TAs. They are currently Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 47 scanning old documents into PbK, so that the system can be retroactively paperless as well. Once the additional scanning is completed, the TAs will have additional time for other tasks. In general, the TAs enjoy their work and respect the lawyer to whom they are assigned. Many of the TAs have enjoyed working from home and found that they can be equally productive as they were in the office. The work of a TA includes: • Organize Various Categories of Work: The TAs prepare a report for the next day's docket and make sure the cases are ready. They check for new in -custody defendants, review possible probation violations, and prepare preliminary paperwork. • Collect Discovery: The TAs will collect discoverable materials from a variety of sources, including police departments, hospitals, laboratories, and witnesses. • Organize Case Files: The TA will keep the case files in order. • Prepare for Trials: The TAs will call witnesses and make sure that needed evidence is available for trial. The TA may sometimes assist the attorney in court while they are trying a case. • Monitor Diversion: Since there is no formal way to monitor compliance with a number of the Office's diversion programs, the TAs assist with this task. • Update PbK: The TAs will verify and update information in PbK, including court events and witness information. Paperwork from agencies that do not transmit documents electronically is scanned into PbK. There is an on -going project to enter old records into PbK, so that the system can be entirely paperless. • Simple Motions: TAs draft standard motions for the attorneys. • Body Worn Cameras: The TAs review some Body Worn Camera footage. • Unassigned Victim Advocate Cases: Since the Victim Advocates have more work than they can handle, the overflow of unassigned victim cases are sent to the TAs. The unassigned cases tend to be cases related to the Property Team, where it is more likely that restitution is involved. • Expungements: One TA assists with processing expungements and provides support to the attorney who is charged with this task. Issues • Increased Training and Tasks: The TAs could use additional training on the criminal justice system so that they can better assist the lawyers in their work. Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 48 • Office Space: Many TAs are concerned about the cramped and noisy office space that sometimes requires them to stand in line for the copy machine or the bathroom. This can create a disruptive environment that can lead to bickering among the TAs. Recommendations • Criminal Justice System Training: Some TAs report that they would like a better understanding of the criminal justice system and the specific issues related to their cases; this will enhance their ability to anticipate the needs of the attorneys and improve the quality of their work. If the TA duties are expanded, the lawyers should be briefed by management about the new roles of the TA, so everyone is on the same page. • Paralegal Training: The TAs can be trained to do some legal work, such as writing standard motions and letters, charging low level cases, and drafting jury charges. A number of the TAs had done this type of work in earlier jobs. The lawyers should always review and approve the work. • Victim Advocate Training: Though assigning the overflow victim advocate work to the TAs is not recommended, if this continues to be the practice, the TAs need training on the multi -faceted tasks of the victim advocates. (See section on Victim Advocates for further discussion). • Auditing Data in PbK: As the Office has gone paperless, the quality of the data in PbK is especially important. The TAs, IT, and management should work together to establish an audit routine, where the TAs can check the data in PbK relevant to their cases. This is especially important regarding data entered by the lawyers, as they may enter data in inconsistent ways, or neglect to enter the data. • TAs in Court: To improve data collection, TAs should be trained to record court events in the courtroom. This will remove this function from the lawyers, who should focus on the legal issues rather than data collection. Ideally a TA should be assigned to a specific judge, so the TA learns the routine of that judge and can more easily gather the data. If this is not possible, then the TA can be the data collector whenever their assigned lawyer is in court. • Crime analyst training: Some of the TAs, who have the aptitude and interest, can be trained as a crime analyst who can assist with internet research in support of a case, as well as analyzing crime trends. This is a position that is becoming common in modern prosecutor offices and can be performed in collaboration with the DCDAO investigators. For more information about the use of crime analysts Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 49 in a prosecutor's office see: The Problem Solving Prosecutor — Modern Variations on the Crime Strategies Unit. Crime analysts can do a variety of tasks including: o Gathering evidence in support of prosecutions, such as reviewing social media posts, analyzing cell phone records, and gathering related crime data. o Analyzing crime patterns through statistics, maps, and timelines. o Preparing presentations for trial or public events. o Collaborating with law enforcement to gather evidence, especially in areas where specialized knowledge of technology is required, such as social media analysis. Victim Advocates General The DCDAO was staffed at seven victim advocates (VA), plus one supervisor. An advocate recently left the Office, bringing the total VA to six; it is unclear whether she will be replaced. The VAs are an essential part of the Office and are critical to the smooth running of the criminal justice system. The bulk of their work is associated with the voluminous statutory requirements for victim notification of all critical stages of the case, as well as obtaining information needed for restitution claims. As they are not social workers or therapists, the victim advocates do not provide counseling to victims or witnesses; however, they can refer them to services. The advocates all have a caseload of assigned cases, and some have a specialty, such as domestic violence, or child abuse. As the VAs are assigned to a case, there will be continuity of care with the victims in that case. On average each VA carries about 120 to 150 cases at any given time. They occasionally receive assistance from interns who can help with some tasks. Every morning the supervisor and the victim advocates "huddle" to discuss the day's work and how it will be covered. It is close knit group of colleagues that enjoy their work and each other. In many instances the VA has more contact with victims than the assigned attorney. As a result, they are the face of the DCDAO for a large percentage of the work done by the Office. The VA supervisor attends various multi -disciplinary groups on such issues as domestic violence and child abuse. She also provides the victim's point of view to the Office as it develops new programs, such as the Emerging Adult Program. The victim advocates have a wide variety of tasks, including: Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 50 • Victim Rights Notifications: Providing the many victim rights notifications that occur at all critical stages of the case, including every continuance in court. This involves sending letters and making phone calls to notify the victims of their rights. These requirements are very time consuming and take up much of the advocate's time. • Restitution: Contacting victims and witnesses to determine and verify the amount of restitution needed. Restitution payments, that are made through the court, are an important function of the DCDAO and contributes