HomeMy WebLinkAboutCDGB ChangesDate: September 3, 2010
To: Deschutes County Board of Commissioners
From: Judith Ure, Management Analyst
Subject: Proposed Comments Regarding 2011 Community Development Block Grant
Method of Distribution
The Infrastructure Finance Authority (IFA), a division of the Oregon Business Development
Department (OBDD), is currently seeking public comment regarding the proposed 2011
Community Development Block Grant (CDBG) Method of Distribution (MOD) document. A
new MOD document is issued periodically to reflect changes in rules that govern the CDBG
program and associated funding decisions. Comments are due to the IFA by September 8, 2010.
The attached summary outlines some of the most significant changes to the CDBG program
under consideration, many of which reflect a need to streamline program administration and
reduce costs. In several cases, such as potential increases to various categorical grant limits,
future applicants may benefit from the proposed changes. In other instances, including
eliminating certain project types from eligibility, applicants may face greater challenges when
seeking project funding.
Staff have reviewed the proposed 2011 MOD document and suggests that Deschutes County
offer the following comments for consideration by the IFA Board and OBDD Commission
during the ongoing review process:
1. Support the increase in funding limits from $1,500,000 to $2,000,000 in the Public Water
and Wastewater project category and $1,000,000 to $1,500,000 in the Public/Community
Facilities category. The increase in maximum grant amounts accurately reflects rising
construction and project costs.
2. Oppose eliminating certain project types from eligibility under the Public/Community
Facilities category, including mental health treatment facilities; transitional housing; shelters or
workshops for persons with disabilities; health clinics; drug and alcohol treatment facilities;
family resource centers; fire stations, community centers, and libraries. While the IFA states that
such projects are eligible for alternate funding sources and/or were rarely funded by the CDBG
program in the past, several facilities within Deschutes County and Central Oregon have
qualified for funding under these project types, including the Alyce Hatch Center, Crisis
Resolution Center, Juniper Canyon Fire Station, and Ochoco Community Clinic. Similar
projects more recently suggested as potential applicants for CDBG funds, such as the Sunriver
Fire Station, would no longer qualify under the proposed 2011 guidelines. This change would
severely restrict the region's ability to construct facilities necessary to provide critical services to
vulnerable populations.
The two comments suggested above address only a few of the general concerns that may be
shared by local governments and communities across the state. However, the Association of
Oregon Counties (AOC) has compiled a more detailed list of recommendations. As a result,
staff recommends the following:
3. Endorse and support comments on proposed 2011 CDBG guidelines as described in a
letter from the Association of Oregon Counties dated September 3, 2010 (see attached).
In addition to these general comments which are directly related to changes specifically proposed
for the 2011 MOD document by the IFA, staff suggests seeking clarification or revision of two
other provisions which could potentially limit the County's ability to seek CDBG funds for
qualifying projects. While these are not related to proposed new language of the MOD
document, the current review process may provide the best opportunity to address these issues:
4. The MOD document states that "CDBG funds can be used for the acquisition of facilities
needed to provide shelter or services to persons with special needs" and that CDBG funds may
be used for "property acquisition (including appraisal costs), clearance and disposition by the
city or county grant recipient." However, in recent discussions, IFA and OBDD staff have
indicated that CDBG funds cannot be used to retire debt and/or to pay for property currently
owned by a government agency that is acting as applicant for CDBG funds on behalf of a
qualifying non-governmental recipient. In the example under consideration, Deschutes County
could not apply for CDBG funds to enable the Bethlehem Inn to purchase the site that currently
serves as a homeless shelter because the County holds title to the property. County staff can find
no specific language in the MOD document that addresses this point and suggests that Deschutes
County request further clarification concerning this interpretation with a goal toward
recommending that any such provisions be revised to allow greater flexibility in property
acquisition.
