HomeMy WebLinkAboutLoyal Land Decision Matrix1
LOYAL LAND DECISION MATRIX
The critical questions in reviewing the Loyal Land application are: “Have the conditions of the permit or approval for the Conceptual Master Plan (CMP) for Thornburgh Destination Resort been substantially exercised and is any failure to
fully comply with the conditions the fault of the applicant.” (DCC 22.36.020(A)(3)). If the application meets these criteria, then the CMP has been “initiated” and there is no expiration date for that approval. If the CMP has not been
initiated, then the approval has expired and the resort has no land use entitlements.
Issue Board Options Information in Record Staff Comment
1.
Determine whether each of the 38 conditions
of approval must be “substantially exercised”
or must the 38 conditions of approval, when
viewed as a whole, have been “substantially
exercised”?
The Board must choose the appropriate
method of analysis.
In LUBA No. 2012-042, LUBA found that the County had the option to determine the correct
approach. The Hearings Officer made findings on DCC 22.36.020(A)(3) based on the
conditions viewed as a whole. The parties did not contest that point.
Sample motion for BOCC: “Move
that the BOCC finds that the
appropriate analysis is whether
the conditions of approval
contained in the CMP, when
viewed as a whole, have been
substantially exercised.”
2. Define the term “substantially exercised.”
a. Adopt Hearings Officer’s definition.
b. Adopt other definition.
The Hearings Officer defined “substantially exercised” to mean “performing or carrying out a
condition of approval to a significant degree but not completely.” This definition was not
challenged by any party and was not disturbed by LUBA.
Sample motion for BOCC: “Move
that the BOCC adopt the
Hearings Officer’s definition of
‘substantially exercised.’”
3.
Reconcile dispute regarding the meaning of
the words “exercise” and “comply” in DCC
22.36.020(A)(3):
‘Where construction is not required by the
approval, the conditions of a permit or
approval have been substantially exercised
and any failure to fully comply with the
conditions is not the fault of the applicant.’
a. Adopt Hearings Officer’s
definition.
b. Adopt Opponent’s definition.
In LUBA No. 2012-042, LUBA gave the County the following instructions:
“On remand…the Hearings Officer must be able to find both that the 38 conditions of
approval, viewed as a whole, have been substantially exercised and that for any of the 38
conditions of approval where there has been a failure to fully exercise the condition, the
applicant is not at fault.” (LUBA No. 2-12-042; p.20)
In other words, LUBA viewed “exercise” and “comply” in the context of the code to mean the
same thing. The Hearings Officer followed those instructions. (HO decision; p. 14)
The Applicant argues that “exercise” and “comply” have different meanings in the context of
the code. Exercise requires an act; comply means to obey. Therefore, the Applicant can be in
full compliance even if no action has taken place with respect to a condition. (Applicant’s
June 18, 2014 submittal; pages 4-5)
The Opponent argues that Applicant’s assertions are not consistent with the LUBA decision
and, because they were not presented during the LUBA appeal, are barred from this
proceeding. (Opponent’s June 11, 2014 submittal; pages 6-7)
Sample motion for BOCC: “Move
that the BOCC adopt the
Hearings Officer’s/Applicant’s
usage of the terms “exercise”
and “comply” in DCC
22.36.020(A)(3).”
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Issue Board Options Information in Record Staff Comment
4.
Determine the effective two-year approval
period for the CMP.
a. Use effective date determined by
LUBA (11/18/11).
b. Use original date determined by
Hearings Officer (12/7/11).
In LUBA No. 2012-042, LUBA recalculated the expiration date for the CMP as November
18, 2011. That date was not appealed, and has not been challenged in subsequent proceedings.
As a practical matter, the two-year
period is not really at issue because
the evidence relative to whether the
38 conditions of approval were
substantially exercised falls within
the effective two-year period
identified by the Hearings Officer
or LUBA.