to the community's appreciation of government services. • Explaining the Criminal Justice System: Explaining the criminal justice system and victim rights to victims. Before the pandemic, this was often done in person; now it is done remotely. • Assisting with Protective Orders: Explaining how and when to get protective orders. • Safety Planning: Providing safety planning to victims who may be at risk as a result of the pending criminal matter. • Referrals: Providing referrals to social services and counseling. • Court Scheduling: Notifying victims and witnesses of upcoming court proceedings and where and when they have to appear. • Assistance During Court Proceedings: Helping victims or witnesses when they are required to come to court. The VA will often accompany them to the courtroom to provide support. Issues • Victim Notification Requirements Absorb Much of a VA's Time: The VAs have too many cases, especially since the recent departure of a VA. The DCDAO has attempted to recruit volunteers to assist with the VA work, however, since most of the work is clerical, it has been difficult to recruit volunteers. The VA have so much paperwork associated with the statutory requirements, that they have little time to reach out to victims to provide services. Their spill -over work is given to the TAs. • Provide Services to Witnesses of Crimes: The VAs have no time to work with witnesses of crimes, who may not be victims, but are just as essential to criminal case and may also require services. • No Social Worker or Clinician on Staff: Though the victim advocates are able to refer victims to services, none of the staff are social workers or clinicians who Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 51 can counsel victims or advise the prosecutors about how to deal with traumatized victims. • Tracking Victim/Witness Notifications and Contact Information: Victim notifications and victim contacts are tracked in PbK. However, much of this has to be done manually and the work has not been streamlined. Thus, every morning the supervisor has the time-consuming task of manually entering data into PbK in order to allow her staff to do their various tasks during the day. • Standard Collection of Contact Information: Contact information for victims and witnesses is essential, as cases are lost when witnesses cannot be found. The Office does not have a standard list of questions to help the VA and lawyers to gather needed contact information, which can then be entered into PbK. • Restitution: Coordinating and staying on -top of restitution is an on -going problem for the Office and there is a backlog. In light of their other important duties, restitution can be a distraction to both the lawyers and support staff and does not receive the attention it deserves. • Reliance on VAs to Talk with Victims: The prosecutors sometimes rely too much on the VAs to contact victims. • Lawyers Unaware of VA Duties: Prosecutors may be unaware of all the tasks performed by VA, what services are available for victims and witnesses, and the limitations on what the VA can do for victims. • Overflow Work to TAs: There are about 1,000 "unassigned cases" that the VAs cannot handle and are therefore re -assigned to the TAs. The TAs have not received sufficient training in this task or in how to talk with victims, particularly those who are upset or angry. Recommendations • Replace the VA Who Left: Victim advocacy work is fundamental to a District Attorney's Office and to the citizens of Deschutes County. Victim advocates provide notifications and support to those who need it most and instill confidence in the criminal justice system. Given the voluminous amount of information that is statutorily required for victims, an additional VA is needed to keep up with that work. • Hire a VA with Clinical or Social Work Experience: Consideration should be given to hiring a VA with clinical or social work experience, so more meaningful support can be given to victims and witnesses. This position should be in addition to replacing the VA who recently left the Office. Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 52 • Contact Information for Victims and Witnesses: The Office should develop a standard set of questions for the VA to ask the victims and witnesses regarding their contact information. The list should include contacts for family and friends. The VA should also ask "How do you communicate?" because some victims/witnesses use social media to communicate rather than emails and texting. The information should be added into PbK. • Outreach to Witnesses: The Office should develop a plan for how the VA can reach out to witnesses, who are not also victims. Witnesses, who are essential to a criminal case, often need just as much support and services as a victim. • Survey of Local Service Providers: The DCDAO should conduct a survey of available victim/witness resources in the county, as well as assessing their effectiveness. A list of reliable programs should be kept by the Office and updated regularly. • Regular Meetings with Service Providers: The DCDAO should host meetings with the local service providers so that relationships are formed, and the staff is familiar with their resources. Often victims and witnesses have a variety of issues that can benefit from a coordinated approach across government agencies. Where there are gaps in services, the DA can advocate for a coordinated solution. • Training for VAs and TAs: The VAs and TAs should attend regular trainings or webinars on how to work with victims and witnesses in a trauma -informed way. Training on how to provide safety planning for victims and witness would also be beneficial. • Automating and Streamlining VA Work: Automating various aspects of the VAs work will save time. PbK should be reviewed to assess how to further streamline victim notifications and outreach. The pandemic has demonstrated that much outreach can be done remotely, including contacts with victims and witnesses. The VA staff should receive additional training on PbK and how it can make their work more efficient. For example, PbK can now text victims though an office computer or office cellphone. Some VAs may need an office cellphone as they understandably do not want to use their personal phones to text victims. • Training for Legal Staff: The legal staff are not fully informed about what a VA's work entails and what services can be offered. The lawyers should receive training on the VA tasks, how to update victim/witness contact information, office policy on when they are required to speak with victims and witnesses, what services are available, and how to speak with witnesses in a trauma informed way. • Restitution: Restitution is important to victims and can be a part of restorative justice for the defendant. It is also a helpful form of community outreach, as it Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 53 demonstrates the benefit of government. The Office should designate a restitution coordinator on the legal staff, as well as a VA/TA point person. Some restitution matters require complicated civil litigation for which some lawyers have little training. This may be an excellent task for a modified -duty attorney and a part-time VA/TA. Grand Jury With a few exceptions, in order to prosecute a felony case, it must go before a Grand Jury so the grand jurors can decide whether to vote for an indictment. The DCDAO is benefited by two experienced Grand Jury coordinators who schedule the grand jury presentations and coordinate appearances of witnesses, both police and civilian. PbK assists with managing the grand jury process as both the lawyers and the grand jury coordinators can enter information regarding the upcoming presentations. PbK can be used to text witnesses about upcoming cases. During COVID some witnesses have been allowed to testify by