5. All recent MOD documents include the following statement under the "Non-
Entitlement/Entitlement Boundaries" section of the "Eligible Applicants/Limits on Applications"
chapter (2): "When an eligible non -entitlement city or county applicant applies for a project that
will be located within the boundaries of a CDBG entitlement city or county whose residents are
also residents of the non -entitlement applicant (for example, Lane County sponsoring a project to
be physically located within the City of Eugene), eligible project costs are limited to the
estimated pro rata share of the project activity beneficiaries who reside in the non -entitlement
portion of the project's service area." As the City of Bend is an entitlement city, this provision
would appear to either limit prospective grant awards for regional projects that may be located
within city boundaries to considerably less than the maximum amount allowed or cause the
applicant to raise matching funds equivalent to the amount of the CDBG grant requested. While
this issue has not been directly raised by IFA or OBDD staff in regard to any project recently
proposed by Deschutes County, further discussion might be needed to determine and possibly
mitigate the effect it could have on regional facilities such as the Bethlehem Inn.
As noted, comments concerning the CDBG program guidelines are due to the IFA no later than
5:00 p.m. on September 8, 2010. If the Board agrees with the comments outlined in this
memorandum, staff will format them into a letter to be submitted in time to meet that deadline.
IFInfrastructure
Finance
Authority
August 9, 2010
To: City Councils, County Boards of Commissioners, Councils of Govemment,
Economic Development Districts and Interested Organizations and Individuals
From: Lynn Schoessler, Infrastructure Finance Authority (IFA) Director
Subject: Proposed 2011 Community Development Block Grant Guidelines — Request for
Comments
A copy of the proposed 2011 "Method of Distribution" Community Development Block Grant
Program Guidelines is available on the Department's web site at:
http:lIwww.orinfrastructu re.org1Leam-About-Infrastructure-Proara ms/lnterested-in-a-
Community-Development-ProjectlCommunity Development -Block -Grant!
Please take time to review this message and the proposed Guidelines. If you are unable to
download a copy of the guidelines the IFA staff will gladly forward a copy to you upon request.
The State of Oregon expects to have approximately $15 million in federal funds for award to rural
cities and counties in the year 2011. The money comes from the federal Community Development
Block Grant Program administered through the U.S. Department of Housing and Urban
Development. These grant funds must be awarded under a system with published rules and
criteria, which are adopted following an opportunity for public comment.
The department is proposing to make changes to the program guidelines adopted for year 2010
funds. The attached "Summary of Significant Changes Proposed for 2011" describes the proposed
changes. Your comments and suggestions will help us to improve service in 2011.
The deadline for written comments is September 8, 2010. You can send your comments and
suggestions in writing, either by letter or e-mail. Letters should be addressed to: Mary Baker,
Infrastructure Finance Authority, Oregon Business Development Department, PO Box 866,
Klamath Falls, OR 97601. E-mail responses can be sent to: marv.a.baker anbiz.state.or.us
Thank you for your interest and participation in this very important process. If you have questions,
please call Mary Baker at (541) 882-1340.
August 9, 2010
Oregon Business Development Department
Infrastructure Finance Authority
Community Development Block Grant Program
Summary of Significant Changes Proposed for 2011
Comments Requested:
Please review the following summary and the proposed °Method of Distribution° (program
guidelines) for the 2011 Community Development Block Grant program. Comments and
suggestions are encouraged and welcomed.
Comment Period and Public Hearing
Comments on the proposed 2011 Community Development Block Grant Program's Method of Distribution can be
submitted either orally, in writing or by e-mail. The 30 -day comment period ends at 5:00 pm on September 8, 2010.
Please address written comments by letter to Mary Baker, Community Development Division, Oregon Business
Development Department -Infrastructure Finance Authority, P.O. Box 866, Klamath Falls, OR 97601 or by e-mail to
mary.a.baker(o)biz.state.or.us
Public Hearing Date: September 8, 2010
Time: 11:00 am to 12:00 noon
Location: OBDD-IFA
775 Summer Street NE — Suite 200
Salem, Oregon 97301
Conference Room 201
Summary of Proposed Changes for 2011
The State of Oregon is facing a budget crisis. Every agency has been forced to reduce budgets
and furlough employees. Although the Community Development Block Grant program is funded
with an annual federal allocation, it comes with a limited amount of administrative dollars. The
program also comes with extraordinary federal regulations that must be followed as well as
extensively reported on.
