HomeMy WebLinkAboutCode Enforcement Update
M E M O R A N D U M
Date: 05/14/2014
To: Board of County Commissioners
From: Code Enforcement Staff – John Griley, Tim Grundeman; Lori Furlong - Supervisor
RE: Code Enforcement Policy and Procedures Manual Update
______________________________________________________________________________________
Summary
Community Development Department (CDD) Staff met with the Board of County Commissioners
(BOCC) in March 2013 to discuss the Code Enforcement Policy and Procedures Manual (Manual)
and to seek direction on the BOCC review process. The manual had not been formally reviewed or
amended since 1997. The CDD Work Plan includes an action item, carried over from previous years,
to update the Manual.
Last year, the BOCC directed staff to perform the following tasks in the sequence listed:
1. Complete the internal review and prepare a draft Manual update;
2. Conduct a BOCC work session to present and discuss the draft Manual update;
3. Conduct a BOCC public hearing on the draft Manual update; and
4. BOCC adoption of the Manual Update as proposed or modified by the BOCC following public
comment/testimony.
The CDD Code Enforcement team (CDD staff, Sheriff’s Office, Legal Dept.) has coordinated to
prepare the draft Manual Update for the BOCC’s consideration. Staff has also surveyed other Oregon
Jurisdictions for base level understanding of how our procedures are similar or differ.
Staff seeks BOCC direction on whether to:
1. Initiate a public hearing on the draft Manual update as proposed by staff or modif ied by the BOCC
at this work session; or
2. Revise the draft Manual update per BOCC direction at this meeting and schedule a follow-up work
session prior to initiating a public hearing.
Background
Please find in the attached presentation a Code Enforcement program performance report. The report
includes workload trends, case resolution and compliance rates.
Highlights from the report are:
New reported violations have normalized since a dip experienced in the past recession.
Staff continues with a proactive Code Enforcement program.
Case resolution timeframes continue to improve.
Voluntary compliance continues near 85% of all cases, up from a historic average of about
75%.
Update Highlights
Please find attached the draft Manual update. An explanation of the draft changes is included in the
attached slide presentation. The draft incorporates changes reflective of current practice s. Side by
side comparison of changes is possible by viewing the existing procedures manual available on the
County Website (see http://www.deschutes.org/Community-Development/Property-Violations-Code-
Enforcement.aspx ).
Changes can be summarized as:
Updates reflective of current practice or operational environment.
Update reflective of current procedural law.
Updates to eliminate redundancy if procedures are addressed in other County policy.
Updates reflective of pending text amendments.
Policy & Practices Discussion Items
Please find below a list of the key code enforcement policies and practices identified by staff and
raised by the public over the past several years. This is likely only a partial list. Other issues may be
identified by the BOCC and the public.
Should Code Enforcement accept anonymous complaints? (Matrix #1)
Should CDD staff initiate cases based on observation of a code violation discovered while on
County business? (Matrix #1)
Should complainant information be more (or less) rigorously protected? (Matrix #1)
Should confidentiality policy be amended to encourage disclosure or identification of
complainant when the complainant is the County or other public agency? (Matrix #1)
Should the frequency of citation issuance be increased in cases of willful disregard for the
code? Should other punitive measures be taken to decrease the frequency of blatant code
violations? (Matrix #2)
Should a timeline for compliance be developed? (Matrix #2)
Should fines be progressive? Should fines differ based on severity or degre e of issue?
(Matrix #3)
Should the potential to restrict development permits on properties with pending code violation
cases be retained in the manual? (Matrix #3)
BOCC Direction
Staff seeks direction on next steps:
1. Initiate a public hearing on the draft Manual update as proposed by staff or modified by the BOCC
at this work session; or
2. Revise the draft Manual update per BOCC direction at this meeting and schedule a follow-up work
session prior to initiating a public hearing.