video. This has been a helpful practice, particularly for police officers who can testify without leaving their shift. Oregon law sets timelines for defendants that are in -custody, so these cases get priority and are up to date. However, there is a backlog of out -of -custody cases that are awaiting presentation to the grand jury. When the pandemic lifts there will be much additional work for the prosecutors. As discussed in the Training section of this report, more training is needed for the younger lawyers on how to prepare for Grand Jury presentations. The grand jury coordinators should assist with this training. Discovery Prosecutors are obligated by discovery statutes to turn over most aspects of their case to the defense. It is very time-consuming to collect all the needed materials from the police, the laboratories and the witnesses. This task has become even more complex as the amount of digital evidence in criminal cases is exploding. The DCDAO has developed a method to share discoverable materials, including digital evidence, through their case management system. This is a great benefit to the Office as PbK can keep track of what was turned over to the defense and when. The system can also apply a unique number to each document so there is a clear record of what was provided to the defense. The following is an illustration of the discovery process: Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office Law Enforcement Evidence Tech District Attorney Trial Assistant Shared folder pK PBK Prod 10 54 The TAs spend much of their time collecting discovery for the lawyers to review and approve for transmittal to the defense. As discussed in the Intake section of this report, the electronic transmittal of police documents into PbK will make the discovery process more efficient. Other Office Staff General Executive Assistant The Executive Assistant to the District Attorney covers many tasks that continue to grow given her ability to get things done. She serves as support to the DA and the DCDAO for numerous tasks which include: • Trial assistant and administrative work for the DA • Coordinating DA's meetings and travel • Preparing office -related reports and presentations • Reviewing and approving all account payable items • Maintaining the DCDAO budget throughout the year, including various office accounts • Assisting in the fiscal year budgeting process • Media liaison for the DA and overseeing press releases • Overseeing grant reporting • Assisting with on -boarding of new staff 10 Deschutes County District Attorney's Office Briefing Book — 2020 on file with PCE Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 55 Administrative Supervisor The Administrative Supervisor is part of the management team. She has a variety of tasks that include: • Payroll • Supervising the receptionist and the public records coordinator • Office operations, such as building and repair issues • On -boarding of new staff on administrative matters • Coordination of non -legal training • Allocation of office space Public Record Requests The Office has one member of its staff devoted to addressing public records requests. She is supervised by the Administrative Supervisor and receives legal guidance from a CDAA. Public records requests are increasing. Given the growing workload, the receptionist, who is looking for new challenges, is being cross trained in handling public record requests. The Office should assess whether this additional help is sufficient to cover the number of requests received by the DCDAO. Receptionist The receptionist has a variety of tasks, demonstrating the Office's willingness to be creative with assigning work to its staff. These tasks include: • Answering phones • Handling the front desk • Filing documents in PbK • Collecting laboratory reports through the LIMS system • Processing of checks for discovery • Cross training in public records requests If the receptionist has time, she may be able to provide some assistance to the Victim Advocates who sit on the same floor as the receptionist. investigators The two office investigators were recently hired and not interviewed by PCE. It is recommended that they receive training on internet and social media searches, so they can assist with obtaining valuable evidence for the attorneys. Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 56 Issues • Define the Roles: Some of the staff in this section have ill-defined roles. • Cross -Training: There is insufficient cross -training to allow for seamless coverage should the administrative supervisor, the executive assistant or the receptionist be unavailable. Recommendations • Roles and Classifications: Once the roles of the staff are defined, then their HR classifications should also be re-evaluated. • Cross -Training: In some instances, there is only one staff member who knows how to complete a needed task. This is a risk to the Office if that staff member is out or leaves the Office. An analysis should be done as to who needs cross - training and on which tasks. Community Outreach General The DCDAO does not have a community outreach staff position, however, the DA has made significant efforts to get input from the community. In 2015, the DA created the DeschutesSafe initiative by forming a community based advisory panel that provided input into the Office's crime reduction programs. The DA also held a series of open forum meetings to get further input from the community about his proposals. In August of 2020, the DCDAO partnered with Allyship in Action, a Central Oregon collaborative of consultants committed to advancing equity and social justice. The goal was to assess DCDAO's work both within the Office and with the community on issues of diversity, equity, and inclusion. Through surveys and interviews, Allyship in Action reported that the public and victims of crimes do not clearly understand the criminal justice system or the role of the prosecutor and that there was an interest in working more collaboratively with the DCDAO. Issues Though the DA is frequently in the news and provides information to the community in this fashion, the Office does not have a consistent community outreach strategy. Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 57 Recommendations • Community Advisory Board: The DA should revitalize DeschutesSafe or create a Community Advisory Board that can provide continuing input on crime issues and new initiatives. • Open Forum Meetings: The DA can continue the open forum meetings that were held in 2016. The meetings can center around issues of general concern, for example, opioid overdoses, drunken driving, or homelessness. • Youth Education Programs: Though the DCDAO does some education programs in schools, it can develop a regular education program for middle and high school students that explains the criminal justice system and highlights the many types of jobs that exist in that system. Lawyers, police officers, victim advocates, trial assistants, and others can participate in the program. There may be educators who can assist with curriculum development. • Adult Education Programs: As the Allyship report noted, the public does not understand the role of the prosecutor. The DCDAO can form a Citizen's Academy for adults with regularly scheduled classes taught by prosecutors and police on criminal justice topics. • Multi -Disciplinary Approach to Repeat Offenders: The DA can convene stakeholders, such as hospitals, schools, police, and social services to develop a multi -disciplinary individualized approach to repeat offenders with mental illness and substance abuse. This can be coordinated with some of the multi -disciplinary meetings outlined above. • Improve Website: The DCDAO's website should be improved to include educational materials about the criminal justice system, public service bulletins (e.g. how to obtain