In the program's origin, the State of Oregon chose to narrowly focus the CDBG program on public
health and safety issues. However, over the years the program has expanded to include
numerous other funding categories that have resulted in added administrative burden. The cost of
program administration has forced the department to use state resources beyond the federal
administrative funding allowance to properly administer each annual CDBG allocation the state
receives.
August 9, 2010
The OBDD-IFA must consider options to reduce the administrative cost of the program and to ease
the burden on state resources. At the same time, the IFA program staff is hearing about the ever
increasing cost of projects and how the project expense is unaffordable to low and moderate
income communities that are the only jurisdictions eligible for the program. The OBDD-IFA is
proposing to increase individual project grant funding amounts but limit the number of eligible
projects funded to address both issues and accomplish two program imperatives. Proposed
program changes include:
1) Public water and wastewater projects:
a. Increase the maximum grant from $1,500,000 to $2,000,000 to accommodate
rising construction and project costs.
b. Limit projects to address health and safety issues:
i. Water or wastewater projects for systems that are currently out of
compliance with the Safe Drinking Water Act or Clean Water Act
requirements;
ii. Water or wastewater projects for systems that will be out of compliance
with the Safe Drinking Water Act or Clean Water Act requirements in two
years if the system is not improved; and
iii. Water projects necessary for the provision of dependable and efficient
water storage, treatment and/or transmission;
iv. Wastewater projects necessary for the provision of dependable and
efficient wastewater collection, treatment and disposal/re-use.
2) Public/Community facilities:
a. Increase the maximum grant from $1,000,000 to $1,500,000 to accommodate rising
construction and project costs.
i. Limit projects to those that address hunger and homeless issues: Shelters
for Victims of Domestic Violence, Emergency/Homeless Shelters, Senior
Centers, Food Banks; and
ii. Head Start centers.
3) Housing Rehabilitation:
a. Streamline the delivery of the regional housing rehabilitation program and make the
application dates more flexible. The preservation of the state's aging housing stock
through the owner occupied housing rehabilitation program otherwise remains
substantially unchanged.
4) Other:
a. The Economic Development Revolving Loan Fund, Microenterpiise Grant
Program, Certified Main Street Facade Program and the Microenteprise
Assistance Program have been eliminated.
b. The Regional Housing Center program will no longer be offered by the CDBG
program. OHCS will continue to fund this program with a Idss onerous altemate
state funding resource.
The comments and ideas provided regarding this proposal will assist the IFA staff and Board as
they consider the final design of the 2011 CDBG program. Your assistance and comments are
appreciated.
August 9, 2010
The budget issues the state and all agency programs face will require difficult decisions that must
be addressed during the coming months. It has been impossible for the CDBG program to meet all
of the needs of rural low and moderate income citizens in Oregon and the future holds no hope this
situation will change. OBDD-IFA's task is to try and find the best way to meet the highest priority
needs of the rural low and moderate income communities statewide.
GENERAL PROGRAM CHANGES
1. Matching Funds — Many applicants to the program had unsecured/committed matching
funds that couid not be secured within 4 months after grant contract execution. Therefore
all matching funds necessary to complete the proposed CDBG project must be committed
and available at the time the application is received by OBDD.
2. Readiness to Proceed — This section was revised to reflect the change in the matching
funds requirement identified above, and to provide the ability for an exception to the
matching funds requirement to accommodate funding from other federal or state
resources.
3. Non•English Speaking Resident Citizen Participation — To enforce the federal Limited
English Proficiency requirements Step 3 of Chapter 7, has been modified so that every
applicant must provide the percentage of non-English speaking residents within their
community derived from the most recent decennial census data. If more than 5% of the
population is non-English speaking than the public notices must be published or posted in
that language and the application must include the affidavit of publication or the
certification of posting of the non-English speaking public hearing notice.
FUNDING CATEGORY CHANGES (Refer to the specific chapter in the proposed 2011 Method of
Distribution for more detailed information about each funding category.)
Chapter 2 —Eligible Applicants/Limits on Applications:
1. This chapter was revised to incorporate housing rehabilitation projects into the three open
grant rule.