Sample motion for BOCC: “Move
that the BOCC find that all of the
evidence presented in this matter,
relative to the conditions of
approval, fall within the effective
two-year period.”
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Issue Board Options Information in Record Staff Comment
5. Define the term “fault.”
a. Adopt Hearings Officer’s definition.
b. Adopt other definition.
The Hearings Officer defined “fault” to mean “reasons for which the applicant was not
responsible, including but not limited to, delay by a state or federal agency in issuing a
required permit.” Neither party offered an alternative definition.
Sample motion for BOCC: “Move
that the BOCC adopt the
Hearings Officer’s definition of
‘fault.’”
6. Review Hearings Officer’s findings as to
conditions 1,14E, 23, 32 and 38.
a. Adopt Hearings Officer’s findings,
with or without modification.
b. Adopt other findings.
The Hearings Officer found that the applicant fully complied with conditions 1, 14E, 23 and
32, and substantially exercised condition 38. The parties did not challenge those findings,
except with respect to condition 38. In summary, the Hearings Officer found that the
applicant did not fully comply with condition 38 because it did not obtain final FMP approval
during the initiation period; it substantially exercised the condition by submitting the required
wildlife mitigation plan and defending its adequacy on appeal (HO decision; p. 43).
The opponent challenges this finding because the wildlife mitigation plan was ultimately
rejected by LUBA and the Court of Appeals (Opponent’s June 18 submittal; p.6).
Sample motion for BOCC: “Move
that the BOCC adopt the
Hearings Officer’s findings as to
conditions 1, 14E, 23, 32[and
38].”
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Issue Board Options Information in Record Staff Comment
7.
The Applicant requests that the Board
overturn the existing Hearings Officer’s
decision and replace it with her original
decision, arguing that it is the better
interpretation of the code, as it pertains to the
destination resort approval process.
The Opponent objects, asserting that the
LUBA and Court of Appeals decisions
effectively circumscribe the issues on remand
and the scope of the Board’s review.
The issue before the Board is to determine the
effect of the LUBA and Court of Appeals
decisions on the Board’s scope of
review/admissible evidence. LUBA’s decision,
affirmed by the Court of Appeals, was that,
for any conditions that have not been fully
complied with during the two-year approval
period, the County can conclude that the
CMP approval was initiated only if it finds,
based on substantial evidence, that for such
conditions, the “failure to comply with the
conditions is not the fault of the applicant.”
a. Follow reasoning presented by
Opponent (Opponent’s submittal dated
June 11, 2014). Some issues have
already been decided by LUBA:
Whether it is appropriate to
consider compliance with all 38
conditions of approval or just those
that it contends do not involve
subsequent land use approvals like
the FMP and final plats.
Whether the provision “any failure
to fully comply with the conditions
must not be the fault of the
applicant” applies to all of the
conditions of approval or only
those that the Hearings Officer in
her first decision found relevant.
Some issues are barred because they
were not raised in the prior case:
Applicant’s argument that
“exercise” does not mean
“compliance” was not raised before
the Hearings Officer, or in
subsequent appeals to LUBA or
Court of Appeals.
The Board’s ability to interpret its code
is limited by LUBA and Court of
Appeals decisions, and ORS 197.829
does not apply to the Court of Appeals.
Interpretation of code also limited
here because LUBA determined
that the operative language to be
applied is that which is found in the
conditions of approval for the
CMP.
b. Follow reasoning presented by
Applicant (Applicant’s submittal dated
June 18, 2014). The Board is the final
arbiter of what its own code means:
ORS 197.829(1) provides that
LUBA shall affirm a local
government’s interpretation of its
own land use regulations, with
some exceptions. The Board has
not determined what DCC
The Hearings Officer found that the scope of the decision on remand is limited by LUBA’s
decision to considering whether Thornburgh Destination Resort was initiated under Section
22.36.020(A)(3).