1
Code Enforcement
Procedures Manual
Review
May 19, 2014
2
Year 2013
Code Enforcement
Activity and Efficiency Report
Case Initiation Summary
Cases
Opened
New
Proactive
Cases
Total
New
Cases
Percent
Change
Over Previous Year
2011 181 7 188 (16%)
2012 252 24 276 47%
2013 241 13 254 (8%)
3
Case Turnaround
Total
Cases
Closed
30
Days
60
Days
180
Days
360
Days
2011 197 10% 22% 50% 77%
2012 257 13% 26% 62% 77%
2013 264 8% 21% 64% 86%
4
Compliance
Voluntary Warning Citation Injunction
2011 85% 11% 4% <1%
2012 85% 10% 5% <1%
2013 84% 13% 3% <1%
5
March 13, 2013
BOCC Work Session
(Summary)
Staff to return after internal review.
Proposed areas for review (post staff review):
1. Complaint Policy (anonymous complaints,
confidentiality).
2. Voluntary Compliance/ Timelines for Compliance
3. Penalty and Fines
6
UPDATE
CODE ENFORCEMENT
POLICY AND PROCEDURES MANUAL
7
What We’ve Changed …
•Updates to reflect current practice or current operational
environment (e.g. updates to sequence and levels of
enforcement; removed procedure for working off fine,
publication of citations, etc.)
•Updates to reflect procedural law (e.g. removed text on
warrants and bail. )
8
What We’ve Changed (cont.)
•Removed sections on stop work orders, financial hardship,
file maintenance, restrictions on permits for accessory
structures, media contact.
•Stop work orders are a function of the Building Official.
When utilized the Building Official coordinates with CE in
resolution.
•The County has an existing policy on financial hardship/ fee
waiver.
•The County has an existing policy on file maintenance.
•County zoning code contains restrictions on development
permits for accessory structures on undeveloped property.
•Media Contact section removed. Procedures are currently
addressed in County communications procedures. 9
What We’ve Changed (cont.)
•Modification of procedure related to injunction. This change
updates manual to reflect a DCC 1.16.040 text amendment
approved by ordinance in 2013.
10
What Remains …
•The most often identified policy concerns
11
Matrix Topic #1
Complaint Policy
County Initiation vs. Citizen Complaint Initiation
Anonymous Complaints
File Confidentiality
Proposed change for public sector or County initiated
complaints (not confidential)
12
Matrix Topic #2
Voluntary Compliance/
Timelines for Compliance
Voluntary Compliance vs. Enforcement Action
Emphasis
Discretionary vs. Defined Timelines
13
Matrix Topic #3
Penalty and Fines
Restricting Development
permits
14
Where to from here …
15
BOCC Direction
Initiate a public hearing on the draft CE Policy
& Procedures Manual update as proposed or
modified by the BOCC
OR
Revise the Manual update based on BOCC
direction and conduct a work session before
initiating a public hearing
16
Code Enforcement Policy and Procedures Manual Update, 5/19/2014 1
CODE ENFORCEMENT POLICY AND PROCEDURES MANUAL UPDATE
MATRIX TOPIC #1
Policy Issue Existing Procedures Other Jurisdictions
Staff
Recommendation BOCC Options
Complaint Policy
Origin of Complaints
County initiation vs. citizen
complaint initiation
Anonymous Complaints
Should CDD accept
anonymous complaints?
Confidentiality Policy
Should file information be
made available to the
public before a case is
closed?
Primarily Complaint Driven
– 95% of cases are
complaint based
– 5% originate from
proactive CE reviews
CDD does not currently
accept anonymous
complaints (except in
matters of public health and
safety).
CE files are confidential
until case is closed, unless
otherwise released under
citation discovery. One
variation to this policy might
be to make public
County/public sector initiated
complaints, but preserve the
confidentiality of privately-
initiated complaints until the
case is resolved/closed.
Case file is scanned and
available via County
website once the case is
resolved. (CDD receives few
requests for a copy of
complaint after the case is
closed.)
All Prioritize Complaint
Based Enforcement
How we differ…
• Some allow staff initiated
investigation.