Chapter 7 — OBDD Application Procedures:
2. This chapter was modified to incorporate the housing rehabilitation projects within the
quarterly competitive application process and to include the housing rehabilitation
application scoring criteria. This section was also modified to include the modified
matching fund and readiness to proceed criteria.
Chapter 9 — Public Works:
1. The maximum grant was increased from $1,500,000 to $2,000,000 to accommodate rising
construction and project costs.
2. The maximum grant exception was increased accordingly from $3,000,000 to $3,500,000.
August 9, 2010
3. The historically rarely funded Type 2, Downtown Revitalization and Type 3, Off -Site
Infrastructure for New Affordable Housing project types were eliminated as eligible
activities from the category.
Chapter 10 — Public/Community Facilities:
1. The maximum grant was increased from $1,000,000 to $1,500,000 to accommodate rising
construction and project costs.
2. The facility types that have historically demonstrated altemate funding sources or were
rarely funded by the program have been eliminated from the category. Eliminated
activities include: Mental Health Treatment Facilities; Transitional Housing; Shelters or
Workshops for Persons with Disabilities; Health Clinics; Drug and Alcohol Treatment
Facilities; Family Resource Centers; Fire Stations, Community Centers and Libraries.
Chapter 11- Housing Rehabilitation:
1. To streamline the delivery of the regional housing rehabilitation program, on January 1,
2011 OBDD-IFA will administer the regional housing rehabilitation program within OBDD-
IFA and discontinue providing funding for this program to Oregon Housing and Community
Services (OHCS). OHCS will administer the grants awarded by OHCS until administrative
closure and then transfer files to OBDD-IFA. OBDD-IFA will commence making awards
quarterly in calendar year 2011.
2. The housing rehabilitation program remains substantially unchanged and Chapter 11 has
been revised to reflect the administration by OBDD and to include federal and state
requirements for financial review; identified priorities for the housing rehabilitation
program; non -competition with local financing institutions; reasonable accommodation
policies; borrower defaults; and an entitlement area review.
Chapter 15 — Outcome and Performance Measure Reporting:
1. This chapter was modified to provide a better summary of the program's accornplishments
under the 2006-2010 Consolidated Plan and to provide the proposed performance
measures for the 2011-2015 Consolidated Plan.
Other:
1. The Economic Development Revolving Loan Fund, Microenterprise Grant Program,
Certified Main Street Facade Program and the Microenteprise Assistance Program have
been eliminated.
2. The Regional Housing Center program will no longer be offered by the CDBG program.
OHCS will continue to fund this program with a Tess onerous altemate state funding
resource.
August 9, 2010
Association of
Oregon Counties
September 3, 2010
Mary Baker
Infrastructure Finance Authority
Oregon Business Development Department
P.O. Box 866
Klamath Falls OR 97601
RE: Comments on Proposed 2011 Community Development Block Grant Guidelines
Dear Ms. Baker:
The Association of Oregon Counties (AOC) appreciates the opportunity to comment on the
Infrastructure Finance Authority's proposed 2011 "Method of Distribution" Community
Development Block Grant Program Guidelines (MOD). The Community Development Block
Grant Program is the only 100% grant program to address community facility and infrastructure
needs for low and moderate income populations and is often an important and strategic
funding source necessary to complete critical projects.
Oregon's counties support enhanced community-based economic and community development
activities with maximum flexibility to recognize regional needs and differences. Since no two
Oregon counties are exactly alike, these differences require a flexible approach to statewide
policymaking. We believe it is important to have local capacity to deliver economic and
community development services for the retention/creation of jobs in all regions of the state.
We strive to provide opportunities for connecting and partnering with the state and the
business community to achieve these goals.
Oregon's counties act as the hub for coordination and delivery of many shared state -county
services such as senior services, alcohol and drug treatment, mental health services and public
health services. Like the state of Oregon, counties face severe fiscal strains in the upcoming
years that will be exacerbated by the state's financial condition as well as the loss of federal
forest payments. Given the severe financial plight facing counties and the state, it is important
to allow for as much flexibility and retain as many tools in the economic and community
development toolbox as possible to meet individual county needs and let communities
determine how best to meet its highest priority needs to serve its low and moderate income
citizens. For these reasons, AOC urges the state not to restrict the type of projects which can
be funded by CDBG and recognize the different needs and priorities of counties.