Narcan), and schedules of community events. The DA can seek input from a community advisory committee about what should be on the website. Once the Office's data is improved, the Office can post its data on the website. Police General Deschutes County has an elected Sheriff and 5 police departments, the largest two departments being the Sheriff and the Bend Police Department. The county has a major incident team that works collaboratively when serious crimes occur. The police have a good reputation with both the DCDAO and the public defender's office. One of the CDDAs is the primary liaison with the police. He provides legal advice, gives regular trainings and responds to major crime scenes. He is held in high regard by the Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 58 police. The DCDAO also assigns senior DDAs to be on -call to answer questions from the police whenever they arise. In line with the growing population of Deschutes County, the local police departments, particularly the Sherriff, have collectively added 24 new officers to their departments in the past two years. Issues • Last Minute Requests: The officers interviewed generally like the DCDAO though they felt that the Office needs more staff and that they were often asked to respond to court at the last minute. • Crime Data: The police do not have an overview of their crime data. Without coordinated crime data between police departments it is difficult to identify the most pressing crime issues across departments or to develop an effective strategy. • Prosecutor Release of Information: The police are concerned that the DA has prematurely revealed investigative information to the press. • Growth of the Police Departments: As the Deschutes County population continues to increase, 24 new officers have been added to the county's police departments in the last two years. This will increase the number of arrests and put additional strain on the DCDAO. • Ongoing Challenges: The officers interviewed all mentioned their concerns about the growing population of homeless persons, the new law decriminalizing the possession of drugs, and a new court decision restricting car searches after a traffic stop. • Problematic Police Officers: Prosecutors are required to provide the defense with information about integrity issues about police officers than can be used for impeachment should they testify at trial. Failure to turn over this information could result in official disciplinary action by the state's licensing authority against a prosecutor. The DCDAO does not have a systematic way of assessing and tracking potential police impeachment material. Recommencations • Prosecutor -Police Coordination of Crime Data: The prosecutor is a central hub for all the police departments and can assist with creating a centralized data collection system to identify and analyze crime trends. For example, once countywide data is collected, the prosecutors and the police can strategize about pressing crime issues such as drug overdoses, or crime issues related to Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 59 homelessness. Modern prosecutors work collectively with their police departments on this type of analytics. • Coordination of Release of Information: The police and DA should coordinate regarding the release of investigative information prior to a press conference, particularly with regard to victim and witness information. • DA-Police Collaboration on Ongoing Challenges: The DCDAO, as well as other agencies in Deschutes County, should work closely with the police to address the homelessness issue and the new law legalizing drugs. This requires uniformity across police departments and the participation of the community and Deschutes County officials. Courts General The courts in Deschutes County have general jurisdiction, which means that the judges handle criminal, civil, and family court matters of all kinds from the smallest case to the most serious. The court has 7 judges which includes the presiding judge who has a reduced caseload. The judges rotate assignments so that they alternate between overseeing criminal, civil, and family court matters. Four of the seven judges used to be prosecutors in the DCDAO. The court has been understaffed for some time and despite many requests for three more judges over the last 12 years, the Oregon Legislature has not approved the increase." There is some hope that the request may be granted in the near future. If so, Deschutes County is prepared to provide expanded facilities for the new judges. If the judges are moved to new space, it may lead to more space for the DCDAO, as they currently reside in the same building. The court supports a Drug Court, but given their limited resources, they are not able to expand to other types of specialty courts. Since the beginning of the pandemic, much of the court's work has been done remotely for in -custody defendants. The court has struggled with technology during the pandemic as remote video and internet access has been inadequate on occasion. There continues to be in -person appearances for out -of -custody defendants. A few trials have taken place during the pandemic, mostly in a courtroom created at the state fairgrounds, however there is a large backlog of trials looming. 11 Deschutes County District Attorney's Office — Briefing Book — 2020, p. 6 on file with PCE. Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 60 Issues • Insufficient Judges: Deschutes County does not have enough judges for the work. This directly impacts the ability to dispose of cases. This is a fundamental problem that impacts every aspect of the criminal justice system and will become especially acute when the pandemic lifts and backlogged cases will have to be resolved. • Scheduling Trials: The biggest frustration for the DCDAO trial lawyers is the way the trial docket is handled. The public defender expressed frustration with this as well. The courts schedule cases for trial on the Thursday before the trial is set to begin. This provides little notice to the prosecutors as to which cases will go forward and there is a scramble to line up witnesses and evidence. It is not uncommon for the prosecutor to receive confirmation of a trial at 4pm on the day before the trial is to start. This is very difficult for victims and witnesses and there have been instances where witness have been flown to Oregon to testify, only to learn that the case was postponed. If a trial does not begin, the case will be adjourned for over for six months. As a result, there are out -of -custody cases from 2016 that are awaiting a trial date. The court does not have a list of cases prioritized for trial. • Backlog of Warrants: To prevent over -crowding of the jails and the courts during the pandemic, the courts have not issued warrants for those who failed to appear in court and other reasons. There is now a large backlog of 700 —1,000 cases in the warrant queue; this is significantly higher than normal. Once these warrants are issued, it will add much additional work for the DCDAO. • Relationship with the DA: The DA does not regularly meet with the judges to discuss policies and procedures of mutual interest. The CDDAs are the DCDAO liaisons with the court and are well -respected by the judges. Some of the line prosecutors consider the judges autocratic and abusive. In turn, some of the judges believe that the quality of the lawyers in the DCADO has deteriorated. Recommendations • More Judges and More Space: Deschutes County should advocate for more judges that are desperately needed. The requirement for more judges will be painfully apparent as the courts re -open. Even if the Oregon Legislature fails to appoint new judges, the county should work to have judges temporarily assigned to the county or recruit retired judges to do some of the more routine matters. Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 61 • More Space for the Courts: Regardless of how additional judges are brought to the county, they will need additional space. The County should immediately develop a plan for how to accommodate two or three new judges. • Develop a Priority Trial System: The DA and the public defender should meet with the judges to advocate for an improved method of scheduling trials. Other counties in Oregon have developed a priority trial list that has been successful. A priority list will give the litigants and the witnesses some notice of which cases are most likely to go forward, thus reducing wasted time on cases that end up being adjourned for over for six months, leading to year -long delays. • Relationship with the DA and the Courts: The DA should meet with the presiding judge on a regular basis to discuss issues of mutual interest; this can also be done with the public defender. This regular contact should improve their relationship and allow the DA to explain new initiatives and hear feedback about the DCDAO attorneys. The DA can also alert the presiding judge to rude or inappropriate conduct of the judges. • Lessons Learned from the Pandemic: The pandemic has revealed many new methods for appearing in court. This has proven to be a benefit for all concerned, particularly witnesses and defendants who can appear remotely and do not have to take time off from work or obtain childcare. The courts, the DCDAO and the public defender should meet to discuss lessons learned from the pandemic. Defense Bar General The Deschutes Public Defender has 16 attorneys and 4 investigators. Recently two experienced and well -respected public defenders took over leadership of the Office. In addition to criminal work, their jurisdiction includes dependency work in the foster care system, civil commitments for the mentally ill, and juvenile matters. The Office has hired a social worker so the Office can provide a more holistic approach to the issues faced by their clients. The Public Defender is reviewing their caseloads and assessing caseload standards; this work is not yet complete. Pre -pandemic the public defenders handling felonies had from 70 to 100 cases and misdemeanor attorneys had 100-140 cases. These numbers are now lower due to a reduced number of arrests during COVID. It should be noted that the defense caseloads are generally lower than prosecutor caseloads. Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office 62 There is usually a collaborative relationship between the DCDAO and the public defender. However, one incident where a public defender publicly complained about a social media post by a prosecutor caused significant friction. As with the DCDAO, the public defender has seen quite a bit of turnover and the public defender staff feels overworked. In various sections of this report, PCE points to issues where the public defender and the DCDAO can work collaboratively on solutions to the criminal justice challenges in Deschutes County. co tions forth Futur This report focuses on current issues and recommendations for DCADO. Implementing the recommendations will take time, planning and creativity, however, it should yield results that will improve the Office, create efficiencies, and allow for further evolution of the Office. PCE is available to continue the work with the DCDAO on a number of topics in the future: • Presenting the report findings to the Deschutes County Commissioners • Implementing the report's recommendations • Improving community outreach • Developing protocols for: • Data collection, data audits, and data dashboards • Crime analysts • Conviction review process • Ethics issues • Enhancing the DCDAO website Prosecutors' Center for Excellence Assessment of the Deschutes County District Attorney's Office John Hummel District Attorney 1164 NW Bond Street • Bend, Oregon 97701 (541) 388-6520 • Fax: (541) 330-4691 Grand Jury Fax: (541) 330-4698 www. dcda. us DISTRICT ATTORNEY HUMMEL'S RESPONSE TO PROSECUTORS' CENTER FOR EXCELLENCE'S OPERATIONS ANALYSIS AND RECOMMENDATIONS General Overview The Prosecutors' Center for Excellence (PCE) team was professional, thorough, and insightful in their work and analysis. PCE's operation improvement recommendations will assist me and my team's efforts to be to most effective prosecutor office in the country; I thank them for their diligence. Specific operation improvement recommendations are addressed below under each department heading. The recommendation related to the staff s desire to see more of me in the day-to-day operations of the office is understandable, and something that will happen if we are able to implement the staffing and operations changes recommended in this report. The primary reason the staff does not interact with me on a daily basis (separate from the fact that most employees have worked from home over the last year because of COVID) is that I'm in my office handing budgeting, HR matters, all death investigations, media relations, the development of programs to prevent crime (clean slate, veterans' intervention strategy, emerging adult program, etc.) and the myriad other administrative oversight responsibilities of that can only be performed by the District Attorney. With the implementation of the staffing and operations recommendations contained in the PCE report, I will be freed up to walk around the office and engage with staff. Here is a summary of the additional FTE positions that PCE recommended be added to the District Attorney's Office, followed by my recommendation: • Deputy District Attorneys: o PCE's analysis suggests the office is understaffed by four attorneys. However, they recommend that instead of adding two new attorneys now, the County adds two attorneys and add new positions in other departments. • I agree with the recommendation to add two attorneys, and to add positions in other departments (but if we don't add positons in other departments, I recommend we add the four attorneys that the data shows we need). o PCE recommends making the DDA team leads into supervisors. • I agree with this recommendation. • Trial Assistants: o PCE recommends keeping the 1/1 TA to DDA ratio in the office. If we add two new deputy district attorneys this would require adding two new trial assistants. • I support adding as many new trial assistants as attorneys, thus I recommend adding two new trial assistants. • Human Resources Professional: o PCE recommends the County adds an HR professional to the DA's office. • I disagree with this recommendation. I will meet with Kathleen Hinman to discuss the best way to address the HR needs of the DA's office. Perhaps a dedicated person in her office to devote a certain amount of hours per month to the DA's office, or a consultant retained on an as -needed basis. In any event, I am not recommending adding a new HR FTE to the DA's office. • Information Technology o PCE recommends adding one new FTE to the IT staff, or that we retain a consultant to help us use our case management software to its full potential. ■ I don't recommend adding a new FTE to the staff. I do recommend retaining a consultant, and we have a grant application pending that makes this request. If we are not awarded this grant we will assess whether/how to retain a consultant. • Diversion Programs o Our diversion programs are managed by a part-time employee. PCE recommends converting this position to full-time. ■ I support this recommendation. • Intake o PCE recommends that we add an FTE to our case intake department. They also recommend that we improve connectivity with law enforcement agencies in Deschutes County to streamline the transfer of records from law enforcement to our office. ■ If we are successful in improving our connectivity with law enforcement, as recommended by PCE, we will not need a new fulltime position; we would only need