• Some allow anonymous
complaints.
• Some jurisdictions
minimize complaint focus
by separating complaint
from investigation (e.g.
complaint is not part of
the case record).
• File confidentiality varies.
Some jurisdictions
release current
investigation files upon
records request.
• Some jurisdictions
protect confidentiality
more rigorously (e.g.
release by court order
only).
The core policy issue is
whether CDD accepts
anonymous complaints.
Staff suggests that
complaint based code
enforcement reflects
public priority. There is
also inherent objectivity
in complaint based
enforcement.
The question then
becomes the extent to
which files should be
kept confidential.
• Continue with
existing practice &
procedure with
respect to privately
initiated complaints
• Consider
expanding criteria
for when
anonymous
complaints might
be accepted
• Make public
County/public
sector initiated
complaints
immediately
Citizen driven
investigation
necessitating some
level of file
confidentiality
or
Staff initiated
investigation
or
Somewhere in
between
and
Should confidentiality
policy be amended to
encourage disclosure
or identification of
complainant when
the complainant is
the County or other
public agency?
Code Enforcement Policy and Procedures Manual Update, 5/19/2014 2
CODE ENFORCEMENT POLICY AND PROCEDURES MANUAL UPDATE
MATRIX TOPIC #2
Policy Issue Existing Procedures Other Jurisdictions
Staff
Recommendation BOCC Options
Voluntary Compliance
Voluntary Compliance vs.
Enforcement Action
Emphasis
Timelines for Compliance
Discretionary vs. Defined
timelines
Objective is voluntary
compliance.
Flexibility with time, not with
Code.
Citations utilized when
violations not corrected
within a reasonable time.
Injunction as a last resort.
How we differ…
Not significantly
• Voluntary Compliance is
a universal objective.
• Most jurisdictions
exercise discretion on
time allowed. Public
health and safety is the
guiding factor in
determining time frames.
[One of six surveyed
(Redmond) has a
specified timeline (goal)
for compliance].
Voluntary Compliance is
the norm. Enforcement
action (i.e. citation) does
not necessarily prompt
quicker resolution and is
generally costlier for all. It
also does not guarantee
fine imposition.
Ultimately, enforcement
action is sometimes
necessary and must be
effective when indicated.
Despite best intentions,
resolution time frames
vary. Circumstances
faced by owner are a key
factor.
• Continue existing
procedure with
respect to
compliance
• Develop procedure
for implementation
of fines when
indicated
• Incorporate more
rigorous analysis of
statistics on
resolution
timeframes to
ensure staff
efficiency
Carrot
or
Stick
and
How to limit the
number of carrots?
Code Enforcement Policy and Procedures Manual Update, 5/19/2014 3
CODE ENFORCEMENT POLICY AND PROCEDURES MANUAL UPDATE
MATRIX TOPIC #3
Policy Issue Existing Procedures Other Jurisdictions Staff Recommendation BOCC Options
Penalties and Fines
Citations used as
compliance tool.
Court rarely imposes fines.
County presently amending
fine schedule/procedure to
reflect State rules.
Fines for building code
violations not to exceed
$1,000/day.
Fines for all other violations
up to $2,000/day.
How we differ…
• Others per day
penalty on initial
violation are mostly
less than that allowed
under State rules
(OARs).
• Some have specific
policy for fines on
repeat violation.
Some amass multi-
day penalties. Others
take a progressive
approach where
continuing violations
prompt greater
penalty.
Staff recommends group
discussion.
Status quo
or
Penalty based on
severity and whether
violation impacts
public health and
safety.
Additionally,
Should fine schedule
be progressive?
Restrictions on
Development Permits
The existing manual
provides for future
restriction on development
permits on properties with
pending code violations
(See section XI.I).
Implementation of this
policy would require a code
change.
How we differ…
• Some jurisdictions
have implemented this
policy.
Staff recommends group
discussion.
Should the potential to
restrict development
permits on properties
with pending code
violation cases be
retained in the
manual?