1201 Court Street NE • Post Office Box 12729 • Salem • Oregon • 97309 • 503-585-8351 • www.aocweb.org
AOC understands the difficulty that the state is facing with its finances; however, we also
recognize that CDBG and the IFA receive different sources of funding than the General Fund.
The current amount of the over -match for the 2009-11 biennium is about $37,000, or 0.2 % of
the FY 2010 CDBG funds ($20.7 million) available and overseen by IFA, an amount which should
be manageable within the IFA/CDBG budget. In addition, the IFA still has about half of its
CDBG resources remaining ($9.9 million) following the recently awarded 2"d quarter projects to
allocate for future awards for the remainder of the biennium, and this should allow the IFA the
flexibility to fund other types of projects.
AOC urges that internal efficiencies be implemented to address this minor over -match so that
important potential CDBG-funded programs/projects such the types of community facilities,
micro -enterprise, downtown revitalization, and Maln Street are not restricted or eliminated
from consideration. Over the past four years, local governments have seen flexible funding
sources such as the Regional Investment Program eliminated; consequently, a grant program
like CDBG that can be used for infrastructure, community facilities, and economic development
is more important than ever.
Water and Wastewater Projects
AOC supports increasing the maximum water and wastewater project grants from $1,500,000
to $2,000,000 in recognition of the high cost of construction and to address the needs of
individual projects and affordability requirements.
It should be noted, however, that raising the cap could result in fewer number of projects being
funded. We suggest that this increased amount provides some additional discretion on the part
of the IFA to consider those low and moderate income communities that are struggling to
finance needed facilities at affordable rates but awarding the higher amounts will need to be
weighed when balancing other project priorities.
AOC recommends not eliminating public works funding for Type 2 (downtown revitalization)
and Type 3 projects (publicly owned off-site infrastructure necessary for the construction of
affordable rental or single family homes for low and moderate income persons). Restricting the
use of the funds will make it more difficult to achieve community objectives consistent with
CDBG. We recognize that Type 3 projects can be complicated because they cannot assist
beneficiaries other than low and moderate income individuals. However, there may be
circumstances such as with the City of Cascade Locks which needs to extend water/sewer
service directly to an affordable housing project. Without access to CDBG funding, the City of
Cascade Locks and the Mid -Columbia Housing Authority will not be able to leverage other
federal and state funding sources to provide needed affordable housing.
1201 Court Street NE • Post Office Box 12729 • Salem • Oregon • 97309 • 503-585-8351 • www.aocweb.org
Community Facilities
We are very concerned that the proposed CDBG 2011 MOD significantly reduces flexibility and
choice for funding important community facilities. Since the needs of each community vary
greatly especially during the difficult financial times, we urge that communities have the ability
to recommend projects that will meet the primary objective of the CDBG program:
":..the development of viable (livable) urban communities by expanding economic
opportunities, providing decent housing and a suitable living environment principally for
persons of low and moderate income."
A county should be able to decide which type of community facility its highest priority is given
the county's demands and economic and social issues. For example, a fire department building
may be needed to address safety and economic development needs while another community
with high unemployment and low literacy and test scores may need a library to support
educational needs for low and moderate income families that cannot afford books and
periodicals and need access to computers especially for job searches, on-line courses,
homework, etc.
AOC urges that the type of eligible community facilities should not be narrowed as proposed in
the 2011 MOD; rather, we recommend that OBDD retain the types of community facilities that
were included in the 2010 MOD. CDBG is one of the few remaining grant sources to help local
governments fund important community facilities including shelters or workshops, health
clinics, mental health treatment centers, drug and alcohol treatment facilities, community
centers, family resource centers, fire stations and libraries.
In addition, AOC requests that the state include mixed use facilities as CDBG eligible provided
those facilities meet the federal CDBG requirements. While we recognize that these type of
facilities may be more complicated to manage, they may also be the most efficient way to
consolidate and manage programs and services to low and moderate income persons on a local
level.
