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HomeMy WebLinkAboutFollow-up of Environmental Center Grant MoniesFollow-up report on Environmental Center Grant Monies #12/13-6 January 2013 FOLLOW-UP REPORT Environmental Center Grant Monies (Internal audit report #11/12-2 issued December 2011) To request this information in an alternate format, please call (541) 330-4674 or send email to David.Givans@Deschutes.org Deschutes County, Oregon David Givans, CPA, CIA Deschutes County Internal Auditor 1300 NW Wall St PO Box 6005 Bend, OR 97708-6005 (541) 330-4674 David.Givans@deschutes.og Audit committee: Gayle McConnell, Chair - Public member Chris Earnest - Public member Jean Pedelty - Public member Greg Quesnel - Public member Michael Shadrach - Public member Jennifer Welander - Public member Anthony DeBone, County Commissioner Dan Despotopulos, Fair & Expo Director Scot Langton, County Assessor Follow-up report on Environmental Center Grant Monies #12/13-6 January 2013 TABLE OF CONTENTS: 1. INTRODUCTION 1.1. Background ………………………………………...………………................................... 1 1.2. Objectives & Scope ……………………………………..………………………….…….… 1 1.3. Methodology ……………………………………………………..…………………….……. 1 2. FOLLOW-UP RESULTS ……………….…...………………………….............................. 2 3. APPENDIX I – Internal Audit Recommendations - Updated Workplan for Report #11/12-2 (Status updated as of January 2013) ………….………....................... 3 Follow-up report on Environmental Center Grant Monies #12/13-6 January 2013 Page 1 1. Introduction 1.1 BACKGROUND Audit Authority: The Deschutes County Audit Committee has suggested that follow-ups occur from nine months to one year after the original report issuance. The Audit Committee’s would like to make sure departments satisfactorily address recommendations. 1.2 OBJECTIVES and SCOPE Objectives: The objective was to follow-up on the outstanding audit recommendations. Scope: The follow-up included two (2) recommendations from the internal audit work performed on Environmental Center Grant Monies (#11/12-2) (issued December 2011). The follow-up reflects the status as of January 2013. The original internal audit report should be referenced for the full text of recommendations and discussion. The report was performed as a non-audit service. 1.3 METHODOLOGY The follow-up report was developed from information provided by Timm Schimke, Director of the Department of Solid Waste. In cases where recommendations have not been implemented, comments were sought for the reasons why and the timing for addressing these. The follow-up is, by nature, subjective. In determining the status of recommendations that were followed up, we relied on assertions provided by those involved and did not attempt to independently verify those assertions. The Solid Waste Department in coordination with the Environmental Center should be acknowledged for their work in addressing these recommendations. Since no substantive audit work was performed, Government Auditing Standards issued by the Comptroller General of the United States were not followed. DESCHUTES COUNTY INTERNAL AUDIT REPORT DESCHUTES COUNTY INTERNAL AUDIT REPORT DESCHUTES COUNTY INTERNAL AUDIT REPORT Follow-up report on Environmental Center Grant Monies #12/13-6 January 2013 Page 2 2. Follow -up Results Figure I - How were recommenda- tions implemented? The follow-up included two (2) recommendations. Management agreed with all of the recommendations. Figure I provides an overview of the implementation status of the recommendations. The details of the updated workplans are provided in Appendix I. With this follow-up, all recommendations (100%) have been completed. The recommendations were addressed through development of an updated contract (Doc #2012-522) with the Environmental center that indicated how areas in the contract will help address requirements of the Oregon DEQ’s Recovery Rate Credit program. In addition, the contract detailed specific performance measures to be monitored. The total contract was in the amount of $95,296 for the fiscal year 2013. Follow-up report on Environmental Center Grant Monies #12/13-6 January 2013 Page 3 3. Appendix Appendix I –Updated Workplan for Report #11/12-2 (Status as of January 2013) Rec# Recommendation Description Agreement Status Department Comments Completion Date 1 It is recommended, with the potential scale-down of Environmental Center recycling education programs, that the County monitor how they will fulfill the requirements for these credits. Agree Completed The Department of Solid Waste requires that any task included in the scope of work help to attain the DEQ 2% credits, so each task in the scope of work for the current grant agreement indicates which of the DEQ 2% credit areas that will be met (or helped to be met) by that task. August 2012 2 It is recommended for the County, with the assistance of the Environmental Center, to consider adding to the contract performance measures aligned with the diversion credit categories and scope of services to assure requirements are being met in an efficient and effective manner. Agree Completed The Department of Solid Waste requires that any task included in the scope of work help to attain the DEQ 2% credits, so each task in the scope of work for the current grant agreement indicates which of the DEQ 2% credit areas that will be met (or helped to be met) by that task. August 2012 {END OF REPORT}