Opponent objects to information presented by the Applicant in its presentation to the Board
on June 4 on the grounds that the issues have either been resolved by LUBA and the Court of
Appeals or were not raised below and, thus, not remanded. Opponent cites Beck v. City of
Tillamook and Hatley v. Umatilla County (Opponent’s submittal dated June 11, 2014; pages
3-8). Objections include:
Whether it is appropriate to consider compliance with all 38 conditions of approval or
just those that do not involve subsequent land use approvals
Whether the provision “failure to fully comply with the conditions must not be the
fault of the applicant” applies to all of the conditions of approval or only those that
the Hearings Officer in her first decision found relevant
Applicant’s argument that “exercise” does not mean “compliance”
Applicant’s argument for an exception to the Beck rule prohibiting raising new issues
Applicant rebuts Opponents’ arguments in its June 18 submittal, citing Gage v. City of
Portland, Siporen v. City of Medford and Canfield v. Umatilla County (Applicant’s submittal
dated June 18, 2014; pages 1-4). Arguments include:
The Board is the final arbiter of its own code (ORS 197.829(1)
LUBA gives deference to the Board’s interpretation of it code as long as that
interpretation is plausible
The Court of Appeals shall affirm LUBA unless it found the order to be unlawful in
substance or procedure (ORS 197.850(9)(a))
Applicant objects to Opponent’s testimony regarding comments made by former County
Commissioners on the original CMP decision on the basis of impermissible attempt to re-
litigate that approval. Those comments were critical of the application materials and
questioned the completeness of the application. Applicant cites to Lord v. City of Oregon City
(Applicant’s submittal dated June 18, 2014; p.7).
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Issue Board Options Information in Record Staff Comment
22.36.020(A)(3) means.
The Court of Appeals was required
to affirm LUBA unless it found the
order to be unlawful in substance
or procedure (ORS 197.850(9)(a)).
The Board is free to interpret DCC
22.36.020(A)(3) as long as its
interpretation is plausible.
c. Other.
8.
Determine, as to each remaining condition of
approval, whether it has been:
Exercised
Substantially Exercised
If not exercised or substantially
exercised, whether the Applicant is at
fault.
In LUBA No. 2012-042, LUBA gave the
following relevant instructions:
County must consider whether all
of the 38 conditions of approval
have been ‘substantially exercised.’
For those conditions that have not
been substantially exercised, failure
to do so is not the fault of the
applicant.
With respect to conditions of
approval that provide ‘contingent or
continuing obligations’, the County
may find that any failure on the
Applicant’s part to comply with
such conditions is not the fault of
the Applicant because the
contingency that would trigger
obligations under the condition
does not and may never exist or the
Applicant’s failure to obtain
additional prerequisite land use
approvals is not the Applicant’s
fault.
The Hearings Officer found that most of the CMP conditions of approval under consideration
impose contingent obligations on the Applicant that did not occur before the CMP approval
became void, and the Applicant’s failure to fully comply with contingent obligations was the
Applicant’s fault. She found that she lacked authority to consider whether the Applicant
substantially exercised most of the conditions with which the Applicant failed to fully comply
because noncompliance was the Applicant’s fault (HO decision; pages 27-31).
The Applicant asserts that all conditions of approval have been fully complied with but if the
Board finds otherwise then any failure to fully comply with these contingent conditions of
approval was not the Applicant’s fault because:
Delay in the BLM approval of the wildlife mitigation plan.
TRC’s bankruptcy proceedings and other economic considerations.
Opponent’s appeals.
Futility of initiating FMP remand. (Applicant’s Power Point presentation, June 4,
2014)
The Opponent asserts that 22 conditions of approval have not been substantially exercised or
fully complied with and failure to fully comply with these contingent conditions of approval
was the Applicant’s fault because:
Mitigation measures on BLM land could have been resolved prior to submitting the
CMP and/or resolved between February 2011 and December 2012 (Opponent’s
submittal dated June 11, 2014; pages 9-10).