a .5 addition. If we're unable to achieve the degree of connectivity that is envisioned by PCE, I recommend we add a full-time FTE. • Victims' Assistance Program o PCE recommends that we fill the current advocate vacancy that that the County adds an FTE position. • I support this recommendation. Page 2 of 10 Specific Departments Overview I. Trial Assistants A. Criminal Justice System Training: PCE recommended providing training to the TAs to build upon their understanding of the criminal justice system. Excellent recommendation, and we will fully implement. The process of implantation will be: • Conduct a survey amongst DAs and TAs to determine what education topics would be helpful (completed by 7/1/2021) • Based on the results of the survey work with a senior attorney in office or a designated trainer out office to develop curriculum/training session (completed by 10/1/2021) • Facilitate training to TAs (completed by 11/1/2021) B. Paralegal Training: PCE recommended providing training to the TAs for some legal work such as writing motions and letters, charging low level cases, and drafting jury charges. Excellent recommendation, and we will fully implement. The process of implementation will be: • Work with a senior attorney in the office or a designated trainer outside of the office to develop curriculum/training sessions (completed by 8/1/2021) • Facilitate Training to TAs (completed by 10/1/2021) o We are hesitant to encourage additional training for charging cases and drafting jury charges as this may push the TA's work out of class and could potentially require a reclassification of TA work to paralegal work, which would require a much larger budget for staff. We will do some additional research into job descriptions. If it in fact would not classify as working out of class, then we would develop additional trainings. C. Victim Advocate Training: We recommend fully staffing VAP so that all cases are assigned to an advocate. If VAP is not fully staffed, and TAs have to continue to provide VAP services, we will develop clear polices/process for the required services and organize continued trainings to equip TA staff with the necessary skills to successfully execute these services. These policies and trainings would be implemented and completed by 1/1/2022. D. Auditing Data in Karpel: TAs have already started this process with the monthly report reviews. These reviews are monthly check -ins for the TA supervisor and the TA to evaluate the TAs caseload and the data that has been entered for the month. The current reports that are run are: open case with no future court date, number of reminders, TA case clean up, and TA staff case stats. To improve the auditing process, we will implement the following plan: Page 3 of 10 • Meet with IT to identify other data points that can be review/monitored (completed by 8/1/2021) • Work with the TA leads to develop directive/polices for the new reports (completed by 10/1/2021) • Orientation and training of new reports facilitated to the TAs (completed by 12/1/2021) E. TAs in Court: The implementation of this process is underway. We have identified a handful of TAs that are excited about this process, they will be trained first and then serve as trainers for other TAs as they are introduced to the process. We like PCE' suggestion of assigning each TA a judge. This will likely be the practice we follow for scheduling TAs in the court. The timeline for full implantation is: • Train phase 1 of the TAs on taking notes (completed by 6/5/2021) • Phase 1 TAs train the remaining TAs (completed by 7/1/2021) • Permanent schedule is implemented for TAs appearing in court to take notes (8/1/2021) F. Crime Analyst Training: PCE recommended additional training for some TAs as crime analyst. We need to review this scope of work to determine if it would be beneficial, and if it would result in TAs working out of class. Once these assessments are completed we will decide whether to pursue this recommendation. II. Information Technology & Case Management System A. Old Computer Replacement: PCE recommends replacing old computers. • We have roughly 120 desktops/laptops and have determined that about 10 are either reaching their 5th cycle year or are still running Windows 7, an operating system no longer supported. • Our first priority will be to replace the computers still running Windows 7 by June 1st 2021. • We will be replacing all laptops and desktops reaching their 4th or 5th year after budget replenishment on July 1st 2021 and before September 1st 2021. B. Court/LE Integration: PCE has recommended in several areas to enhance our current interface/data exchanges with other agencies. • The report undervalued the amount of integrations that are currently active. We have anywhere between 3-5 data feeds between each agency that exchange valuable information such as court dates, court numbers, subpoenas, charging information, evidence item information, and officer vacation schedules. • We have had several previous discussions with law enforcement agencies on this topic, and by July 1, 2021, will have a plan to address the whether/how of additional integration. Page 4 of 10 • We have reached the limits of integrating our case management system with the courts. Unfortunately, at this time no further integration is available. C. Data entry discrepancies: PCE has recommended the need for improving our data entry process through several means. We agree that continuing to work on cleaning and improving our data entry should be a high priority. D. Training/Onboarding: PCE has highly emphasized the importance of improving our training and onboarding process. The office has made tremendous growth in the last year in these areas, and we know we can and must do better. • By August 1st 2021 I will have a much more efficient and structured onboarding process when it comes to our case management system Karpel. • The IT team will work with our internal case management and paperless group to establish case management trainings going forward. E. Reorganizing IT staff: PCE has recommended changing the current organizational structure of IT. In the assessment they suggest "one member of the IT staff should be designated as the supervisor and that person should report to the CDDAs, rather than to the DA". We believe the IT department benefits from having an autonomous methodology and I disagree with the recommendation, however, we believe there should be adjustments in how we operate internally for better accountability: • IT will implement an internal incident/ticketing system. This system will provide clear understanding of incident prioritization, delegation of tasks, and timelines for project completion to both IT and the requestor. This would result in accountability for the IT team while providing status information to requestors. This system will be implemented by July 1st III. Victims Assistance Program The time and task portion of the PCE analysis showed that Victim Advocates work 7.4 hours per day and 36.8 hours per week, which reveals the advocates are working through lunches and breaks to get the job done. A. Replace the Advocate Who Left. PCE recognized that in order to keep up with statutory victim rights obligations, VAP will need to replace the vacancy within the team. This is fully supported. • Although PCE did not mention this in their analysis, there is ongoing need to hire a Bilingual Victim Advocate. We have already worked with Finance to budget for this need in our projected FY 22 budget. (Already Completed) • Once the FY 22 budget is approved, work with HR to fill the Victim Advocate vacancy. (Complete hopefully by June 2021 for an early July start date) Page 5 of 10 B. Hire an Advocate with Clinical or Social Work Experience. In a follow up phone call with PCE to gain additional perspective on this recommendation, it was learned that