Funding facilities provided for in the 2010 MOD is consistent with the agency's Goal 4 as well as
the Quality Development Objectives/Healthy Communities to support the four key systems that
provide the foundation for all other community activities: an economic base, infrastructure,
community facilities, and housing.
AOC supports the proposed increase in the maximum grant from $1,000,000 to $1,500,000 to
accommodate rising construction and project costs.
1201 Court Street NE • Post Office Box 12729 • Salem • Oregon • 97309 • 503-585-8351 • www.aocweb.org
Economic Development Revolving Loan Fund, Microenterprise Grant Program, and
Microenterprise Assistance Program
With the state's unemployment rate stuck at 10% and many businesses facing tight credit
markets, it is critical that communities have tools to retain and attract small businesses, thereby
keeping and generating local jobs. CDBG is one of the few sources left for communities to
establish economic development revolving loan funds and microenterprise grant programs
especially after the loss of the Regional Investment Program. Small businesses generate a
substantial portion of new jobs and will be important for our economic revitalization.
The IFA should explore potential changes as recommended by the Oregon Economic
Development Districts for the Economic Development Revolving Loan Fund Program. This
recommendation includes requiring jurisdictions to identify borrowers prior to applying for an
Economic Development Revolving Loan Fund grant as a way to simplify the monitoring process
and reduce administrative costs.
AOC recommends the retention of these programs to receive funding from CDBG and also
believes that increased training can reduce administrative costs by helping sub -grantees
understand OBDD's expectations in order to comply with the CDBG requirements.
Downtown Revitalization and Main Street
Eliminating downtown revitalization as an eligible CDBG activity further constrains the
community and economic development efforts of local governments and is counter to one of
the three CDBG national objectives of prevention or elimination of slum or blight as well as the
state's goal of having economically viable and vibrant communities.
The Main Street Program has helped many communities revitalize their central business
districts by coordinating various state programs including transportation, historic preservation,
and urban forestry. Currently, there are 63 Oregon communities participating in one of the
three levels of the Oregon Main Street Program. While we understand that CDBG has not been
used for Main St. projects to date, interest has been growing and there are many communities
that are now involved in the initial tiers such as the "Exploring" and "Transforming" stages. The
loss of CDBG funding would be a blow to low and moderate income communities that are
formulating their plans and financing packages. For example, communities such as Toledo,
Klamath Falls, Philomath, Baker City, Canyonville, Riddle, Enterprise, Bonanza, Irrigon, Lebanon,
Myrtle Creek, North Bend, Bandon, Coos Bay, Condon, Turner, St. Helens, and Woodburn would
be impacted by the loss of using CDBG as a funding and leveraging revenue source to achieve
their downtown revitalization objectives.
AOC asks that downtown revitalization and funding for Main Street continue to be programs
that can receive CDBG funding.
1201 Court Street NE • Post Office Box 12729 • Salem • Oregon • 97309 • 503-585-8351 • www.aocweb.org
Matching Funds
Requiring applicants to have all matching funds necessary to complete the proposed CDBG
project to be committed and available at the time the application is received by OBDD will be a
problem for communities. CDBG funding can be the catalyst to secure the necessary funding
from other sources in order to complete a funding package. Although the state has included
the possibility for an exception, this adds another step in the application procedure.
In recognition of the difficulty in packaging various funding sources and also that CDBG can be
used to match other programs, AOC recommends that the state continue to use the CDBG 2010
MOD language that states: "If any necessary funds are not committed, the applicant must
provide clear and convincing evidence with the application that demonstrates the funds will be
secured within 4 months following the date of grant contract execution."
If you have any questions regarding our comments, please do not hesitate to contact me at
(503) 585-8351, ext. 116 or my cell phone at (503) 871-9764, or email at ahanus@aocweb.org.
Sincerely,
Ann Hanus
Policy Manager
Cc:
Mike McArthur, Director
Steve Grasty, President
Lynn Schoessler
Infrastructure Finance Authority Board
1201 Court Street NE • Post Office Box 12729 • Salem • Oregon • 97309 • 503-585-8351 • www.aocweb.org