The financial difficulties experienced by TRC predate the bankruptcy proceedings and
the effects of the recession.
Opponent’s appeals tolled the expiration date of the approval and Opponent cannot be
blamed for Applicant’s delay in initiating the FMP remand.
Applicant had one year and nine months to initiate FMP remand and failure to do so
Refer to attachment showing all 38
conditions of approval, color coded
pursuant to Hearings Officer’s
decision.
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Issue Board Options Information in Record Staff Comment
was the Applicant’s fault.
9.
Determine whether the conditions of
approval, when viewed as a whole, have been
substantially exercised.
a. The conditions of approval, when
viewed as a whole, have been
substantially exercised.
b. The conditions of approval, when
viewed as a whole, have not been
substantially exercised.
The Hearings Officer found that 22 conditions and portions thereof were not fully complied
with and that such failure was the Applicant’s fault. The Hearings Officer found that the
appropriate analysis under the “viewed as a whole” approach requires the County to
determine whether the destination resort approval conditions as a whole have been exercised
to a significant degree, and that determination necessarily requires an evaluation of the
significance of conditions relative to the overall development.
The Hearings Officer found that 7 of the 15 conditions of approval that were fully complied
with (Conditions 9, 13, 14A, 14B, 22, 36 and 37) require only notations on the FMP,
revisions to and filing of CC&Rs, modification of a density chart and coordination with the
Sheriff. In contrast, she found the other 8 conditions (3, 8, 10, 11, 15, 19, 24 and 30) are
relatively more significant because they require more substantive action to develop the resort
(obtaining right-of-way, water rights, state permits and approvals, well agreements, fire
district annexation, submitting and obtaining county approval of detailed and complex plans
for traffic circulation and fire protection). Ultimately, the Hearings Officer found that she
cannot conclude the CMP conditions of approval have been substantially exercised because
only 8 of these 15 conditions fully complied with required significant action by the applicant
relative to the overall destination resort development.
The Hearings Officer also found that 4 additional conditions of approval had been fully
complied with (Conditions 1, 14E, 23 and 32). The Hearings Officer found these conditions
did not require significant action by the Applicant. Two require new land use approvals if the
approved CMP or open space are changed. The other two simply put the Applicant on notice
of what was not approved by the CMP.
The Hearings Officer found the remaining 22 conditions of approval and portions thereof with
which the Applicant either failed to fully comply or did not substantially exercise required the
majority of significant actions necessary to develop the resort- i.e., securing subdivision plat
and site plan approvals and constructing the resort elements and amenities (HO decision;
pages 44-47).
The Applicant argues:
Only those conditions that could be exercised before FMP approval or concurrently
with an FMP are relevant. Here, every one of those conditions has been fully
exercised. If full exercise exists, then substantial exercise also necessarily exists.
Forty of the 41conditions have been fully exercised or are fully complied with, and
condition 41 has been substantially exercised. There is no condition for which
substantial exercise was permissible, but has not yet occurred. When the applicant has
either fully or substantially exercised every condition possible, and is in full
compliance with the rest, substantial exercise of the conditions as a whole must exist.
The Board can give more or less
weight to any particular condition;
the Board needs to make this
determination by considering all
approval conditions relative to each
other and their importance to the
project.
Sample motion for BOCC: “Move
that the BOCC find that when
viewed as a whole the approval
conditions in the CMP have/have
not been substantially exercised.”
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Issue Board Options Information in Record Staff Comment
Substantial exercise exists if every condition that could have been exercised by this
point in the process has been exercised. This is 20 of 41 conditions, almost 50%.
The Hearings Officer erred in giving greater weight to some conditions over others.
Finally, any failure to fully comply with those 22 remaining conditions of approval is
not the Applicant’s fault, as described under Issue #7, above. (See Applicant’s final
argument dated June 25, 2014)