PCE was unaware that the majority of advocates have degrees in a social service field and prior social work experience. Given the voluminous caseloads, our advocates don't have the time to provide the enhanced direct services that a social worker typically does and PCE has seen in more modernized DA Offices. Overall, this recommendation would be to add an 8th Victim Advocate to VAP. This recommendation is supported and VAP will continue to utilize their existing hiring practices to search out the most qualified candidate to join the DA's Office. Victims Assistance will also work towards ensuring staff are spending more time providing enhanced direct services with victims and less time completing paperwork, per a recommendation addressed below. • Work with HR to ensure that social work experience is outlined as a preferred quality of an applicant in the Victim Advocate Position Description. (Complete before posting both Victim Advocate vacancies June 2021) • If the FY 22 budget is approved, work with HR to fill the Victim Advocate vacancy (Complete by June 2021 for an early July start date) C. Contact Information for Victims and Witnesses. PCE recommends a standardized set of questions to get alternate contact information for victims and witnesses in a case. • Currently, Karpel (our case management program) limits our collection of contact information to the standard forms of communication (Phone, address and a singular email). We will ask the Karpel programmers to consider updating the software to add a social media contact information field, as well as a way to document more than one email address. (Complete by June 2021) • Discuss victim contact information collection and documentation at the Oregon Victim Advocate Karpel User Group Meeting. (Complete by June 2021) • Discuss contact information collection and documentation at the Paperless Team meeting to see how we want to address collecting and documenting this information up front while there is no designated space in Karpel. (Complete by July 2021) • Draft and discuss office policy around contacting victims and witnesses through social media outlets (Complete by September 2021) D. Outreach to Witnesses. PCE recommends that VAP be staffed at a level where they can provide services to witnesses who are experiencing trauma, but are not designated as victims within the criminal case. In a recent phone call with PCE, they provided clarity that this recommendation can only be accomplished in conjunction with their other recommendations regarding streamlining documentation in Karpel and reducing some advocate work on restitution to free up advocate capacity. This is a long-term goal for VAP. • Survey DA and TA team regarding the scope of how many witnesses they foresee VAP needing to connect with (Complete by 10/1/2021) • Meet with VAP team to strategize ways to manage new caseload and document these contacts (Complete by 2/1/2022) • Update VAP policy and procedure manual (Complete by 3/1/2022) • Slowly assimilate highest acuity witness contacts into VAP caseload starting April 2022 Page 6 of 10 • Create report to closely manage requests for witness contact to determine workload needs and capabilities. (3/1/2022) E. Survey of Local Service Providers. PCE recommends that VAP maintain a list of local resources in the office to provide to victims. They also recommend VAP evaluate the effectiveness of service providers on the list. Given each victim/survivor reports a different experience with service providers, an evaluation of the effectiveness of outside programs would be too time-consuming to be completed by our team (and outside the scope of our expertise). • VAP already maintains a list of service providers which is stored on the shared drive for advocates to access and update at any time. • Create a formal calendar for reviewing and updating service provider list (Complete by 7/1/2021) F. Regular Meetings with Service Providers. PCE recommends that VAP host regular team meetings in which local service providers can attend and share their services. • VAP already hosts regular unit meetings in which local service providers attend and discuss service provision. (Already completed) • VAP will establish a monthly calendar for 2022 unit meetings to ensure we host at least one service provider a month (Complete 12/1/2021) G. Training for VAs and TAs. PCE recommends VAP and TAs attend regular trainings on working with victims and witnesses in a trauma -informed way. A training on safety planning was also recommended. • VAP attends regular ongoing training in which topics frequently include Trauma Informed Service Delivery, Vicarious Trauma, Safety Planning. (Already Completed) • VAP will extend future invitations for training to Kara Palacio, TA manager for her determination on whether or not it is appropriate for her team to attend. H. Automating and Streamlining VA Work. PCE recommends investments be made in the documentation system to streamline VA work and reduce extraneous documentation. • Manager will meet with the Oregon Karpel Workgroup to discuss streamlining capabilities. (Complete by June 2021) • Manager will work with our IT team to write enhancement requests for any streamlining option not already existing in Karpel (Complete by July 2021) • VAP will work with IT to determine if there are any existing capabilities within Karpel that aren't already in use (Complete by July 2021) • Manager will work with IT to determine if any additional work-arounds can be developed outside of Karpel to enhance/streamline victims' services. (Complete by 1/1/2022) I. Training Legal Staff. PCE recommends a training be offered to the DDA Team surrounding services provided by VAP. Page 7 of 10 • Survey will be sent to DDAs to determine what information they would like to see contained in a training (Complete by 12/1/2021) • Deliver a training on VAP services to legal staff (Complete by 4/1/2022) J. Improvements to Restitution. PCE recommends designating an attorney as a point of contact for restitution coordination. Given the vertical prosecution within the office, it may pose additional challenges to have a singular point of contact to make decisions regarding restitution on other attorneys' cases. However, it would create consistency for both the VAP team and the courts to receive consistent restitution information from the DA' s Office. Should the DA's Office designate a Legal Restitution Coordinator, VAP will work with that person to streamline restitution processes. IV. Chief Deputy District Attorneys and Deputy District Attorneys A. Chief Deputies not carrying a caseload/ Clarifying roles • The volume, scope and breadth of CDDA work results in a situation in our Chief Deputies are deciding what can wait to be done each day instead of focusing on what needs to be done. An occasional day of not being available for DDAs is not problematic, but the Chief Deputies have been consistently less and less available for management and supervision, negatively impacting the quality of their work and supervision. With additional staffing and implementation of related recommendations, we can implement Chief deputies not carrying caseload, and moving to more of a management/supervision/quality control/mentoring role within 45 days. • Clarification of Chief Deputy roles and reassignment of tasks would utilize the experience, knowledge and judgment of the Chief Deputies and allow them to be more available to the attorneys. The Team Leads recently provided feedback that many of the DDAs don't seek guidance from the Chief Deputies because they are perceived as being too busy to assist them. The recommendation for office hours and time to check -in with DDAs is something we want to implement. • Implementation of this recommendation would allow the Chief Deputies to engage in many of the other specific recommendations in the assessment (e.g. evaluating productivity of DDAs and efficacy of programs; Policies and Procedures; complete/additional electronic evidence) and protocols for on -boarding new attorneys. B. Change Team Structure • The analysis of confidential feedback, objective data of time tracking and Karpel data, and the experience of PCE led to this recommendation. With careful consideration and inclusion of the office as a whole, this recommendation is supported. Implementation, if done correctly, would take 60-90 days. Related recommendations, including how intake is assigned are supported. Page 8 of 10 C. Data Metrics to assess workload (management reports -caseload dashboard) • This has been a longstanding request and some work has been done to date, but changing case management systems, availability of IT staff due to their workload, and Chief Deputy workloads has prevented the development of productivity metrics and dashboards, establishing the accuracy of DCDA data and the ability to audit the data. This recommendation should be implemented immediately after a determination of what data set is reliable and accurate. D. Team Leads as Supervisors (docket)/Evaluations by Team Leads as Supervisors • Team Leads should be supervisors. The current system is cumbersome, inefficient and compromises our ability to share information between Team Leads and CDDAs. To provide full support to, and supervision of, DDAs, Team Leads should be supervisors not leads; Team Leads are in a better position to evaluate performance of DDAs. The supervision ratios for the Chief Deputies are too high. This recommendation should be implemented immediately. o A complicating factor may be removal from the district attorney union, which should be considered and discussed with the Team Leads and the association prior to implementation. o The new employee evaluation process was created as part of a workgroup involving DDAs, VAP, TAs and supervisors. We have received positive feedback on the process. E. Hire/Contract with HR Professional • We're confident we do not need a full-time HR professional employed by the DA's office. We will discuss with Kathleen Hinman whether additional HR resources are needed in the DA's office, and if they are needed, whether this is handled by her office, by a part-time employee, by a consultant, etc. F. Management Training • Training the management team, and the adoption of consistent management approaches, is fully supported and could be implemented once the office structure is finalized. G. Office Morale -Boost • Implementation of the recommendations contained in the PCE assessment will likely result in a boost in morale. Some of the specific recommendations can and will be implemented immediately. • Other recommendations such as more office space and remote work would boost morale but may take more time. Page 9 of 10 o The impact of the understaffed court on DCDA is noted in the assessment; supporting the effort to fully staff the Circuit Court, and providing the Court with additional and separate office space will also positively impact DCDA. o Retaining DDAs, reducing workload and performance; and training is intensive, time consuming, and necessary. V. Office -Wide Considerations A. Work Space. PCE recommends more space for staff and for teams to sit in close proximity of each other. We support and agree with this recommendation, but our existing workspace has reached its capacity. To implement this recommendation, we would need to do the following: • Request usage of the stone building until such time the Justice Center expands opening up the second floor of the courthouse for the District Attorney's Office. • Upon approval for the continued use of the stone building, create offices and cubicles to accommodate a team from our office. • Desk sharing is not feasible with current work requirements. DDAs frequently need to be in court on the same day. DDAs and TAs both work confidential cases which require personal space due to CJIS and confidentiality requirements. B. Morale. PCE has recommended several ideas and activities to boost morale in the office. Some of these activities were in place pre-Covid. We will focus on re-establishing these activities and additional ideas as employees return to the office: • Create a "Make It Better" committee including at least one person from each department to ensure equal representation. This committee will assist the Office Manager in creating workplace activities and morale boosting ideas. (Complete 9/1/2021) • Plan employee recognition picnic (TBD COVID dependent) C. Public Records Requests. PCE has made no specific recommendations for this position, but acknowledges the expected increase in workload in the near future. PRRs are handled by our half time file clerk through additional hours. She is currently averaging 35 hours a week. Given the timeliness requirements of PRRs, this work continues to take priority over file clerk duties. As additional requests come in, a more permanent solution will need to be determined. Page 10 of 10 Deschutes County Board of Commissioners 1300 NW Wall St, Bend, OR 97703 (541) 388-6570 - Fax (541) 385-3202 - https://www.deschutes.org/ AGENDA REQUEST & STAFF REPORT For Board of Commissioners BOCC Wednesday Meeting of May 19, 2021 DATE: May 13, 2021 FROM: Nahad Sadr-Azodi, Health Services, TITLE OF AGENDA ITEM: Consideration of Board Approval to Apply for Community -Led Health Care Innovation Grant Funds RECOMMENDATION & ACTION REQUESTED: Staff recommend approval to apply for Community -Led Health Care Innovation grant funds. BACKGROUND AND POLICY IMPLICATIONS: Central Oregon Health Quality Alliance is seeking applicants for funding up to $40,000 per applicant for Community -Led Health Care Innovation: Innovations to improve community health, health care, and patient or provider experience. Central Oregon's Perinatal Care Continuum (PCC) is a community -developed and public health led program to assist pregnant and postpartum individuals in Central Oregon access health insurance, prenatal care, nutritional services, and other referrals with ease and dignity. The PCC program was developed and implemented in 2016 in response to Central Oregon's worsening maternal health and birth outcomes (Oregon Health Authority, Maternal and Child Health, 2017). The program now serves approximately 60% of all pregnant persons in Central Oregon, mostly low-income and vulnerable populations. In March 2021, Oregon Health Authority's Healthy Together featured PCC as a promising model and intervention for improving maternal health and birth outcomes across Oregon. PCC's long-term viability in Central Oregon, but also at other sites, will rely on formalizations of processes, continuous reviews, and improvements. These are all part of evaluation measures central to evidence -based public health practice. To do so, PCC wishes to create a comprehensive handbook and to establish an evaluation methodology to measure the effects of the program continuously. These evaluation measures are pertinent to sustainable funding mechanisms (i.e., federal Title V and insurance reimbursements), but also central to transfer into other sites. Although the full extent of the evaluation project is outside the monetary scope of this application, we have defined two goals within the overall project which can be accomplished on their own and are pertinent to the program's sustainability, and transfer. No negative policy implications are foreseen. FISCAL IMPLICATIONS: Personnel Costs Regional PCC Coordinator $11,100 Materials & Services Contracted services 12,134 Graphic design 8,000 Participant gift cards 1,000 Atlas.ti license x 2 300 TOTAL $38,817 ATTENDANCE: Christina Jaderholm, PhD student and Graduate Research Assistant, OHSU; Erin Hoar, Regional Perinatal Care Coordinator; Pamela Ferguson, Healthy People & Families Program Manager -- via Zoom